Garden Stage Ltd. Announces Registered Direct Offering
Ticker: GSIW · Form: 6-K · Filed: Sep 17, 2025 · CIK: 1954269
| Field | Detail |
|---|---|
| Company | Garden Stage LTD (GSIW) |
| Form Type | 6-K |
| Filed Date | Sep 17, 2025 |
| Risk Level | medium |
| Pages | 3 |
| Reading Time | 3 min |
| Key Dollar Amounts | $0.0001, $0.034, $4,900,000 |
| Sentiment | neutral |
Sentiment: neutral
Topics: offering, capital-raise, foreign-issuer
TL;DR
Garden Stage Ltd. is doing a direct offering, raising cash.
AI Summary
On September 12, 2025, Garden Stage Limited entered into a securities purchase agreement for a registered direct offering. The company is a foreign private issuer based in Hong Kong, filing under the 1934 Act with SEC file number 001-41879.
Why It Matters
This filing indicates Garden Stage Limited is raising capital through a direct offering, which could impact its financial structure and future operations.
Risk Assessment
Risk Level: medium — Direct offerings can dilute existing shareholders and signal a need for immediate capital, which may indicate underlying financial pressures.
Key Players & Entities
- Garden Stage Limited (company) — Registrant
- September 12, 2025 (date) — Date of securities purchase agreement
- 001-41879 (other) — SEC File Number
FAQ
What is the purpose of the registered direct offering announced by Garden Stage Limited?
The filing states that on September 12, 2025, Garden Stage Limited entered into a securities purchase agreement for a registered direct offering, but the specific purpose or amount is not detailed in this excerpt.
When did Garden Stage Limited enter into the securities purchase agreement?
Garden Stage Limited entered into the securities purchase agreement on September 12, 2025.
What is Garden Stage Limited's SEC file number?
Garden Stage Limited's SEC file number is 001-41879.
Where is Garden Stage Limited's principal executive office located?
Garden Stage Limited's principal executive office is located at 30th Floor, China Insurance Group Building, 141 Des Voeux Road Central, Central, Hong Kong.
Does Garden Stage Limited file annual reports under Form 20-F or Form 40-F?
Garden Stage Limited indicates it files annual reports under Form 20-F.
Filing Stats: 760 words · 3 min read · ~3 pages · Grade level 17.1 · Accepted 2025-09-17 16:05:03
Key Financial Figures
- $0.0001 — hares”) of the Company, par value $0.0001 per share (the “Shares”), a
- $0.034 — ;Shares”), at a purchase price of $0.034 per share. The Company’s Registe
- $4,900,000 — 025. The Company received approximately $4,900,000 net proceeds from the September 2025 Re
Filing Documents
- ea0257730-6k_garden.htm (6-K) — 17KB
- ea025773001ex5-1_garden.htm (EX-5.1) — 18KB
- ea025773001ex10-1_garden.htm (EX-10.1) — 58KB
- ex5-1_001.jpg (GRAPHIC) — 5KB
- ex5-1_002.jpg (GRAPHIC) — 9KB
- 0001213900-25-088552.txt ( ) — 113KB
Forward-Looking Statements
Forward-Looking Statements : This report contains forward-looking other Federal securities laws. All statements other than statements of historical facts included in this report are forward-looking statements. Forward-looking statements are neither historical facts nor assurances of future performance. Instead, they are based only on the Company’s current beliefs, expectations and assumptions regarding the future of its business, future plans and strategies, projections, anticipated events and trends, the economy and other future conditions. Because forward-looking statements relate to the future, they are subject to inherent uncertainties, risks and changes in circumstances that are difficult to predict and many of which are outside of the Company’s control. The Company’s actual results and financial condition may differ materially from those indicated in the forward-looking and financial condition to differ materially from those indicated in the forward-looking statements include the risks and uncertainties described in the Company’s annual report on Form 20-F for the year ended December 31, 2024, filed with the Commission on July 31, 2024, and the Company’s other filings with the Commission. The Company undertakes no obligation to publicly update any forward-looking otherwise. 1 Exhibit Index Exhibit No. Description 5.1 Opinion of Travers Thorp Alberga, Cayman Islands counsel of Garden Stage Limited, regarding the validity of securities being registered 10.1 Form of Securities Purchase Agreement, dated September 12,
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Garden Stage Limited By: /s/ Sze Ho, CHAN Name: Sze Ho, CHAN Title: Chief Executive Officer Date: September 17, 2025 3