Horizon Technology Finance Corp files 8-K/A amendment

TL;DR

Horizon Tech Finance filed an 8-K/A on 10/22/24, amending prior disclosures.

AI Summary

Horizon Technology Finance Corporation filed an 8-K/A on October 22, 2024, to amend a previous filing. The amendment pertains to Regulation FD Disclosure and Financial Statements and Exhibits. The company is incorporated in Delaware and its principal executive offices are located at 312 Farmington Avenue, Farmington, CT 06032.

Why It Matters

This filing is an amendment to a previous report, indicating a correction or addition to previously disclosed information by Horizon Technology Finance Corp.

Risk Assessment

Risk Level: low — This filing is an amendment to a previous report and does not appear to contain new material financial information or significant operational changes.

Key Players & Entities

• Horizon Technology Finance Corporation (company) — Registrant
• October 22, 2024 (date) — Date of Report
• 312 Farmington Avenue, Farmington, CT 06032 (location) — Principal executive offices

FAQ

Key Financial Figures

• $0.001 — ich registered Common Stock, par value $0.001 per share HRZN The Nasdaq Stock Mar

Filing Documents

• hrzn20241022_8ka.htm (8-K/A) — 32KB
• ex_735775.htm (EX-99.1) — 16KB
• ex_735732img001.jpg (GRAPHIC) — 4KB
• 0001437749-24-031698.txt ( ) — 213KB
• hrzn-20241022.xsd (EX-101.SCH) — 4KB
• hrzn-20241022_def.xml (EX-101.DEF) — 14KB
• hrzn-20241022_lab.xml (EX-101.LAB) — 18KB
• hrzn-20241022_pre.xml (EX-101.PRE) — 14KB
• hrzn20241022_8ka_htm.xml (XML) — 6KB

01

Item 7.01 Regulation FD Disclosure On October 22, 2024, Monroe Capital LLC (" Monroe Capital "), an affiliate of Horizon Technology Finance Corporation (the " Company ") and Horizon Technology Finance Management LLC, the investment advisor to the Company (" HTFM "), announced that Monroe Capital has entered into a definitive agreement with Wendel Group (Euronext: MF:FP) (" Wendel ") relating to Wendel's strategic investment in Monroe Capital. The transaction is expected to close in the first quarter of 2025, subject to the satisfaction of customary closing conditions, including the receipt of regulatory clearances and approvals and client consents. In connection with the transaction, the Company expects to seek approval of a new investment management agreement between the Company and HTFM, from the Company's Board of Directors and its shareholders, the terms of which are expected to remain substantively similar to the current investment management agreement. The full text of the press release of Monroe Capital making this announcement is attached as Exhibit 99.1 to this Form 8-K and is incorporated herein by reference; provided, however, that information contained on any website referenced in Exhibit 99.1 is not incorporated by reference into this communication. The information disclosed under this Item 7.01, including Exhibit 99.1, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such filing. Section 9

Financial Statements and Exhibits

Financial Statements and Exhibits

Financial Statements and Exhibits

Financial Statements and Exhibits (d) Exhibits. 99.1 Monroe Capital Press Release dated October 22, 2024 104 Cover Page Interactive Data File (embedded within Inline XBRL document) 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: October 22, 2024 HORIZON TECHNOLOGY FINANCE CORPORATION By: /s/ Robert D. Pomeroy, Jr. Robert D. Pomeroy, Jr. Chief Executive Officer 3

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View this 8-K/A filing on SEC EDGAR