Horizon Technology Finance CORP (HTFC) — SEC Filings

Overview

Horizon Technology Finance CORP (HTFC) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 8-K/A filed on Dec 17, 2025: Horizon Technology Finance Corporation filed an 8-K/A amendment on December 17, 2025, related to events on December 15, 2025. The filing pertains to the entry into a material definitive agreement and includes financial statements and exhibits. Specific details regarding the agreement or financial fi

Sentiment Summary

Across 40 filings, the sentiment breakdown is: 3 bullish, 1 bearish, 36 neutral. The dominant filing sentiment for Horizon Technology Finance CORP is neutral.

Filing Type Overview

Horizon Technology Finance CORP (HTFC) has filed 2 8-K/A, 27 8-K, 5 10-Q, 3 DEF 14A, 2 10-K, 1 DEFA14A with the SEC between Jan 2024 to Dec 2025.

Filings by Year

2025 · 2024

Recent Filings (40)

• Horizon Tech Finance Files 8-K/A Amendment — 8-K/A · Dec 17, 2025 Risk: low
  Horizon Technology Finance Corporation filed an 8-K/A amendment on December 17, 2025, related to events on December 15, 2025. The filing pertains to the entry i
• Horizon Technology Finance Corp. Files 8-K — 8-K · Dec 15, 2025 Risk: low
  On December 15, 2025, Horizon Technology Finance Corp. entered into a material definitive agreement. The company, incorporated in Delaware with its principal ex
• Horizon Technology Finance Corp. Files 8-K for Material Agreement — 8-K · Dec 11, 2025 Risk: medium
  Horizon Technology Finance Corp. announced on December 11, 2025, that it entered into a material definitive agreement. The company, incorporated in Delaware wit
• Horizon Tech Finance Files 8-K with Debt Details — 8-K · Oct 28, 2025 Risk: low
  Horizon Technology Finance Corp. filed an 8-K on October 28, 2025, reporting on other events and financial statements. The filing includes details about their c
• Horizon Tech Finance Reports Material Agreements & Equity Sales — 8-K · Sep 5, 2025 Risk: medium
  Horizon Technology Finance Corp. entered into a material definitive agreement on September 4, 2025, related to its financial obligations. The company also repor
• Horizon Tech Finance Secures $150M Credit Facility — 8-K · Aug 14, 2025 Risk: low
  Horizon Technology Finance Corp. announced on August 7, 2025, that it has entered into a new credit agreement with an initial borrowing capacity of $150 million
• Horizon Technology Finance Corp. Enters Material Definitive Agreement — 8-K · Aug 8, 2025 Risk: medium
  Horizon Technology Finance Corp. (HRZN) announced on August 7, 2025, that it entered into a material definitive agreement. The company also filed financial stat
• Horizon Tech Finance Sees NAV Jump Amidst Increased Investment Income — 10-Q · Aug 7, 2025 Risk: medium
  Horizon Technology Finance Corp (HTFC) reported a net increase in net assets from operations of $27.493 million for the three months ended June 30, 2025, a slig
• Horizon Technology Finance Corp. Files 8-K on Financials — 8-K · Jul 9, 2025 Risk: low
  Horizon Technology Finance Corp. filed an 8-K on July 9, 2025, reporting on its results of operations and financial condition. The filing includes financial sta
• Horizon Tech Finance Files 8-K on Board Changes & Compensation — 8-K · Jun 9, 2025 Risk: low
  Horizon Technology Finance Corporation filed an 8-K on June 9, 2025, reporting on the departure of directors, election of directors, appointment of officers, an
• Horizon Technology Finance Corp Files 8-K — 8-K · Jun 5, 2025 Risk: low
  Horizon Technology Finance Corporation filed an 8-K on June 5, 2025, reporting on matters submitted to a vote of security holders. The filing details the compan
• Horizon Technology Finance Corp. Enters Material Definitive Agreement — 8-K · May 27, 2025 Risk: medium
  Horizon Technology Finance Corp. (HRZN) announced on May 23, 2025, that it entered into a material definitive agreement. The filing does not specify the details
• Horizon Tech Finance Files 8-K on Officer/Director Changes — 8-K · May 15, 2025 Risk: low
  Horizon Technology Finance Corporation filed an 8-K on May 15, 2025, reporting on the departure of directors, election of directors, appointment of officers, an
• Horizon Technology Finance Corp Q1 2025: Assets Rise, Net Asset Value Grows — 10-Q · Apr 29, 2025 Risk: low
  Horizon Technology Finance Corp reported its first quarter 2025 results, ending March 31, 2025. The company's total assets grew to $790.6 million from $766.8 mi
• Horizon Technology Finance Corp. Files 8-K — 8-K · Apr 28, 2025 Risk: low
  On April 28, 2025, Horizon Technology Finance Corp. (HRZN) filed an 8-K report detailing a material definitive agreement. The filing also includes financial sta
• Horizon Technology Finance Corp 2025 Proxy Statement Filed — DEF 14A · Apr 17, 2025 Risk: low
  Horizon Technology Finance Corporation (HRZN) has filed its definitive proxy statement for the 2025 Annual Meeting of Stockholders, scheduled for June 5, 2025.
• Horizon Technology Finance Corp. Files 8-K on Financials — 8-K · Apr 9, 2025 Risk: low
  Horizon Technology Finance Corp. filed an 8-K on April 9, 2025, reporting on its results of operations and financial condition. The filing includes financial st
• Horizon Technology Finance Corp. Files 8-K — 8-K · Mar 31, 2025 Risk: low
  Horizon Technology Finance Corp. (HRZN) filed an 8-K on March 31, 2025, reporting on material definitive agreements, Regulation FD disclosures, and financial st
