Herzfeld Credit Income Fund, Inc (HERZ) — SEC Filings
Herzfeld Credit Income Fund, Inc (HERZ) — 10 SEC filings. Latest: DEF 14A (Oct 14, 2025). Includes 3 DEF 14A, 3 8-K, 2 DEFA14A.
View Herzfeld Credit Income Fund, Inc on SEC EDGAR
Overview
Herzfeld Credit Income Fund, Inc (HERZ) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a DEF 14A filed on Oct 14, 2025: Herzfeld Credit Income Fund, Inc. (HERZ) is holding its Annual Meeting of Stockholders on November 20, 2025, to elect two Class II directors and one Class III director. The Board of Directors, consisting of 5 members, unanimously recommends voting FOR the Board's nominees. Ann S. Lieff, a Class II d
Sentiment Summary
Across 10 filings, the sentiment breakdown is: 9 neutral, 1 mixed. The dominant filing sentiment for Herzfeld Credit Income Fund, Inc is neutral.
Filing Type Overview
Herzfeld Credit Income Fund, Inc (HERZ) has filed 3 DEF 14A, 3 8-K, 2 DEFA14A, 2 SC 13D/A with the SEC between Mar 2024 to Oct 2025.
Filings by Year
Recent SEC Filings (10)
| Date | Form | Description | Risk |
|---|---|---|---|
| Oct 14, 2025 | DEF 14A | Herzfeld Credit Income Fund Seeks Director Elections Amid Board Changes | medium |
| Jul 16, 2025 | 8-K | Herzfeld Credit Income Fund Files 8-K | low |
| Jun 18, 2025 | 8-K | Herzfeld Caribbean Basin Fund Files 8-K | low |
| Jun 3, 2025 | DEF 14A | Herzfeld Caribbean Basin Fund Seeks Shareholder Nod for Advisory Agreement | low |
| May 7, 2025 | 8-K | Herzfeld Caribbean Basin Fund Files 8-K | low |
| Mar 4, 2025 | DEFA14A | Herzfeld Caribbean Basin Fund Changes Investment Policy | medium |
| Mar 3, 2025 | DEFA14A | Herzfeld Caribbean Basin Fund Proxy Solicitation | low |
| Sep 30, 2024 | DEF 14A | Herzfeld Caribbean Basin Fund Files 2024 Proxy Statement | low |
| May 6, 2024 | SC 13D/A | Herzfeld Caribbean Basin Fund SC 13D/A Amendment Filed | medium |
| Mar 27, 2024 | SC 13D/A | Herzfeld Caribbean Basin Fund Files 13D/A Amendment | low |
Risk Profile
Risk Assessment: Of HERZ's 10 recent filings, 0 were flagged as high-risk, 3 as medium-risk, and 7 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Key Executives
- Ann S. Lieff
- Erik M. Herzfeld
- Brigitta S. Herzfeld
- John A. Gelety
- Cecilia L. Gondor
- Kay W. Tatum, Ph.D., CPA
- Thomas J. Herzfeld
- Herzfeld Erik Mervin
Industry Context
Herzfeld Credit Income Fund, Inc. operates within the closed-end fund industry, specifically focusing on credit income. This sector is influenced by interest rate environments, credit market conditions, and investor demand for yield. Competitors include other closed-end funds and open-end mutual funds offering similar fixed-income strategies.
Top Tags
sec-filing (3) · proxy-statement (3) · Closed-End Fund (2) · Corporate Governance (2) · Shareholder Meeting (2) · corporate-governance (2) · amendment (2) · Board Elections (1) · Director Nominees (1) · Investment Management (1)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Shares of Common Stock outstanding | 16,908,652 | As of September 30, 2025, each entitled to one vote |
| Total Board members | 5 | Current size of the Board of Directors |
| Regular Board meetings | 4 | Held during the fiscal year ended June 30, 2025 |
| Minimum meeting attendance | 75% | Each director attended at least 75% of Board and committee meetings |
| Audit Committee meetings | 2 | Held during the fiscal year ended June 30, 2025 |
| Brigitta S. Herzfeld's ownership | 0.78% | Percent of class of Fund equity securities held as of September 30, 2025 |
| Ann S. Lieff's ownership | 0.26% | Percent of class of Fund equity securities held as of September 30, 2025 |
| All directors' group ownership | 1.39% | Aggregate percent of class of Fund equity securities held by all five directors as of September 30, 2025 |
| Annual Meeting Date | 2025-11-20 | Date of the Annual Meeting of Stockholders |
| Record Date | 2025-09-30 | Date for determining stockholders entitled to vote at the Annual Meeting |
| Special Meeting Date | June 17, 2025 | Stockholders will vote on the advisory agreement |
| Meeting Time | 10:00 a.m. | Eastern time for the Special Meeting |
| Accession Number | 0001398344-25-011182 | Unique identifier for this DEF 14A filing |
| SEC File Number | 811-06445 | Registration number for the Fund |
| EIN | 650396889 | Employer Identification Number for the Fund |
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Frequently Asked Questions
What are the latest SEC filings for Herzfeld Credit Income Fund, Inc (HERZ)?
Herzfeld Credit Income Fund, Inc has 10 recent SEC filings from Mar 2024 to Oct 2025, including 3 DEF 14A, 3 8-K, 2 DEFA14A. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of HERZ filings?
Across 10 filings, the sentiment breakdown is: 9 neutral, 1 mixed. The dominant sentiment is neutral.
Where can I find Herzfeld Credit Income Fund, Inc SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Herzfeld Credit Income Fund, Inc (HERZ) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Herzfeld Credit Income Fund, Inc?
Financial highlights for Herzfeld Credit Income Fund, Inc are available when 10-K or 10-Q filings are enriched with AI analysis. Check back as new filings are processed.
What is the investment thesis for HERZ?
The investment thesis for HERZ includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Herzfeld Credit Income Fund, Inc?
Key executives identified across Herzfeld Credit Income Fund, Inc's filings include Ann S. Lieff, Erik M. Herzfeld, Brigitta S. Herzfeld, John A. Gelety, Cecilia L. Gondor and 3 others.
What are the main risk factors for Herzfeld Credit Income Fund, Inc stock?
Of HERZ's 10 assessed filings, 0 were flagged high-risk, 3 medium-risk, and 7 low-risk.
What are recent predictions and forward guidance from Herzfeld Credit Income Fund, Inc?
Forward guidance and predictions for Herzfeld Credit Income Fund, Inc are extracted from SEC filings as they are enriched.