Horizon Tech Finance Files 8-K/A Amendment
Ticker: HTFC · Form: 8-K/A · Filed: Dec 17, 2025 · CIK: 1487428
| Field | Detail |
|---|---|
| Company | Horizon Technology Finance CORP (HTFC) |
| Form Type | 8-K/A |
| Filed Date | Dec 17, 2025 |
| Risk Level | low |
| Pages | 5 |
| Reading Time | 6 min |
| Key Dollar Amounts | $0.001 |
| Sentiment | neutral |
Sentiment: neutral
Topics: amendment, material-agreement, filing
TL;DR
Horizon Tech Finance amended an 8-K filing on Dec 17, 2025, related to a Dec 15, 2025 event. Details pending.
AI Summary
Horizon Technology Finance Corporation filed an 8-K/A amendment on December 17, 2025, related to events on December 15, 2025. The filing pertains to the entry into a material definitive agreement and includes financial statements and exhibits. Specific details regarding the agreement or financial figures are not provided in this excerpt.
Why It Matters
This filing is an amendment to a previous report, indicating a correction or addition to previously disclosed material information, which could impact investor understanding of the company's agreements or financial status.
Risk Assessment
Risk Level: low — The filing is an amendment to a previous report and does not appear to disclose new negative information, suggesting a routine update.
Key Players & Entities
- Horizon Technology Finance Corporation (company) — Registrant
- December 15, 2025 (date) — Earliest event reported
- December 17, 2025 (date) — Filing date
- Delaware (jurisdiction) — State of incorporation
- Farmington, CT (location) — Principal executive offices
FAQ
What is the purpose of this 8-K/A filing?
This 8-K/A filing is an amendment to a previous report, indicating a correction or addition to previously disclosed material information, specifically related to the entry into a material definitive agreement and financial statements/exhibits.
When was the earliest event reported in this filing?
The earliest event reported in this filing occurred on December 15, 2025.
What is the filing date of this 8-K/A?
This 8-K/A filing was submitted on December 17, 2025.
What is the principal executive office address for Horizon Technology Finance Corporation?
The principal executive office address is 312 Farmington Avenue, Farmington, CT 06032.
What is the company's state of incorporation and IRS Employer Identification Number?
The company is incorporated in Delaware and its IRS Employer Identification Number is 27-2114934.
Filing Stats: 1,403 words · 6 min read · ~5 pages · Grade level 11.5 · Accepted 2025-12-17 16:05:16
Key Financial Figures
- $0.001 — ch registered Common Stock, par value $0.001 per share HRZN The Nasdaq Stock Mar
Filing Documents
- hrzn20251216_8ka.htm (8-K/A) — 41KB
- 0001437749-25-038147.txt ( ) — 261KB
- hrzn-20251215.xsd (EX-101.SCH) — 4KB
- hrzn-20251215_def.xml (EX-101.DEF) — 4KB
- hrzn-20251215_lab.xml (EX-101.LAB) — 4KB
- hrzn-20251215_pre.xml (EX-101.PRE) — 7KB
- hrzn20251216_8ka_htm.xml (XML) — 10KB
01. Entry into a Material Definitive Agreement
Item 1.01. Entry into a Material Definitive Agreement. On December 15, 2025, in connection with a previously announced public offering, Horizon Technology Finance Corporation (the "Company") and U.S. Bank National Association, as trustee (the "Trustee"), entered into a Fifth Supplemental Indenture (the "Fifth Supplemental Indenture") to the Indenture, dated March 23, 2012, between the Company and the Trustee (together with the Fifth Supplemental Indenture, the "Indenture"). The Fifth Supplemental Indenture relates to the Company's issuance, offer and sale of $ 57.5 million in aggregate principal amount of its 7.00% Notes due 2028 (the "Notes"). The Notes will mature on December 15, 2028, unless previously redeemed or repurchased in accordance with their terms. The interest rate of the Notes is 7.00% per year and will be paid semiannually in arrears on June 15 and December 15 of each year, commencing June 15, 2026. The Notes are the Company's direct unsecured obligations and rank pari passu with the Company's current and future unsecured, unsubordinated indebtedness, including the Company's 4.875% Notes due 2026, our 6.25% notes due 2027, our 5.50% convertible notes due 2030 and our 7.125% convertible notes due 2031; senior to any of the Company's future indebtedness that expressly provides it is subordinated to the Notes; effectively subordinated to all of the Company's existing and future secured indebtedness (including indebtedness that is initially unsecured to which the Company subsequently grants security), to the extent of the value of the assets securing such indebtedness; and structurally subordinated to all existing and future indebtedness and other obligations of any of the Company's subsidiaries, financing vehicles or similar facilities, including debt outstanding under our credit facilities. The Notes may be redeemed in whole or in part at any time or from time to time at our option through June 15, 2028, at a redemption price (expressed as a percen
01. Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits (d) Exhibits. Number Exhibit 4.1 Indenture, dated as of March 23, 2012, between the Registrant and U.S. Bank National Association (Incorporated by reference to Exhibit (d)(7) of the Company's Post-Effective Amendment No. 2 to the Registration Statement on Form N-2, File No. 333-178516, filed on March 23, 2012). 4.2 Fifth Supplemental Indenture, dated as of December 15, 2025 between the Registrant and U.S. Bank Trust Company, National Association. 4.3 Form of Global Note (included in Exhibit 4.2). 5.1 Opinion of Dechert LLP. 23.1 Consent of Dechert LLP (included in Exhibit 5.1 hereto). 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: December 17, 2025 HORIZON TECHNOLOGY FINANCE CORPORATION By: /s/ Michael P. Balkin Michael P. Balkin Chief Executive Officer