Houlihan Lokey Reports on Shareholder Votes

TL;DR

HLI filed an 8-K for a shareholder vote on 9/18. Standard governance.

AI Summary

Houlihan Lokey, Inc. filed an 8-K on September 23, 2024, reporting on matters submitted to a vote of security holders as of September 18, 2024. The filing details the company's corporate structure and its principal executive offices located at 10250 Constellation Blvd., 5th Floor, Los Angeles, CA 90067.

Why It Matters

This filing indicates that Houlihan Lokey held a vote of its security holders, which is a standard corporate governance event that can impact company direction.

Risk Assessment

Risk Level: low — The filing is a routine 8-K reporting a vote of security holders, with no immediate financial or operational risks indicated.

Key Players & Entities

• HOULIHAN LOKEY, INC. (company) — Registrant
• 10250 Constellation Blvd., 5th Floor, Los Angeles, CA 90067 (location) — Principal executive offices
• September 18, 2024 (date) — Date of earliest event reported
• September 23, 2024 (date) — Filing date

FAQ

Key Financial Figures

• $0.001 — stered Class A Common Stock, par value $0.001 HLI New York Stock Exchange Indica

Filing Documents

• d846712d8k.htm (8-K) — 31KB
• 0001193125-24-223705.txt ( ) — 150KB
• hli-20240918.xsd (EX-101.SCH) — 3KB
• hli-20240918_lab.xml (EX-101.LAB) — 18KB
• hli-20240918_pre.xml (EX-101.PRE) — 11KB
• d846712d8k_htm.xml (XML) — 4KB

From the Filing

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2024 Houlihan Lokey, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37537 95-2770395 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 10250 Constellation Blvd. , 5th Floor , Los Angeles , CA 90067 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: 310 - 553-8871 Not Applicable (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of Each Class Trading Symbol(s) Name of each exchange on which registered Class A Common Stock, par value $0.001 HLI New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item5.07. Submission of Matters to a Vote of Security Holders On September 18, 2024, Houlihan Lokey, Inc. (the "Company") held its annual meeting of stockholders (the "Annual Meeting"). At the Annual Meeting, stockholders voted on proposals (1) to elect four Class III directors to the Company's board of directors, each to serve until the Company's 2027 annual meeting of stockholders, and until a successor has been duly elected and qualified; (2) to approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the Company's 2024 Proxy Statement; (3) to approve, on an advisory basis, the frequency of future advisory votes to approve the compensation of the Company's named executive officers; and (4) to ratify the appointment of KPMG, LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2025. Following is the final tabulation of votes cast at the meeting: Proposal 1: Election of Class III Directors Nominee Votes For Votes Withheld Broker Non-Votes Scott J. Adelson 198,002,434 15,072,800 2,028,702 Ekpedeme M. Bassey 195,814,918 17,260,316 2,028,702 Robert A. Schriesheim 192,456,940 20,209,909 2,437,087 P. Eric Siegert 207,711,356 4,970,402 2,422,178 Proposal 2: Approval of Non-Binding, Advisory Vote on Executive Compensation Votes For Votes Against Abstentions Broker Non-Votes 206,218,345 6,854,293 29,183 2,002,115 Proposal 3: Frequency of Non-Binding, Advisory Vote on Executive Compensation One Year Two Years Three Years Abstentions 212,485,253 2,018 590,063 24,487 Proposal 4: Ratification of Independent Registered Public Accounting Firm Votes For Votes Against Abstentions Broker Non-Votes 213,470,217 1,601,349 32,370 0 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: September 23, 2024 HOULIHAN LOKEY, INC. By: /s/ Christopher M. Crain Name: Christopher M. Crain Title: General Counsel and Secretary

View Full Filing

View this 8-K filing on SEC EDGAR