HRZN Confirms Exchange Listings for Common Stock, 2026 & 2027 Notes
Ticker: HTFC · Form: 8-K · Filed: Jan 10, 2024 · CIK: 1487428
Complexity: simple
Sentiment: neutral
Topics: regulatory-filing, corporate-governance, exchange-listing
TL;DR
**HRZN just confirmed its stock and notes are listed on Nasdaq and NYSE, no big changes.**
AI Summary
Horizon Technology Finance Corp (HRZN) filed an 8-K on January 10, 2024, to update the registration of its securities. This filing confirms that its Common Stock (HRZN) is registered on The Nasdaq Stock Market LLC, while its 4.875% Notes due 2026 (HTFB) and 6.25% Notes due 2027 (HTFC) are registered on The New York Stock Exchange. This matters to investors as it provides clarity on where their shares and notes are officially traded, ensuring transparency and liquidity for these specific securities.
Why It Matters
This filing provides official confirmation of where Horizon Technology Finance Corp's various securities are traded, which is crucial for investors to understand market access and regulatory oversight.
Risk Assessment
Risk Level: low — This filing is purely administrative, confirming existing security registrations and does not introduce new financial risks or operational changes.
Analyst Insight
This filing is administrative and does not provide new financial information that would warrant immediate action. Investors should continue to monitor Horizon Technology Finance Corp's financial performance and future disclosures for actionable insights.
Key Numbers
- $0.001 — Common Stock par value per share (Identifies the nominal value of each common share.)
- 4.875% — Interest rate for Notes due 2026 (Specifies the yield for the HTFB notes.)
- 6.25% — Interest rate for Notes due 2027 (Specifies the yield for the HTFC notes.)
- 2026 — Maturity year for HTFB Notes (Indicates when the 4.875% Notes mature.)
- 2027 — Maturity year for HTFC Notes (Indicates when the 6.25% Notes mature.)
Key Players & Entities
- Horizon Technology Finance Corporation (company) — registrant
- The Nasdaq Stock Market LLC (company) — exchange for Common Stock
- The New York Stock Exchange (company) — exchange for 4.875% Notes due 2026 and 6.25% Notes due 2027
- $0.001 (dollar_amount) — par value per share of Common Stock
FAQ
What is the ticker symbol for Horizon Technology Finance Corporation's Common Stock and on which exchange is it registered?
The ticker symbol for Horizon Technology Finance Corporation's Common Stock is HRZN, and it is registered on The Nasdaq Stock Market LLC, as stated in the filing.
What are the ticker symbols and exchanges for Horizon Technology Finance Corporation's Notes?
The 4.875% Notes due 2026 have the ticker symbol HTFB, and the 6.25% Notes due 2027 have the ticker symbol HTFC. Both are registered on The New York Stock Exchange, according to the filing.
What is the par value per share of Horizon Technology Finance Corporation's Common Stock?
The par value per share of Horizon Technology Finance Corporation's Common Stock is $0.001, as specified in the filing.
What was the 'Date of earliest event reported' for this 8-K filing?
The 'Date of earliest event reported' for this 8-K filing was January 10, 2024.
What is the business address and phone number of Horizon Technology Finance Corporation as listed in the filing?
The business address is 312 Farmington Avenue, Farmington, CT 06032, and the telephone number is (860) 676-8654, as provided in the filing.
Filing Stats: 625 words · 3 min read · ~2 pages · Grade level 11.1 · Accepted 2024-01-10 16:18:56
Key Financial Figures
- $0.001 — ich registered Common Stock, par value $0.001 per share   HRZN   Th
Filing Documents
- hrzn20240110_8k.htm (8-K) — 29KB
- ex_614054.htm (EX-99.1) — 22KB
- plogo01.jpg (GRAPHIC) — 5KB
- 0001437749-24-001109.txt ( ) — 212KB
- hrzn-20240110.xsd (EX-101.SCH) — 4KB
- hrzn-20240110_def.xml (EX-101.DEF) — 13KB
- hrzn-20240110_lab.xml (EX-101.LAB) — 18KB
- hrzn-20240110_pre.xml (EX-101.PRE) — 13KB
- hrzn20240110_8k_htm.xml (XML) — 5KB
02
Item 2.02 Results of Operations and Financial Condition   On January 10, 2024, Horizon Technology Finance Corporation (the " Company ") issued a press release announcing its investment portfolio update for the three months ended December 31, 2023. A copy of this press release is attached hereto as Exhibit 99.1.   The information in Item 2.02 of this Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed "filed" for any purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the " Exchange Act "), or otherwise subject to liabilities of such Section. The information in this Current Report on Form 8-K shall not be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.     Section 9
Financial Statements and Exhibits
Financial Statements and Exhibits
Financial Statements and Exhibits
Financial Statements and Exhibits   (d) Exhibits.     99.1 Press Release of the Company dated January 10, 2024. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)     2     SIGNATURE   Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.           Date: January 10, 2024 HORIZON TECHNOLOGY FINANCE CORPORATION                 By: /s/ Robert D. Pomeroy, Jr.       Robert D. Pomeroy, Jr.       Chief Executive Officer       3