Garden Stage LTD (GSIW) — SEC Filings

Overview

Garden Stage LTD (GSIW) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 6-K filed on Mar 23, 2026: Garden Stage Ltd. announced on March 23, 2026, that it has regained compliance with Nasdaq's minimum bid price requirement. This means the company's stock price has likely traded above the required $1.00 per share for a sustained period, removing the immediate threat of delisting from the Nasdaq exc

Sentiment Summary

Across 21 filings, the sentiment breakdown is: 1 bullish, 19 neutral, 1 mixed. The dominant filing sentiment for Garden Stage LTD is neutral.

Filing Type Overview

Garden Stage LTD (GSIW) has filed 14 6-K, 2 20-F, 4 SC 13D, 1 SC 13D/A with the SEC between Feb 2024 to Mar 2026.

Filings by Year

2026 · 2025 · 2024

Recent Filings (21)

• Garden Stage Regains Nasdaq Minimum Bid Price Compliance — 6-K · Mar 23, 2026
  Garden Stage Ltd. announced on March 23, 2026, that it has regained compliance with Nasdaq's minimum bid price requirement. This means the company's stock price
• Garden Stage Ltd Enters Material Definitive Agreement — 6-K · Dec 2, 2025 Risk: medium
  Garden Stage Limited announced on December 2, 2025, that it entered into a material definitive agreement on November 3, 2025. This agreement is a share purchase
• Garden Stage Ltd Enters Share Purchase Agreements — 6-K · Nov 6, 2025 Risk: medium
  On November 3, 2025, Garden Stage Limited entered into share purchase agreements to acquire a company. The filing does not specify the name of the acquired enti
• Garden Stage Ltd Appoints New Executive Director — 6-K · Oct 2, 2025 Risk: low
  Garden Stage Limited announced the appointment of a new Executive Director on September 29, 2025. The company, based in Hong Kong, is a foreign private issuer f
• Garden Stage Ltd Holds Extraordinary General Meeting — 6-K · Sep 22, 2025 Risk: low
  Garden Stage Limited held its extraordinary general meeting on September 18, 2025. The company is a foreign private issuer filing a Form 6-K report for the mont
• Garden Stage Ltd. Announces Registered Direct Offering — 6-K · Sep 17, 2025 Risk: medium
  On September 12, 2025, Garden Stage Limited entered into a securities purchase agreement for a registered direct offering. The company is a foreign private issu
• Garden Stage Files 20-F, Confirms 15.6M Shares Outstanding — 20-F · Jul 31, 2025 Risk: medium
  Garden Stage Ltd (GSIW) filed its 20-F for the fiscal year ended March 31, 2025, indicating it is not a well-known seasoned issuer and is required to file repor
• Garden Stage Ltd. Announces Registered Direct Offering — 6-K · Jul 29, 2025 Risk: medium
  On July 24, 2025, Garden Stage Limited entered into securities purchase agreements with certain investors for a registered direct offering. The filing does not
• Garden Stage Ltd. Announces Registered Direct Offering — 6-K · Jun 23, 2025 Risk: medium
  On June 16, 2025, Garden Stage Limited entered into securities purchase agreements with certain investors for a registered direct offering. The filing does not
• Garden Stage Ltd. Announces Registered Direct Offering — 6-K · Apr 11, 2025 Risk: medium
  On April 7, 2025, Garden Stage Limited entered into securities purchase agreements with certain investors for a registered direct offering. The filing does not
• Garden Stage Ltd. Announces Registered Direct Offering — 6-K · Apr 9, 2025 Risk: medium
  On April 7, 2025, Garden Stage Limited entered into securities purchase agreements with certain investors for a registered direct offering. The filing does not
• Garden Stage Ltd Files 6-K with Unaudited Info — 6-K · Jan 24, 2025 Risk: low
  Garden Stage Limited, a foreign private issuer, filed a Form 6-K on January 24, 2025, reporting for the month of January 2025. The filing includes financial sta
• Oriental Moon Tree Ltd Files SC 13D for Garden Stage Ltd — SC 13D · Nov 8, 2024 Risk: medium
  Oriental Moon Tree Limited, through its director Lau Kam Yan Karen, has filed an SC 13D on November 8, 2024, regarding Garden Stage Ltd. The filing indicates a
• Oriental Moon Tree Files SC 13D for Garden Stage Ltd — SC 13D · Nov 1, 2024 Risk: medium
  Oriental Moon Tree Limited, through its director Lau Kam Yan Karen, has filed a Schedule 13D regarding Garden Stage Ltd. The filing, dated November 1, 2024, ind
• Oriental Moon Tree Ltd Files SC 13D for Garden Stage Ltd — SC 13D · Oct 25, 2024 Risk: medium
  Oriental Moon Tree Limited, through its director Lau Kam Yan Karen, has filed an SC 13D on October 25, 2024, regarding Garden Stage Ltd. The filing indicates a
• Oriental Moon Tree Amends Garden Stage Filing — SC 13D/A · Oct 11, 2024 Risk: medium
  Oriental Moon Tree Limited, through Director Lau Kam Yan Karen, has filed an amendment (No. 1) to its Schedule 13D for Garden Stage Ltd. The filing, dated Octob
• Oriental Moon Tree Files 13D for Garden Stage Ltd — SC 13D · Sep 27, 2024 Risk: medium
  Oriental Moon Tree Limited, through its director Lau Kam Yan Karen, has filed a Schedule 13D on September 27, 2024, regarding their holdings in Garden Stage Ltd
• Garden Stage Ltd. Files 2024 Annual Report — 20-F · Jul 31, 2024 Risk: low
  Garden Stage Ltd. filed its annual report on Form 20-F for the fiscal year ended March 31, 2024. The company, incorporated in E9 and headquartered in Hong Kong,
• Garden Stage Ltd CFO Resigns, Interim Appointed — 6-K · Apr 5, 2024 Risk: medium
  Garden Stage Limited announced on April 1, 2024, the resignation of its Chief Financial Officer, Mr. Jianjun Li. Concurrently, the Board of Directors appointed
• Garden Stage Ltd. Reports H1 FY24 Financial Results — 6-K · Mar 28, 2024 Risk: low
  Garden Stage Limited announced its financial results for the first half of fiscal year 2024, ending September 30, 2023. The company is a foreign private issuer
• Garden Stage Ltd. Switches Auditors from Marcum Asia to J&S Associate PLT — 6-K · Feb 1, 2024
  Garden Stage Ltd. (001-41879) announced on February 1, 2024, that its Audit Committee dismissed Marcum Asia CPAs LLP as its independent registered public accoun

