Herzfeld Caribbean Basin Fund Files 2024 Proxy Statement

TL;DR

Herzfeld Caribbean Basin Fund dropped its 2024 proxy statement. Vote your shares!

AI Summary

The Herzfeld Caribbean Basin Fund, Inc. filed a Definitive Proxy Statement (DEF 14A) on September 30, 2024, for the fiscal year ending June 30, 2024. The filing pertains to the company's proxy materials, which are used to solicit votes from shareholders for important corporate matters. The company is headquartered in Miami Beach, Florida, and its fiscal year ends on June 30th.

Why It Matters

This filing is crucial for shareholders as it outlines the proposals and information needed to make informed voting decisions on matters affecting the company's governance and future.

Risk Assessment

Risk Level: low — This is a routine DEF 14A filing, which is standard for publicly traded companies to provide information to shareholders for voting purposes.

Key Numbers

• 0630 — Fiscal Year End (Indicates the end of the company's financial reporting year.)

Key Players & Entities

• HERZFELD CARIBBEAN BASIN FUND INC (company) — Registrant
• FIRST CUBA FUND INC (company) — Former Company Name
• MIAMI BEACH, FL (location) — Company Headquarters

FAQ

Key Financial Figures

• $100,000 — d Directors: Thomas J. Herzfeld Over $100,000 1,590,111 9.61% Independent Directo
• $50,001 — Independent Directors: Ann S. Lieff $50,001-$100,000 36,358 0.22% Cecilia L. Go
• $10,001 — 000 36,358 0.22% Cecilia L. Gondor $10,001 - $50,000 41,960 0.25% John A. Gale
• $50,000 — 8 0.22% Cecilia L. Gondor $10,001 - $50,000 41,960 0.25% John A. Galety $10,00
• $0 — ,434 0.04% Kay W. Tatum, Ph.D., CPA $0 - $10,000 5,027 0.03% All directors
• $10,000 — 0.04% Kay W. Tatum, Ph.D., CPA $0 - $10,000 5,027 0.03% All directors as a grou
• $133,800 — ector compensation paid by the Fund was $133,800. The compensation paid by the Fund to e

Filing Documents

• herzfeld_def14a.htm (DEF 14A) — 230KB
• hc005_v1.jpg (GRAPHIC) — 1KB
• hc001_v1.jpg (GRAPHIC) — 1KB
• hc002_v1.jpg (GRAPHIC) — 1KB
• hc003_v1.jpg (GRAPHIC) — 1KB
• hc004_v1.jpg (GRAPHIC) — 0KB
• 0001580642-24-005830.txt ( ) — 237KB

From the Filing

DEF 14A 1 herzfeld_def14a.htm DEF 14A SCHEDULE 14A INFORMATION Proxy Filed by the Registrant þ Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy Statement Definitive Additional Materials Soliciting Material Pursuant to Sec. 240.14a-12 THE HERZFELD CARIBBEAN BASIN FUND, INC. (Name of Registrant as Specified in Its Charter) (Name of Person(s) Filing Proxy Statement, if other than Registrant) Payment of Filing Fee (Check the appropriate box): þ No fee required. Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. 1) Title of each class of securities to which transactions applies: 2) Aggregate number of securities to which transaction applies: 3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (Set forth the amount on which the filing fee is calculated and state how it was determined): 4) Proposed maximum aggregate value of transaction: 5) Total fee paid: Fee paid previously with preliminary materials. Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identity the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. 1) Amount Previously Paid: 2) Form, Schedule or Registration Statement No.: 3) Filing Party: 4) Date Filed: The Herzfeld Caribbean Basin Fund, Inc. NOTICE OF ANNUAL MEETING OF STOCKHOLDERS November 14, 2024 Miami Beach, Florida September 30, 2024 TO THE STOCKHOLDERS OF THE HERZFELD CARIBBEAN BASIN FUND, INC.: The Annual Meeting of Stockholders of The Herzfeld Caribbean Basin Fund, Inc. (the “Fund”) will be held on November 14, 2024, at 10:00 a.m. Eastern Time at the Main Conference Room in Murano at Portofino, 1000 South Pointe Drive, Miami Beach, Florida, or such other location and time as the officers of the Fund deem necessary, including by means of remote communication, for the following purposes (the “Annual Meeting”): Proposal (1): To elect two Class I directors; and, Other Business:To transact such other business as may properly come before the meeting and any adjournments thereof. The all of the Directors who are not “interested persons” (as defined in the Investment Company Act of 1940, as amended) of the Fund, unanimously recommends that you vote FOR the Board’s nominees for director. Each stockholder is invited to attend the Annual Meeting in person. Stockholders of record at the close of business on September 18, 2024, have the right to vote at the meeting. If you plan to attend the meeting in person, please pre-register to obtain an admission ticket to facilitate entry through security at the Annual Meeting. Valid, government-issued photo identification is required to enter the meeting. Please see page 11 of this proxy statement for information about how to pre-register. If you cannot be present at the Annual Meeting, we urge you to fill in, sign, and promptly return the enclosed WHITE proxy card in order that the Annual Meeting can be held without additional expense and a maximum number of shares may be voted. Erik M. Herzfeld President Important Notice Regarding the Availability of Proxy Materials for the Stockholder Meeting to Be Held on November 14, 2024 The proxy statement and annual report to stockholders are available at www.herzfeld.com/cuba or by calling the Fund at 800-TJH-FUND (854-3863) or 305-777-1660. YOUR VOTE IS IMPORTANT NO MATTER HOW MANY SHARES YOU OWNED ON THE RECORD DATE. PLEASE INDICATE YOUR VOTING INSTRUCTIONS ON THE ENCLOSED PROXY CARD, DATE, SIGN AND RETURN IT IN THE ENVELOPE PROVIDED, WHICH IS ADDRESSED FOR YOUR CONVENIENCE AND NEEDS NO POSTAGE IF MAILED IN THE UNITED STATES. IN ORDER TO AVOID THE ADDITIONAL EXPENSE TO THE FUND OF FURTHER SOLICITATION, WE ASK YOUR COOPERATION IN VOTING YOUR PROXY PROMPTLY. THE PROXY IS REVOCABLE AT ANY TIME PRIOR TO ITS USE. The Herzfeld Caribbean Basin Fund, Inc. 119 Washington Avenue, Suite 504, Miami Beach, Florida 33139 PROXY ANNUAL MEETING OF STOCKHOLDERS TO BE HELD ON NOVEMBER 14, 2024 This Inc. (the “Fund”), a Maryland corporation, for use at the Annual Meeting of Stockholders (the “Annual Meeting”) to be held at the Main Conference Room in Murano at Portofino, 1000 South Pointe Drive, Miami Beach, Florida, on November 14, 2024 at 10:00 a.m. Eastern Time, or such other location and time as the officers of the Fund deem necessary, including by means of remote communication. Stockholders of the Fund are being asked to vote on the election of two Class I directors. Proxies may be solicited by mail, telephone, email and personal interview. The Fund has

View Full Filing

View this DEF 14A filing on SEC EDGAR