Horizon Technology Finance Corp. Files 8-K
Ticker: HTFC · Form: 8-K · Filed: Dec 15, 2025 · CIK: 1487428
Sentiment: neutral
Topics: material-definitive-agreement, sec-filing, 8-k
TL;DR
HTFC filed an 8-K on 12/15/25 for a material definitive agreement.
AI Summary
On December 15, 2025, Horizon Technology Finance Corp. entered into a material definitive agreement. The company, incorporated in Delaware with its principal executive offices at 312 Farmington Avenue, Farmington, CT, filed a Form 8-K to report this event. The filing also includes financial statements and exhibits.
Why It Matters
This filing indicates a significant new agreement for Horizon Technology Finance Corp., which could impact its financial operations and future business strategies.
Risk Assessment
Risk Level: low — The filing is a standard disclosure of a material definitive agreement and does not inherently present new risks.
Key Numbers
- 814-00802 — Commission File Number (Identifies the company's filing with the SEC)
- 27-2114934 — I.R.S. Employer Identification No. (Company's tax identification number)
Key Players & Entities
- Horizon Technology Finance Corp. (company) — Registrant
- December 15, 2025 (date) — Date of earliest event reported
- 312 Farmington Avenue, Farmington, CT 06032 (address) — Principal Executive Offices
- Delaware (jurisdiction) — State of incorporation
FAQ
What type of material definitive agreement did Horizon Technology Finance Corp. enter into?
The filing does not specify the exact nature of the material definitive agreement, only that one was entered into on December 15, 2025.
What is the significance of filing a Form 8-K?
A Form 8-K is filed to announce major corporate events that shareholders should know about, such as the entry into a material definitive agreement.
When was Horizon Technology Finance Corp. incorporated?
Horizon Technology Finance Corp. was incorporated in Delaware.
What is the principal business address of Horizon Technology Finance Corp.?
The principal business address is 312 Farmington Avenue, Farmington, CT 06032.
Does this filing provide any financial results?
The filing indicates that financial statements and exhibits are included, but it does not provide specific financial results within the provided text.
Filing Stats: 1,330 words · 5 min read · ~4 pages · Grade level 11.7 · Accepted 2025-12-15 16:05:19
Key Financial Figures
- $0.001 — ch registered Common Stock, par value $0.001 per share HRZN The Nasdaq Stock Mar
- $57.5 million — e Company's issuance, offer and sale of $57.5 million in aggregate principal amount of its 7.
Filing Documents
- hrzn20251215_8k.htm (8-K) — 44KB
- ex_898851.htm (EX-4.2) — 144KB
- ex_898852.htm (EX-5.1) — 33KB
- decelogosq.jpg (GRAPHIC) — 5KB
- 0001437749-25-037841.txt ( ) — 416KB
- hrzn-20251215.xsd (EX-101.SCH) — 4KB
- hrzn-20251215_def.xml (EX-101.DEF) — 13KB
- hrzn-20251215_lab.xml (EX-101.LAB) — 18KB
- hrzn-20251215_pre.xml (EX-101.PRE) — 13KB
- hrzn20251215_8k_htm.xml (XML) — 6KB
01. Entry into a Material Definitive Agreement
Item 1.01. Entry into a Material Definitive Agreement. On December 15, 2025, in connection with a previously announced public offering, Horizon Technology Finance Corporation (the "Company") and U.S. Bank National Association, as trustee (the "Trustee"), entered into a Fifth Supplemental Indenture (the "Fifth Supplemental Indenture") to the Indenture, dated March 23, 2012, between the Company and the Trustee (together with the Fifth Supplemental Indenture, the "Indenture"). The Fifth Supplemental Indenture relates to the Company's issuance, offer and sale of $57.5 million in aggregate principal amount of its 7.00% Notes due 2028 (the "Notes"). The Notes will mature on December 15, 2028, unless previously redeemed or repurchased in accordance with their terms. The interest rate of the Notes is 7.00% per year and will be paid semiannually in arrears on June 15 and December 15 of each year, commencing June 15, 2026. The Notes are the Company's direct unsecured obligations and rank pari passu with the Company's current and future unsecured, unsubordinated indebtedness, including the Company's 4.875% Notes due 2026, our 6.25% notes due 2027, our 5.50% convertible notes due 2030 and our 7.125% convertible notes due 2031; senior to any of the Company's future indebtedness that expressly provides it is subordinated to the Notes; effectively subordinated to all of the Company's existing and future secured indebtedness (including indebtedness that is initially unsecured to which the Company subsequently grants security), to the extent of the value of the assets securing such indebtedness; and structurally subordinated to all existing and future indebtedness and other obligations of any of the Company's subsidiaries, financing vehicles or similar facilities, including debt outstanding under our credit facilities. The Notes may be redeemed in whole or in part at any time or from time to time at our option through June 15, 2028, at a redemption price (expressed as a percenta
01. Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits (d) Exhibits. Number Exhibit 4.1 Indenture, dated as of March 23, 2012, between the Registrant and U.S. Bank National Association (Incorporated by reference to Exhibit (d)(7) of the Company ' s Post-Effective Amendment No. 2 to the Registration Statement on Form N-2, File No. 333-178516, filed on March 23, 2012). 4.2 Fifth Supplemental Indenture, dated as of December 15, 2025 between the Registrant and U.S. Bank Trust Company, National Association. 4.3 Form of Global Note (included in Exhibit 4.2). 5.1 Opinion of Dechert LLP. 23.1 Consent of Dechert LLP (included in Exhibit 5.1 hereto). 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: December 15, 2025 HORIZON TECHNOLOGY FINANCE CORPORATION By: /s/ Michael P. Balkin Michael P. Balkin Chief Executive Officer 3