SC 13G/A: HARMONIC INC

AI Summary

SC 13G/A filing by HARMONIC INC.

Risk Assessment

Risk Level: low

FAQ

Key Financial Figures

• $0.001 — of Issuer) Common Stock, Par Value of $0.001 Per Share (Title of Class of Securiti

Filing Documents

• tm2427429d3_sc13ga.htm (SC 13G/A) — 81KB
• tm2427429d3_ex1.htm (EX-1) — 8KB
• 0001104659-24-115141.txt ( ) — 91KB

(a)

Item 1(a) Name of Issuer: Harmonic Inc.

(b)

Item 1(b) Address of Issuer’s Principal Executive Offices: 2590 Orchard Parkway San Jose, CA 95131

(a)

Item 2(a) Name of Person Filing See Item 2(c)

(b)

Item 2(b) Address of Principal Business Office See Item 2(c)

(c)

Item 2(c) Citizenship Trigran Investments, Inc. 630 Dundee Road, Suite 230 Northbrook, IL 60062 Illinois corporation Douglas Granat 630 Dundee Road, Suite 230 Northbrook, IL 60062 U.S. Citizen Lawrence A. Oberman 630 Dundee Road, Suite 230 Northbrook, IL 60062 U.S. Citizen Steven G. Simon 630 Dundee Road, Suite 230 Northbrook, IL 60062 U.S. Citizen Bradley F. Simon 630 Dundee Road, Suite 230 Northbrook, Illinois 60062 U.S. Citizen Steven R. Monieson 630 Dundee Road, Suite 230 Northbrook, Illinois 60062 U.S. Citizen

(d)

Item 2(d) Title of Class of Securities: Common Stock, par value of $0.001 per share

(e)

Item 2(e) CUSIP Number: 413160102 CUSIP No. 413160102 Schedule 13G Page 9 of 12 Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a) ¨ Broker or dealer registered under section 15 of the Exchange Act; (b) ¨ Bank as defined in section 3(a)(6) of the Exchange Act; (c) ¨ Insurance company as defined in section 3(a)(19) of the Exchange Act; (d) ¨ Investment company registered under section 8 of the Investment Company Act; (e) x An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) ¨ An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) x A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) ¨ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) ¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act; (j) ¨ A non-U.S. institution in accordance with Rule 13d–1(b)(1)(ii)(J); (k) ¨ Group, in accordance with Rule 13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 13d–1(b)(1)(ii)(J), please specify the type of institution:______________ If this statement is filed pursuant to Rule 13d-1(c), check this box. ¨ Item 4 (a) Amount beneficially owned: Incorporated by reference to Item 9 of the cover page pertaining to each reporting person. (b) Percent of class: Incorporated by reference to Item 11 of the cover page pertaining to each reporting person. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: Incorporated by reference to Item 5 of the cover page pertaining to each reporting person. (ii) Shared power to vote or to direct the vote: Incorporated by reference to Item 6 of the cover page pertaini

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