Houlihan Lokey, Inc. (HLI) — SEC Filings
Houlihan Lokey, Inc. (HLI) — 39 SEC filings. Latest: 8-K (Dec 30, 2025). Includes 19 8-K, 6 10-Q, 5 SC 13G/A.
View Houlihan Lokey, Inc. on SEC EDGAR
Overview
Houlihan Lokey, Inc. (HLI) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 8-K filed on Dec 30, 2025: On December 30, 2025, Houlihan Lokey, Inc. filed an 8-K report. The filing indicates an entry into a material definitive agreement and includes financial statements and exhibits. No specific details of the agreement or financial figures were provided in the provided text.
Sentiment Summary
Across 39 filings, the sentiment breakdown is: 2 bullish, 37 neutral. The dominant filing sentiment for Houlihan Lokey, Inc. is neutral.
Filing Type Overview
Houlihan Lokey, Inc. (HLI) has filed 19 8-K, 6 10-Q, 2 DEF 14A, 2 10-K, 1 8-K/A, 3 SC 13D/A, 1 DEFA14A, 5 SC 13G/A with the SEC between Jan 2024 to Dec 2025.
Filings by Year
Recent SEC Filings (39)
Risk Profile
Risk Assessment: Of HLI's 33 recent filings, 0 were flagged as high-risk, 9 as medium-risk, and 24 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Financial Highlights
| Metric | Value |
|---|---|
| Revenue | $1.26B |
| Net Income | $209.31M |
| EPS | $3.04 |
| Cash Position | $923.58M |
| Total Assets | $3.79B |
Key Executives
- Scott L. Beiser
- Scott J. Adelson
- Jonathan M. Shepard
- David M. Kirsner
- Christopher M. Crain
- IRWIN N. GOLD
- SCOTT J. ADELSON
- SCOTT L. BEISER
- Irwin N. Gold
- Scott Beiser
- Scott Adelson
Industry Context
Houlihan Lokey operates in the financial advisory sector, a highly competitive landscape dominated by large investment banks and specialized boutique firms. The industry is characterized by its cyclical nature, heavily influenced by macroeconomic conditions and the volume of M&A, capital markets, and restructuring activities. Recent trends show a robust deal environment, as evidenced by HLI's strong revenue growth, but this is subject to shifts in interest rates, regulatory policies, and overall economic sentiment.
Top Tags
corporate-governance (5) · sec-filing (5) · amendment (5) · Investment Banking (4) · financial-condition (4) · financials (4) · 10-Q (4) · filing (3) · results-of-operations (3) · executive-compensation (3)
Executive Compensation
From the most recent DEF 14A filing (Jul 25, 2025):
- Scott L. Beiser — Member: $15,310,000
- Scott J. Adelson — Member: $13,950,000
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Quarterly Revenue | $659.45M | Increased 14.7% from $574.96M in Q3 2024 |
| Quarterly Net Income | $111.78M | Increased 19.5% from $93.55M in Q3 2024 |
| Quarterly Diluted EPS | $1.63 | Increased from $1.37 in Q3 2024 |
| Six-Month Revenue | $1.26B | Increased 16.2% from $1.09B in the prior six-month period |
| Six-Month Net Income | $209.31M | Increased 14.7% from $182.49M in the prior six-month period |
| Six-Month Diluted EPS | $3.04 | Increased from $2.67 in the prior six-month period |
| Cash and Cash Equivalents | $923.58M | As of September 30, 2025, down from $971.01M at March 31, 2025 |
| Total Stockholders' Equity | $2.25B | As of September 30, 2025, up from $2.17B at March 31, 2025 |
| Revaluation of acquisition contingent consideration | $17.90M | For the six months ended September 30, 2025, a new separate line item |
| Six-Month Employee Compensation and Benefits | $777.85M | Increased from $669.47M in the prior six-month period |
| Total Revenues | $510.2M | Increased from $420.5M in Q1 2024, a 21% rise. |
| Net Income | $78.5M | Up from $65.1M in Q1 2024, showing strong profitability growth. |
| Revenue Growth | 21% | Percentage increase in total revenues from Q1 2024 to Q1 2025. |
| Reporting Period | Q1 2025 | Period covered by the 10-Q filing, ending June 30, 2025. |
| SEC File Number | 001-37537 | Unique identifier for the company's SEC filings. |
Forward-Looking Statements
- {"claim":"EARNEST Partners, LLC will maintain a significant stake in Houlihan Lokey, Inc. for the foreseeable future.","entity":"EARNEST Partners, LLC","targetDate":"Q4 2024","confidence":"medium"}
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Frequently Asked Questions
What are the latest SEC filings for Houlihan Lokey, Inc. (HLI)?
Houlihan Lokey, Inc. has 39 recent SEC filings from Jan 2024 to Dec 2025, including 19 8-K, 6 10-Q, 5 SC 13G/A. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of HLI filings?
Across 39 filings, the sentiment breakdown is: 2 bullish, 37 neutral. The dominant sentiment is neutral.
Where can I find Houlihan Lokey, Inc. SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Houlihan Lokey, Inc. (HLI) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Houlihan Lokey, Inc.?
Key financial highlights from Houlihan Lokey, Inc.'s most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for HLI?
The investment thesis for HLI includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Houlihan Lokey, Inc.?
Key executives identified across Houlihan Lokey, Inc.'s filings include Scott L. Beiser, Scott J. Adelson, Jonathan M. Shepard, David M. Kirsner, Christopher M. Crain and 6 others.
What are the main risk factors for Houlihan Lokey, Inc. stock?
Of HLI's 33 assessed filings, 0 were flagged high-risk, 9 medium-risk, and 24 low-risk.
What are recent predictions and forward guidance from Houlihan Lokey, Inc.?
Recent forward-looking statements from Houlihan Lokey, Inc. include guidance on {"claim":"EARNEST Partners, LLC will maintain a significant stake in Houlihan Lokey, Inc. for the foreseeable future.",".