Horizon Technology Finance Amends Bylaws, Fiscal Year End

TL;DR

**Horizon Technology Finance just updated its corporate rules and fiscal year end, potentially impacting future financial reporting.**

AI Summary

Horizon Technology Finance Corporation filed an 8-K on February 26, 2024, to report amendments to its Articles of Incorporation or Bylaws and changes in its fiscal year. The company, based in Farmington, CT, with IRS Employer Identification No. 27-2114934, also noted its Common Stock Par Value of $0.001 per share and outstanding Notes Due 2026 (4.875%) and Notes Due 2027 (6.25%). The filing indicates a change in the fiscal year end to December 31.

Why It Matters

Changes to a company's articles of incorporation or bylaws can impact shareholder rights and corporate governance, while a fiscal year change can affect financial reporting schedules.

Risk Assessment

Risk Level: low — This filing primarily concerns administrative and governance updates, which typically carry low direct financial risk.

Key Numbers

• $0.001 — Common Stock Par Value (Per share)
• 2026 — Notes Due (4.875% interest rate)
• 2027 — Notes Due (6.25% interest rate)
• 814-00802 — Commission File Number (SEC filing identifier)
• 27-2114934 — IRS Employer Identification No. (Company identifier)

Key Players & Entities

• Horizon Technology Finance Corporation (company) — Registrant
• Delaware (company) — State of incorporation
• Farmington, CT (company) — Principal executive offices
• $0.001 (dollar_amount) — Common Stock Par Value per share
• February 26, 2024 (date) — Date of earliest event reported

FAQ

Key Financial Figures

• $0.001 — ich registered Common Stock, par value $0.001 per share HRZN The Nasdaq Stock Mar

Filing Documents

• hrzn20240222_8k.htm (8-K) — 30KB
• ex_629555.htm (EX-3.1) — 112KB
• 0001437749-24-005531.txt ( ) — 321KB
• hrzn-20240226.xsd (EX-101.SCH) — 4KB
• hrzn-20240226_def.xml (EX-101.DEF) — 14KB
• hrzn-20240226_lab.xml (EX-101.LAB) — 18KB
• hrzn-20240226_pre.xml (EX-101.PRE) — 14KB
• hrzn20240222_8k_htm.xml (XML) — 6KB

03

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year On February 23, 2024, the Board of Directors (the " Board ") of Horizon Technology Finance Corporation (the " Company ") approved and adopted the Second Amended and Restated Bylaws of the Company, effective as of February 23, 2024 (the " New Bylaws "), which New Bylaws amend and restate the previously approved and adopted Amended and Restated Bylaws of the Company (" Previous Bylaws "). The New Bylaws delete, in its entirety, Section 2.7 of Article II of the Previous Bylaws in order to make clear that the New Bylaws do not prohibit stockholders from taking written action in lieu of a stockholder meeting. The foregoing description is qualified in its entirety by the full text of the New Bylaws, which is attached as Exhibit 3.1 to this Current Report, and is incorporated by reference herein. Section 9

Financial Statements and Exhibits

Financial Statements and Exhibits

Financial Statements and Exhibits

Financial Statements and Exhibits (d) Exhibits. Exhibit No. Description 3.1 Second Amended and Restated Bylaws, dated February 23, 2024 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: February 26, 2024 HORIZON TECHNOLOGY FINANCE CORPORATION By: /s/ Robert D. Pomeroy, Jr. Robert D. Pomeroy, Jr. Chief Executive Officer 3

View Full Filing

View this 8-K filing on SEC EDGAR