SC 13G: HOOKIPA Pharma Inc.

AI Summary

SC 13G filing by HOOKIPA Pharma Inc..

Risk Assessment

Risk Level: low

FAQ

Key Financial Figures

• $0.0001 — me of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securiti

Filing Documents

• d574847dsc13g.htm (SC 13G) — 138KB
• d574847dex991.htm (EX-99.1) — 10KB
• 0001193125-24-176417.txt ( ) — 150KB

From the Filing

SC 13G 1 d574847dsc13g.htm SC 13G SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* (Amendment No. ) Hookipa Pharma Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 43906K100 (CUSIP Number) June 1, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 43906K100 13G 1 NAMES OF REPORTING PERSONS Invus Public Equities, L.P. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)(b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Bermuda NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 5,666,410 6 SHARED VOTING POWER 0 7 SOLE DISPOSITIVE POWER 5,666,410 8 SHARED DISPOSITIVE POWER 0 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,666,410 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.9%* 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN * Reflects percentage of class as of the filing date. On June 1, 2023, percentage of class was 7.3%. 2 CUSIP No. 43906K100 13G 1 NAMES OF REPORTING PERSONS Invus Public Equities Advisors, LLC 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)(b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 5,666,410 6 SHARED VOTING POWER 0 7 SOLE DISPOSITIVE POWER 5,666,410 8 SHARED DISPOSITIVE POWER 0 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,666,410 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.9%* 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO * Reflects percentage of class as of the filing date. On June 1, 2023, percentage of class was 7.3%. 3 CUSIP No. 43906K100 13G 1 NAMES OF REPORTING PERSONS Artal International S.C.A. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)(b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Luxembourg NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 5,666,410 6 SHARED VOTING POWER 0 7 SOLE DISPOSITIVE POWER 5,666,410 8 SHARED DISPOSITIVE POWER 0 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,666,410 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.9%* 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO * Reflects percentage of class as of the filing date. On June 1, 2023, percentage of class was 7.3%. 4 CUSIP No. 43906K100 13G 1 NAMES OF REPORTING PERSONS Artal International Management S.A. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)(b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Luxembourg NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 5,666,410 6 SHARED VOTING POWER 0 7 SOLE DISPOSITIVE POWER 5,666,410 8 SHARED DISPOSITIVE POWER 0 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,666,410 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.9%* 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO * Reflects percentage of class as of the filing date. On June 1, 2023, percentage of class was 7.3%. 5 CUSIP No. 43906K100 13G 1 NAMES OF REPORTING PERSONS Artal Group S.A. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)(b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Luxembourg NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 5,666,410 6 SHARED VOTING POWER 0 7 SOLE DISPOSITIVE POWER 5,666,410 8 SHARED DISPOSITIVE POWER 0 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,666,410 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLU

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