Horizon Technology Finance Corp Files 8-K on Shareholder Matters

TL;DR

HTFC filed an 8-K on June 7, 2024, detailing shareholder votes and financial notes.

AI Summary

Horizon Technology Finance Corporation filed an 8-K on June 7, 2024, reporting on matters submitted to a vote of security holders. The filing details the company's corporate structure, including its state of incorporation (Delaware) and fiscal year end (December 31). It also lists specific financial instruments such as "NotesDue20264875CustomMember" and "NotesDue2027625CustomMember", indicating potential debt obligations.

Why It Matters

This filing provides insight into Horizon Technology Finance Corp's corporate governance and financial instruments, which are crucial for investors assessing the company's stability and future prospects.

Risk Assessment

Risk Level: low — The filing is a routine corporate disclosure and does not contain information indicating significant immediate risks.

Key Players & Entities

• Horizon Technology Finance Corporation (company) — Registrant
• Delaware (jurisdiction) — State of incorporation
• June 7, 2024 (date) — Date of earliest event reported
• NotesDue20264875CustomMember (financial_instrument) — Debt instrument
• NotesDue2027625CustomMember (financial_instrument) — Debt instrument

FAQ

Key Financial Figures

• $0.001 — ich registered Common Stock, par value $0.001 per share HRZN The Nasdaq Stock Mar

Filing Documents

• hrzn20240607_8k.htm (8-K) — 30KB
• 0001437749-24-019648.txt ( ) — 180KB
• hrzn-20240607.xsd (EX-101.SCH) — 4KB
• hrzn-20240607_def.xml (EX-101.DEF) — 13KB
• hrzn-20240607_lab.xml (EX-101.LAB) — 18KB
• hrzn-20240607_pre.xml (EX-101.PRE) — 13KB
• hrzn20240607_8k_htm.xml (XML) — 6KB

07

Item 5.07 Submission of Matters to a Vote of Security Holders Annual Meeting Results On June 6, 2024, Horizon Technology Finance Corporation (the " Company ") held its annual meeting of stockholders (the " Annual Meeting "). At the Annual Meeting, the Company's stockholders approved two proposals. The proposals are described in detail in the Company's definitive proxy statement for the Annual Meeting as filed with the Securities and Exchange Commission on April 23, 2024. As of April 19, 2024, the record date for the Annual Meeting, 35,020,774 shares of the Company's common stock were eligible to vote. Proposal 1 : The Company's stockholders elected three Class II directors of the Company, each of whom will serve until the 2027 annual meeting of stockholders, or until his or her successor is duly elected and qualified or until his or her earlier resignation, removal from office, death or incapacity. The following votes were taken in connection with this proposal: Name For Withheld Broker Non-Votes Michael P. Balkin 6,772,524 1,623,880 --- Edmund V. Mahoney 6,791,178 1,605,226 --- Elaine A. Sarsynski 6,940,417 1,455,987 --- Proposal 2 : The Company's stockholders ratified the selection of RSM US LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024. The following votes were taken in connection with this proposal: For Against Withheld Broker Non-Votes 21,355,828 324,712 327,077 --- 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: June 7, 2024 HORIZON TECHNOLOGY FINANCE CORPORATION By: /s/ Robert D. Pomeroy, Jr. Robert D. Pomeroy, Jr. Chief Executive Officer 3

View Full Filing

View this 8-K filing on SEC EDGAR