Conestoga Capital Advisors Amends Helios Tech Stake
Ticker: HLIO · Form: SC 13G/A · Filed: Jan 5, 2024 · CIK: 1024795
| Field | Detail |
|---|---|
| Company | Helios Technologies, INC. (HLIO) |
| Form Type | SC 13G/A |
| Filed Date | Jan 5, 2024 |
| Risk Level | low |
| Pages | 3 |
| Reading Time | 4 min |
| Key Dollar Amounts | $0.001 |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: institutional-ownership, amendment, passive-investing
TL;DR
**Conestoga Capital Advisors updated their stake in Helios Technologies as of year-end 2023.**
AI Summary
Conestoga Capital Advisors LLC, a Delaware-based investment firm, filed an amended Schedule 13G/A on January 5, 2024, indicating a change in their beneficial ownership of Helios Technologies, Inc. common stock as of December 31, 2023. This filing updates their previous disclosures, showing their continued, albeit potentially adjusted, investment in Helios Technologies. This matters to investors because it provides transparency into institutional ownership, which can influence stock stability and investor confidence.
Why It Matters
This filing shows an institutional investor's updated position in Helios Technologies, offering insight into their confidence in the company's future performance. Significant changes in institutional ownership can sometimes signal shifts in market sentiment or company fundamentals.
Risk Assessment
Risk Level: low — This is a routine amendment to a passive ownership filing, indicating no immediate significant risk to investors.
Analyst Insight
Investors should note the continued institutional interest in Helios Technologies, Inc. by Conestoga Capital Advisors LLC. While this filing doesn't reveal specific buying or selling activity, it confirms their ongoing passive ownership. Smart investors might use this information as one data point among many when evaluating the stability and institutional backing of Helios Technologies, Inc. stock.
Key Numbers
- 42328H109 — CUSIP Number (identifies Helios Technologies, Inc. Common Stock)
- 0001085146-24-000031 — Accession Number (unique identifier for this specific SEC filing)
- 23-3072906 — IRS Identification Number (for Conestoga Capital Advisors LLC)
Key Players & Entities
- Conestoga Capital Advisors LLC (company) — the reporting person filing the SC 13G/A
- Helios Technologies, Inc. (company) — the issuer whose securities are being reported
- Delaware (company) — place of organization for Conestoga Capital Advisors LLC
- December 31, 2023 (date) — date of event requiring the filing
Forward-Looking Statements
- Conestoga Capital Advisors LLC will maintain a significant, passive stake in Helios Technologies, Inc. throughout 2024. (Conestoga Capital Advisors LLC) — medium confidence, target: December 31, 2024
FAQ
What is the purpose of an SC 13G/A filing?
An SC 13G/A is an amendment to a Schedule 13G, which is filed by passive institutional investors who own more than 5% but less than 20% of a company's stock. The '/A' indicates it's an amendment to a previously filed statement, updating information such as changes in ownership percentage or other material facts, as seen in this filing by Conestoga Capital Advisors LLC regarding Helios Technologies, Inc.
Who is the reporting person in this filing?
The reporting person in this SC 13G/A filing is Conestoga Capital Advisors LLC, an investment advisory firm organized in Delaware, with an IRS Identification No. of 23-3072906, as stated on the cover page.
What is the subject company of this filing?
The subject company, or 'Name of Issuer,' for this filing is Helios Technologies, Inc., which has a CUSIP Number of 42328H109 for its Common Stock, $0.001 Par Value, as detailed in the filing.
What was the 'Date of Event' that triggered this filing?
The 'Date of Event which Requires Filing of this Statement' was December 31, 2023, as specified on the cover page of the SC 13G/A filing.
Under which rule was this Schedule 13G filed?
This Schedule 13G/A was filed under Rule 13d-1(b), as indicated by the 'X' in the appropriate box on the cover page of the filing.
Filing Stats: 915 words · 4 min read · ~3 pages · Grade level 8 · Accepted 2024-01-05 09:37:34
Key Financial Figures
- $0.001 — , Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securitie
Filing Documents
- hlioa3_10524.htm (SC 13G/A) — 25KB
- 0001085146-24-000031.txt ( ) — 27KB
(a)
ITEM 1(a). NAME OF ISSUER: Helios Technologies, Inc.
(b)
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 1500 West University Parkway Sarasota, FL 34243
(a)
ITEM 2(a). NAME OF PERSON FILING: Conestoga Capital Advisors LLC
(b)
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 550 E. Swedesford Rd. Suite 120 Wayne, Pa 19087
(c)
ITEM 2(c). CITIZENSHIP: Delaware
(d)
ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, $0.001 Par Value
(e)
ITEM 2(e). CUSIP NUMBER: 42328H109 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b), or 13d-2(b) or (c) CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78c); (b) [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); (d) [ ] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8); (e) [X] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); (k) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d1(b)(1)(ii)(J), please specify the type of institution: ITEM 4. (a) Amount beneficially owned: 2,144,989 (b) Percent of class: 6.49% (c) Number of shares as to which the person has: (i) sole power to vote or to direct the vote: 2,007,758 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or direct the disposition of: 2,144,989 (iv) shared power to dispose or to direct the disposition of: 0 ITEM 5. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities