Oriental Moon Tree Files 13D for Garden Stage Ltd

TL;DR

**Oriental Moon Tree just filed a 13D on Garden Stage. Big moves ahead?**

AI Summary

Oriental Moon Tree Limited, through its director Lau Kam Yan Karen, has filed a Schedule 13D on September 27, 2024, regarding their holdings in Garden Stage Ltd. The filing indicates a change in beneficial ownership, though specific share counts and dollar amounts are not detailed in this excerpt. The filing is made under the Securities Exchange Act of 1934.

Why It Matters

This filing signals a potential shift in control or significant investment in Garden Stage Ltd by Oriental Moon Tree Limited, which could impact the company's stock performance and strategic direction.

Risk Assessment

Risk Level: medium — Schedule 13D filings often precede significant corporate actions or changes in control, introducing uncertainty and potential volatility.

Key Players & Entities

• Oriental Moon Tree Limited (company) — Filing entity
• Garden Stage Ltd (company) — Subject company
• LAU KAM YAN KAREN (person) — Director of Oriental Moon Tree Limited

FAQ

Filing Documents

• ea0215986-13doriental_garden.htm (SC 13D) — 42KB
• 0001213900-24-082742.txt ( ) — 44KB

SECURITY AND ISSUER

ITEM 1. SECURITY AND ISSUER. Name of Issuer: Garden Stage Limited Address of Issuer’s Principal Executive Offices: 30th Floor, China Insurance Group Building, 141 Des Voeux Road Central Central, HONG KONG

IDENTITY AND BACKGROUND

ITEM 2. IDENTITY AND BACKGROUND. (a) Name; Oriental Moon Tree Limited (b) Residence or business address; 30th Floor, China Insurance Group Building, 141 Des Voeux Road Central Central, HONG KONG (c) Present principal occupation or employment; Holding company (d) Criminal Convictions: No (e) Civil Proceedings: No (f) Citizenship/State of Incorporation/Organization: British Virgin Islands

SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION

ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).

PURPOSE OF TRANSACTION

ITEM 4. PURPOSE OF TRANSACTION. Oriental Moon Tree Limited intends to continuously review its investment in the Issuer, and may in the future take such actions with respect to its investment in the Issuer as it deems appropriate: (a) The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer As of the date of this Schedule 13D, except as set forth in this Schedule 13D above, Oriental Moon Tree Limited does not have any plans or proposals which would result in: (b) An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries; (c) A sale or transfer of a material amount of assets of the issuer or any of its subsidiaries; (d) Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; (e) Any material change in the present capitalization or dividend policy of the issuer; (f) Any other material change in the issuer's business or corporate structure, including but not limited to, if the issuer is a registered closed-end investment company, any plans or proposals to make any changes in its investment policy for which a vote is required by section 13 of the Investment Company Act of 1940; (g) Changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person; (h) Causing a class of securities of the issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; (i) A class of equity securities of the issuer becoming eligible for termination of registration pursuant to section 12(g)(4) of the Act; or (j) Any action similar to any of those enumerated above. 2

INTEREST IN SECURITIES OF THE ISSUER

ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (A-B) For information regarding beneficial ownership, see the information presented on the cover page of this Schedule 13D. Oriental Moon Tree Limited is the affiliate of the Issuer. C) Oriental Moon Tree Limited effected the transactions and the transactions executed in open market. Details as below: Date Side Shares Price* 08/23/2024 Sell 21 7.43 09/18/2024 Sell 3100 2.23 09/19/2024 Sell 100 3.85 09/20/2024 Sell 228124 2.37 09/20/2024 Sell 243655 1.26 * Calculated based on Gross Proceeds. D) Not Applicable E) Not Applicable

CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS

ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. To the knowledge of the Reporting Person, except for the matters described in this Schedule 13D, there is no contract, arrangement, understanding or relationship (legal or otherwise) among the Reporting Person or between the Reporting Person and any other person with respect to any securities of the Issuer.

MATERIAL TO BE FILED AS EXHIBITS

ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. Not Applicable 3 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date 27/9/2024 Signature LAU KAM YAN KAREN Name/Title Director 4

View Full Filing

View this SC 13D filing on SEC EDGAR