U.S. Global Investors Files 8-K on Operations & Financials

TL;DR

**GROW filed an 8-K, confirming its financial condition and operational results.**

AI Summary

U.S. Global Investors, Inc. (GROW) filed an 8-K on February 8, 2024, to report on its results of operations and financial condition. This filing, which includes financial statements and exhibits, confirms the company's continued compliance with SEC regulations and its listing on the NASDAQ Capital Market under the trading symbol GROW. For investors, this matters because it signals transparency and adherence to reporting standards, which are crucial for maintaining investor confidence and market stability.

Why It Matters

This filing ensures U.S. Global Investors, Inc. (GROW) remains transparent with its financial health and operations, which is vital for investors to make informed decisions.

Risk Assessment

Risk Level: low — This 8-K is a routine filing for reporting financial condition and operations, indicating standard compliance rather than new risks.

Analyst Insight

Investors should review the full financial statements and exhibits mentioned in this 8-K to understand the detailed results of operations and financial condition of U.S. Global Investors, Inc. (GROW).

Key Numbers

• $0.25 — par value per share (par value of Class A common stock for U.S. Global Investors, Inc.)

Key Players & Entities

• U.S. GLOBAL INVESTORS, INC. (company) — the registrant filing the 8-K
• NASDAQ Capital Market (company) — the exchange where GROW's Class A common stock is registered
• February 8, 2024 (date) — the date of the earliest event reported in the 8-K
• GROW (company) — the trading symbol for U.S. Global Investors, Inc.
• $0.25 (dollar_amount) — par value per share of Class A common stock

FAQ

Key Financial Figures

• $0.25 — hich registered Class A common stock , $0.25 par value per share GROW NASDAQ Capi

Filing Documents

• usglobal20240209_8k.htm (8-K) — 25KB
• ex_624609.htm (EX-99.1) — 44KB
• logo.jpg (GRAPHIC) — 6KB
• 0001437749-24-003639.txt ( ) — 214KB
• grow-20240208.xsd (EX-101.SCH) — 3KB
• grow-20240208_def.xml (EX-101.DEF) — 11KB
• grow-20240208_lab.xml (EX-101.LAB) — 15KB
• grow-20240208_pre.xml (EX-101.PRE) — 11KB
• usglobal20240209_8k_htm.xml (XML) — 3KB

02 Results of Operations and Financial Condition

Item 2.02 Results of Operations and Financial Condition. On February 8, 2024, U.S. Global Investors, Inc. issued a press release reporting earnings and other financial results for its quarter ended December 31, 2023. A copy of the press release is attached and being furnished as Exhibit 99.1. The information in this current report on Form 8-K, including the accompanying Exhibit 99.1, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act"), or otherwise subject to the liability of such section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act, regardless of the general incorporation language of such filing, except as shall be expressly set forth by specific reference in such filing.

01 — Financial Statement and Exhibits

Item 9.01 — Financial Statement and Exhibits (d) Exhibits Exhibit 99.1 – Press Release issued by U.S. Global Investors, Inc. dated February 8, 2024. Exhibit 104 - Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. U.S. Global Investors, Inc. By: /s/ Lisa Callicotte Lisa Callicotte Chief Financial Officer Dated: February 9, 2024

View Full Filing

View this 8-K filing on SEC EDGAR