Risk Profile

Risk Assessment: Of GSIW's 19 recent filings, 0 were flagged as high-risk, 14 as medium-risk, and 5 as low-risk. The overall risk profile suggests moderate risk with a balanced mix of positive and cautionary disclosures.

Key Executives

• Sze Ho, CHAN
• Lau Kam Yan Karen
• LAU KAM YAN KAREN
• Jianjun Li
• Xiaoyan Li

Industry Context

Garden Stage Ltd operates within the Security & Commodity Brokers, Dealers, Exchanges & Services sector. This industry is characterized by high regulatory oversight, technological innovation, and intense competition. Trends include the increasing adoption of digital assets, the demand for integrated trading platforms, and evolving compliance requirements.

Top Tags

sec-filing (6) · offering (5) · ownership-change (5) · 6-K (3) · foreign-private-issuer (3) · management-change (2) · capital-raise (2) · securities (2) · schedule-13d (2) · compliance (1)

Key Numbers

• Ordinary shares outstanding: 15,625,000 — As of March 31, 2025, indicating the total number of shares in circulation.
• Commission file number: 001-41879 — Unique identifier for Garden Stage Ltd's SEC filings.
• Par value per share: 0.0001 — The nominal value of each ordinary share.
• Fiscal year end: 2025-03-31 — The period covered by this annual report.
• Filed as of date: 2025-07-31 — The date the 20-F report was officially filed with the SEC.
• Fiscal Year End: 0331 — Indicates the end of the reporting period.
• Filing Date: 20240731 — The date the annual report was submitted to the SEC.

Frequently Asked Questions