Houlihan Lokey Files 8-K on Shareholder Vote Matters

TL;DR

HLI filed an 8-K for a shareholder vote on Sept 17th. Standard governance.

AI Summary

Houlihan Lokey, Inc. filed an 8-K on September 19, 2025, reporting on matters submitted to a vote of security holders as of September 17, 2025. The filing details the company's corporate structure and its principal executive offices located at 10250 Constellation Blvd., Los Angeles, California.

Why It Matters

This filing indicates that Houlihan Lokey held a vote of its security holders, which is a standard corporate governance event that shareholders should be aware of.

Risk Assessment

Risk Level: low — The filing is a routine 8-K reporting a vote of security holders, with no indication of unusual financial events or significant risks.

Key Players & Entities

• HOULIHAN LOKEY, INC. (company) — Registrant
• September 17, 2025 (date) — Date of earliest event reported
• September 19, 2025 (date) — Date of report
• 10250 Constellation Blvd., 5th Floor, Los Angeles, California 90067 (location) — Principal executive offices

FAQ

Key Financial Figures

• $0.001 — stered Class A Common Stock, par value $0.001 HLI New York Stock Exchange Indica

Filing Documents

• d54749d8k.htm (8-K) — 31KB
• 0001193125-25-209055.txt ( ) — 142KB
• hli-20250917.xsd (EX-101.SCH) — 3KB
• hli-20250917_lab.xml (EX-101.LAB) — 18KB
• hli-20250917_pre.xml (EX-101.PRE) — 11KB
• d54749d8k_htm.xml (XML) — 4KB

From the Filing

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 17, 2025 Houlihan Lokey, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-37537 95-2770395 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 10250 Constellation Blvd. 5th Floor Los Angeles , California 90067 (Address of principal executive offices) (Zip Code) 310 - 553-8871 Registrant's telephone number, including area code: N/A (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of Each Class Trading Symbol(s) Name of each exchange on which registered Class A Common Stock, par value $0.001 HLI New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item5.07. Submission of Matters to a Vote of Security Holders On September 17, 2025, Houlihan Lokey, Inc. (the "Company") held its annual meeting of stockholders (the "Annual Meeting"). At the Annual Meeting, stockholders voted on the following proposals, each of which is described in greater detail in the Company's Definitive Proxy Statement on Schedule 14A (the "Proxy"), which was filed with the U.S. Securities and Exchange Commission on July 25, 2025: (1) to elect three Class I directors to the Company's board of directors, each to serve until the Company's 2028 annual meeting of stockholders, and until a successor has been duly elected and qualified; (2) to approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy; and (3) to ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2026. Following is the final tabulation of votes cast at the meeting: Proposal 1: Election of Class I Directors Nominee Votes For Votes Withheld Broker Non-Votes Scott L. Beiser 190,098,660 19,652,037 2,100,021 Todd J. Carter 190,572,180 19,178,517 2,100,021 Paul A. Zuber 184,094,657 25,656,040 2,100,021 Proposal 2: Approval of Non-Binding, Advisory Vote on Executive Compensation Votes For Votes Against Abstentions Broker Non-Votes 201,286,055 8,431,930 32,712 2,100,021 Proposal 3: Ratification of Independent Registered Public Accounting Firm Votes For Votes Against Abstentions Broker Non-Votes 210,493,516 1,332,861 24,341 0 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: September 19, 2025 Houlihan Lokey, Inc. By: /s/ Christopher M. Crain Name: Christopher M. Crain Position: General Counsel and Secretary

View Full Filing

View this 8-K filing on SEC EDGAR