• Horizon Technology Finance Corp. Reports Strong NAV Growth — 10-K · Mar 4, 2025 Risk: medium
  Horizon Technology Finance Corp. reported its 2024 fiscal year results, ending December 31, 2024. The company's total assets grew to $766.8 million from $759.2
• Horizon Tech Finance Reports on Shareholder Votes — 8-K · Feb 21, 2025 Risk: low
  Horizon Technology Finance Corporation filed an 8-K on February 21, 2025, to report on matters submitted to a vote of its security holders. The filing details t
• Horizon Tech Finance Files Proxy Materials — DEFA14A · Jan 21, 2025 Risk: low
  Horizon Technology Finance Corp. filed a Definitive Additional Materials proxy statement on January 21, 2025. This filing is related to the company's proxy mate
• Horizon Technology Finance Corp. Files 8-K on Financials — 8-K · Jan 8, 2025 Risk: low
  Horizon Technology Finance Corp. filed an 8-K on January 8, 2025, reporting on its results of operations and financial condition. The filing includes financial
• Horizon Technology Finance Corp Files Definitive Proxy Statement — DEF 14A · Dec 30, 2024 Risk: low
  Horizon Technology Finance Corp filed its definitive proxy statement (DEF 14A) on December 30, 2024, for the fiscal year ending December 31, 2024. The filing ou
• Horizon Tech Finance Reports Q3 2024 Results — 10-Q · Oct 29, 2024 Risk: medium
  Horizon Technology Finance Corp. reported its Q3 2024 results, with total assets reaching $733.2 million and total liabilities at $28.7 million as of September
• Horizon Technology Finance Corp files 8-K/A amendment — 8-K/A · Oct 22, 2024 Risk: low
  Horizon Technology Finance Corporation filed an 8-K/A on October 22, 2024, to amend a previous filing. The amendment pertains to Regulation FD Disclosure and Fi
• Horizon Technology Finance Corp. Files 8-K — 8-K · Oct 18, 2024 Risk: medium
  Horizon Technology Finance Corp. entered into a material definitive agreement on October 17, 2024, related to a direct financial obligation. The company also re
• Horizon Technology Finance Corp. Files 8-K — 8-K · Oct 9, 2024 Risk: low
  Horizon Technology Finance Corp. filed an 8-K on October 9, 2024, reporting on its results of operations and financial condition. The filing includes financial
• Horizon Tech Finance Reports Q2 2024 Results — 10-Q · Jul 30, 2024 Risk: medium
  Horizon Technology Finance Corp. reported its Q2 2024 results, showing total investment income of $28.8 million and net investment income of $17.2 million. The
• Horizon Technology Finance Corp Files 8-K on Financials — 8-K · Jul 10, 2024 Risk: low
  Horizon Technology Finance Corporation filed an 8-K on July 10, 2024, reporting on its results of operations and financial condition, and filing financial state
• Horizon Technology Finance Corp. Files 8-K — 8-K · Jun 24, 2024 Risk: medium
  Horizon Technology Finance Corp. entered into a material definitive agreement on June 24, 2024, related to the creation of a direct financial obligation. The co
• Horizon Tech Finance Secures $100M Credit Facility — 8-K · Jun 21, 2024 Risk: medium
  Horizon Technology Finance Corp. announced on June 21, 2024, that it has entered into a new credit facility. This facility provides Horizon with up to $100 mill
• Horizon Technology Finance Corp Files 8-K on Shareholder Matters — 8-K · Jun 7, 2024 Risk: low
  Horizon Technology Finance Corporation filed an 8-K on June 7, 2024, reporting on matters submitted to a vote of security holders. The filing details the compan
• Horizon Technology Finance Corp. Files 8-K — 8-K · May 10, 2024 Risk: low
  Horizon Technology Finance Corp. announced on May 10, 2024, that it entered into a material definitive agreement. The filing also includes financial statements
• Horizon Technology Finance Corp. Files 10-Q for Period Ending March 31, 2024 — 10-Q · Apr 30, 2024 Risk:
  Horizon Technology Finance Corp (HTFC) filed a Quarterly Report (10-Q) with the SEC on April 30, 2024. Total investment income for Q1 2024 was $28.689 million,
• Horizon Technology Finance Corp. Schedules 2024 Annual Meeting of Stockholders — DEF 14A · Apr 23, 2024 Risk: low
  Horizon Technology Finance Corp (HTFC) filed a Proxy Statement (DEF 14A) with the SEC on April 23, 2024. The 2024 Annual Meeting of Stockholders for Horizon Tec
• Horizon Technology Finance Corp. Files 8-K on Financials — 8-K · Apr 10, 2024 Risk: low
  Horizon Technology Finance Corp. filed an 8-K on April 10, 2024, reporting on its results of operations and financial condition. The filing includes financial s
• Horizon Technology Finance Corp Files 2023 Annual Report — 10-K · Feb 27, 2024 Risk: medium
  Horizon Technology Finance Corp (HTFC) filed a Annual Report (10-K) with the SEC on February 27, 2024. Horizon Technology Finance Corp reported total assets of
• Horizon Technology Finance Amends Bylaws, Fiscal Year End — 8-K · Feb 26, 2024 Risk: low
  Horizon Technology Finance Corporation filed an 8-K on February 26, 2024, to report amendments to its Articles of Incorporation or Bylaws and changes in its fis
• Horizon Tech Finance Updates Registered Securities Listings — 8-K · Jan 12, 2024
  Horizon Technology Finance Corp (HRZN) filed an 8-K on January 12, 2024, to update the list of its registered securities. This filing confirms that its Common S
• HRZN Confirms Exchange Listings for Common Stock, 2026 & 2027 Notes — 8-K · Jan 10, 2024
  Horizon Technology Finance Corp (HRZN) filed an 8-K on January 10, 2024, to update the registration of its securities. This filing confirms that its Common Stoc

