Melinda C. Moss Holds 8.0% Stake in SJW Group

TL;DR

**Melinda C. Moss owns 8.0% of SJW Group, a big chunk for an individual!**

AI Summary

Melinda C. Moss, an individual investor, filed an amended SC 13G/A on January 29, 2024, disclosing her beneficial ownership of 2,552,000 shares of SJW Group's Common Stock as of December 31, 2023. This represents 8.0% of the company's outstanding shares, a significant stake that could influence corporate decisions. This matters to investors because a large individual holding can signal confidence in the company's future or, if sold, could put downward pressure on the stock price.

Why It Matters

A substantial individual ownership stake like 8.0% can give Melinda C. Moss considerable influence over SJW Group's strategic direction and shareholder votes.

Risk Assessment

Risk Level: low — This filing indicates a stable, significant ownership stake by an individual, which generally doesn't introduce immediate high risk.

Analyst Insight

Investors should monitor future filings by Melinda C. Moss for any changes in her 8.0% stake, as a significant increase or decrease could signal her evolving confidence in SJW Group's prospects.

Key Numbers

• 2,552,000 — Shares Beneficially Owned (This is the total number of SJW Group shares Melinda C. Moss has sole voting and dispositive power over.)
• 8.0% — Percentage of Class (This percentage indicates a significant ownership stake in SJW Group by Melinda C. Moss.)

Key Players & Entities

• Melinda C. Moss (person) — Reporting Person, individual investor
• SJW GROUP (company) — Subject Company, water supply utility
• 2,552,000 (dollar_amount) — number of shares beneficially owned
• 8.0% (dollar_amount) — percentage of class represented by ownership
• December 31, 2023 (date) — date of event requiring filing

Forward-Looking Statements

• Melinda C. Moss will maintain her significant stake in SJW Group for the foreseeable future. (Melinda C. Moss) — medium confidence, target: December 31, 2024

FAQ

Filing Documents

• sjw_sc13ga1.htm (SC 13G/A) — 38KB
• 0001683168-24-000503.txt ( ) — 40KB

(a)

Item 1(a) Name of Issuer: SJW GROUP (the “ Company ” )

(b)

Item 1(b) Address of Issuer’s Principal Executive Offices: 110 W. Taylor Street San Jose, California 95110 Item 2.

(a)

Item 2(a) Name of Person Filing: Melinda C. Moss

(b)

Item 2(b) Address or Principal Business Office or, if none, Residence: 5239 East Palo Verde Place; Paradise Valley, Arizona 85253

(c)

Item 2(c) Citizenship: The reporting person is a citizen of the United States of America.

(d)

Item 2(d) Title of Class of Securities: Common Stock

(e)

Item 2(e) CUSIP No.: 784305104 Item 3. If this statement is filed pursuant to Rule 13d-1(b) or Rule 13d-2(b) or (c), check whether the person filing is a: (a) o Broker or dealer registered under section 15 of the Act; (b) o Bank as defined in section 3(a)(6) of the Act; (c) o Insurance company as defined in section 3(a)(19) of the Act; (d) o Investment company registered under section 8 of the Investment Company Act of 1940; (e) o An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) o An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) o A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; (j) o A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J); (k) o Group, in accordance with Rule 13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: Not applicable. 3 CUSIP No. 784305104 Item 4.

(a)

Item 4(a) Amount beneficially owned: 2,551,379 (the “ Reported Shares ” ) A portion of the Reported Shares is held by (i) the Nonexempt Bypass Trust created under the Roscoe Moss, Jr. Revocable Trust dated March 24, 1982, as amended and restated (the “Nonexempt Trust”), and (ii) the Exempt Bypass Trust created under the Roscoe Moss, Jr. Revocable Trust dated March 24, 1982, as amended and restated (the “Exempt Trust” and together with the Nonexempt Trust, the “Bypass Trusts”). The Nonexempt Trust holds 1,937,226 shares of Common Stock and the Exempt Trust holds 200,642 shares of Common Stock. The reporting person is the sole trustee of the Bypass Trusts and, as such, may be deemed beneficial owner of the Reported Shares. The remaining Reported Shares are held as follows: (i) 580 shares of Common Stock held in an individual retirement account, and (ii) 413,552 shares of Common Stock held by the reporting person as trustee of the Melinda Moss Trust.

(b)

Item 4(b) Percent of class: 8.0% The calculation of the percent of class is based on 31,933,003 shares of Common Stock outstanding as reported in the issuer’s Form 10-Q filed with the Commission on October 31, 2023.

(c)

Item 4(c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 2,552,000 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 2,552,000 (iv) Shared power to dispose or to direct the disposition of: 0 Item 5. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following o . 4 CUSIP No. 784305104 Item 6. Each of the Bypass Trusts has the right to receive dividends from, and proceeds from the sale of, the shares of the Common Stock held by the Bypass Trusts. The reporting person and her family members are the beneficiaries of the Bypass Trusts. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of a Group. Not applicable. Item 10. Certifications.

(c)

Item 10(c) Not applicable. Not applicable. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under Rule 14a-11. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 26, 2024 /s/ Melinda C. Moss Melinda C. Moss, individually and in her capacity as the sole trustee of The Bypass Trusts and the Melinda Moss Trust 5

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