Horizon Technology Finance Corp. Files 8-K for Material Agreement
Ticker: HTFC · Form: 8-K · Filed: Dec 11, 2025 · CIK: 1487428
| Field | Detail |
|---|---|
| Company | Horizon Technology Finance CORP (HTFC) |
| Form Type | 8-K |
| Filed Date | Dec 11, 2025 |
| Risk Level | medium |
| Pages | 2 |
| Reading Time | 3 min |
| Key Dollar Amounts | $0.001, $57.5 million |
| Sentiment | neutral |
Sentiment: neutral
Topics: material-agreement, 8-k
TL;DR
HTFC signed a big deal, details to come.
AI Summary
Horizon Technology Finance Corp. announced on December 11, 2025, that it entered into a material definitive agreement. The company, incorporated in Delaware with its principal executive offices in Farmington, CT, filed a Form 8-K to report this event. Specific details of the agreement, including financial terms and parties involved, are not provided in this excerpt.
Why It Matters
This filing indicates a significant new contract or partnership for Horizon Technology Finance Corp., which could impact its future financial performance and strategic direction.
Risk Assessment
Risk Level: medium — The filing indicates a material definitive agreement, which could carry significant financial implications, but the lack of specific details makes the exact risk level uncertain.
Key Numbers
- 814-00802 — SEC File Number (Identifies the company's filing with the SEC.)
- 27-2114934 — EIN (Employer Identification Number for tax purposes.)
Key Players & Entities
- Horizon Technology Finance Corp. (company) — Registrant
- Delaware (jurisdiction) — State of incorporation
- Farmington, CT (location) — Principal executive offices
- December 11, 2025 (date) — Date of earliest event reported
FAQ
What is the nature of the material definitive agreement?
The filing does not specify the nature of the material definitive agreement, only that one has been entered into.
Who are the parties involved in the material definitive agreement?
The filing does not disclose the names of the other parties to the material definitive agreement.
What is the effective date of the material definitive agreement?
The earliest event reported is December 11, 2025, which is also the date of the report.
What is Horizon Technology Finance Corp.'s principal business address?
Horizon Technology Finance Corp.'s principal executive offices are located at 312 Farmington Avenue, Farmington, CT 06032.
What is the company's fiscal year end?
The company's fiscal year ends on December 31.
Filing Stats: 706 words · 3 min read · ~2 pages · Grade level 11.5 · Accepted 2025-12-11 16:59:32
Key Financial Figures
- $0.001 — ch registered Common Stock , par value $0.001 per share HRZN The Nasdaq Stock Mark
- $57.5 million — onnection with the issuance and sale of $57.5 million aggregate principal amount of the Compa
Filing Documents
- hrzn20251211_8k.htm (8-K) — 30KB
- ex_898050.htm (EX-1.1) — 158KB
- ex_898051.htm (EX-99.1) — 11KB
- ex_898051img001.jpg (GRAPHIC) — 3KB
- 0001437749-25-037564.txt ( ) — 389KB
- hrzn-20251211.xsd (EX-101.SCH) — 4KB
- hrzn-20251211_def.xml (EX-101.DEF) — 13KB
- hrzn-20251211_lab.xml (EX-101.LAB) — 18KB
- hrzn-20251211_pre.xml (EX-101.PRE) — 13KB
- hrzn20251211_8k_htm.xml (XML) — 5KB
01 Entry into a Material Definitive Agreement
Item 1.01 Entry into a Material Definitive Agreement Underwriting Agreement On December 11, 2025, Horizon Technology Finance Corporation (the "Company") entered into an underwriting agreement (the "Underwriting Agreement") by and among the Company, Horizon Technology Finance Management LLC and Oppenheimer & Co. Inc. in connection with the issuance and sale of $57.5 million aggregate principal amount of the Company's 7.00% Notes due 2028 (the "Offering"). The closing of the Offering is expected to occur on December 15, 2025, subject to customary closing conditions. The Company intends to use the net proceeds from the Offering to repay indebtedness, including the repayment of the Company's 4.875% Notes due 2028, and for general corporate purposes. The Offering was made pursuant to the Company's effective shelf registration statement on Form N-2 (Registration No. 333-278396) which was declared effective by the Securities and Exchange Commission on June 20, 2024 and which was supplemented by a prospectus supplement dated December 11, 2025. This Current Report on Form 8-K shall not constitute an offer to sell or a solicitation of an offer to buy any securities, nor shall there be any sale of these securities in any state or jurisdiction in which such an offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or other jurisdiction. The foregoing description of the Underwriting Agreement does not purport to be complete and is qualified in its entirety by reference to the full text of the Underwriting Agreement, which is filed as Exhibit 1.1 to this Current Report on Form 8-K and incorporated by reference herein. The information set forth under Item 1.01 is hereby incorporated by reference into this Item 2.03. Section 9 Financial Statements and Exhibits
01 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits (d) Exhibits. Exhibit Number Description 1.1 Underwriting Agreement, dated as of December 11, 2025, by and among Horizon Technology Finance Corporation, Horizon Technology Finance Management LLC and Oppenheimer & Co. Inc. 99.1 Press Release 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: December 11, 2025 HORIZON TECHNOLOGY FINANCE CORPORATION By: /s/ Michael P. Balkin Michael P. Balkin Chief Executive Officer 3