Risk Profile

Risk Assessment: Of HTFC's 37 recent filings, 0 were flagged as high-risk, 12 as medium-risk, and 25 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.

Financial Highlights

Key financial metrics from Horizon Technology Finance CORP's most recent 10-Q filing (Aug 7, 2025):

• Revenue: $49.202M
• Net Income: $27.493M
• EPS: N/A
• Debt-to-Equity: N/A
• Cash Position: N/A
• Operating Margin: N/A
• Total Assets: $745.848M
• Total Debt: N/A

Key Executives

• Robert D. Pomeroy, Jr.

Industry Context

Horizon Technology Finance Corp operates in the venture lending and specialty finance sector, primarily serving venture-backed technology and life science companies. This industry is characterized by high growth potential but also significant risk, as portfolio companies are often early-stage and capital-intensive. The competitive landscape includes other BDCs, private debt funds, and traditional lenders willing to take on venture risk. Trends include increasing demand for flexible financing solutions and a focus on specific technology sub-sectors.

Top Tags

corporate-governance (8) · material-agreement (6) · debt (6) · filing (5) · material-definitive-agreement (3) · 8-k (3) · financial-condition (3) · results-of-operations (3) · 10-Q (3) · governance (3)

Key Numbers

• Commission File Number: 814-00802 — Identifies the company's filing with the SEC
• I.R.S. Employer Identification No.: 27-2114934 — Company's tax identification number
• SEC File Number: 814-00802 — Identifies the company's filing with the SEC.
• EIN: 27-2114934 — Employer Identification Number for tax purposes.
• Notes Due 2026 Interest Rate: 4.875% — Details a specific debt instrument's cost.
• Notes Due 2027 Interest Rate: 6.25% — Details another specific debt instrument's cost.
• Credit Facility Capacity: $150.0M — Provides Horizon Technology Finance Corp. with significant liquidity for investments.
• Net increase in net assets from operations: $27.493M — Slightly up from $27.491M in Q2 2024
• Total investment income: $49.202M — Increased from $44.780M in Q2 2024
• Total assets: $745.848M — Decreased from $766.774M as of 12/31/2024
• Net asset value per share: $12.00 — Increased from $10.25 as of 12/31/2024
• Common shares outstanding: 42,195,032 — Increased from 40,043,312 as of 12/31/2024
• IRS Employer Identification No.: 27-2114934 — Company's tax identification number
• Total Assets: $790.6M — Increased from $766.8M at year-end 2024 to $790.6M as of March 31, 2025.
• Net Assets per Share: $218.2 — Grew to $218.2 per share as of March 31, 2025, from $210.2 per share at year-end 2024.

Related Companies

HRZN

Frequently Asked Questions