Hawthorn Bancshares, INC. (HWBK) — SEC Filings

Q: What are the key financial highlights for Hawthorn Bancshares, INC.?

Key financial highlights for Hawthorn Bancshares, INC. are extracted from the most recent 10-K or 10-Q filings, including revenue, net income, EPS, debt-to-equity, cash position, and operating margin.

Q: Who are the key executives at Hawthorn Bancshares, INC.?

Key executives at Hawthorn Bancshares, INC. are identified from SEC filings including 10-K annual reports, proxy statements, and insider trade forms.

Q: What are the main risk factors for Hawthorn Bancshares, INC. stock?

Risk factors for Hawthorn Bancshares, INC. (HWBK) are assessed from SEC filings using AI analysis. Each filing is categorized as high, medium, or low risk based on disclosed risk factors and financial indicators.

Q: What are recent predictions and forward guidance from Hawthorn Bancshares, INC.?

Forward-looking statements and predictions from Hawthorn Bancshares, INC. are extracted from SEC filings including earnings reports, annual reports, and current event filings.

Latest SEC filings for Hawthorn Bancshares, INC.. Recent DEFA14A filing on Apr 17, 2026. AI-decoded analysis of earnings, risk factors, and insider trades.

View Hawthorn Bancshares, INC. on SEC EDGAR

Overview

Hawthorn Bancshares, INC. (HWBK) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 10-Q filed on Nov 7, 2025: Hawthorn Bancshares, Inc. (HWBK) reported a significant increase in net income for the nine months ended September 30, 2025, reaching $17.616 million, up 29% from $13.659 million in the prior year. Net interest income also saw a healthy rise to $48.301 million, an 11.7% increase from $43.246 million

Sentiment Summary

Across 24 filings, the sentiment breakdown is: 1 bullish, 1 bearish, 21 neutral, 1 mixed. The dominant filing sentiment for Hawthorn Bancshares, INC. is neutral.

Filing Type Overview

Hawthorn Bancshares, INC. (HWBK) has filed 1 DEFA14A, 6 10-Q, 11 8-K, 2 DEF 14A, 2 10-K, 2 SC 13G with the SEC between Jan 2024 to Apr 2026.

Filings by Year

2026 · 2025 · 2024

Recent Filings (24)

DEFA14A Filing — DEFA14A · Apr 17, 2026
Hawthorn Bancshares' Net Income Jumps 29% on Strong Loan Growth — 10-Q · Nov 7, 2025 Risk: medium
Hawthorn Bancshares, Inc. (HWBK) reported a significant increase in net income for the nine months ended September 30, 2025, reaching $17.616 million, up 29% fr
Hawthorn Bancshares Files 8-K on Financials and Operations — 8-K · Oct 29, 2025 Risk: low
Hawthorn Bancshares, Inc. filed an 8-K on October 29, 2025, reporting on its results of operations and financial condition, as well as other events. The filing
Hawthorn Bancshares Q2 Net Income Dips to $3.9M Amidst Revenue Slide — 10-Q · Aug 11, 2025 Risk: medium
Hawthorn Bancshares, Inc. reported a net income of $3.9 million for the three months ended June 30, 2025, a decrease from $4.5 million in the same period of 202
Hawthorn Bancshares Files 8-K on Financials and Events — 8-K · Jul 30, 2025 Risk: low
Hawthorn Bancshares, Inc. filed an 8-K on July 30, 2025, reporting on its results of operations and financial condition, as well as other events. The filing det
Hawthorn Bancshares Files 8-K on Shareholder Meeting — 8-K · Jun 5, 2025 Risk: low
Hawthorn Bancshares, Inc. filed an 8-K on June 5, 2025, reporting on a shareholder meeting held on June 3, 2025. The filing also includes financial statements a
Hawthorn Bancshares Q1 2025 10-Q Filing — 10-Q · May 12, 2025 Risk: low
Hawthorn Bancshares, Inc. filed its quarterly report for the period ending March 31, 2025. The filing details financial performance and operational updates for
Hawthorn Bancshares Files 8-K on Financials — 8-K · Apr 30, 2025 Risk: low
Hawthorn Bancshares, Inc. filed an 8-K on April 30, 2025, reporting on its results of operations and financial condition, as well as other events. The filing al
Hawthorn Bancshares Files Proxy Materials — DEF 14A · Apr 21, 2025 Risk: low
Hawthorn Bancshares, Inc. filed a Definitive Additional Materials document on April 21, 2025, related to its proxy statement for the fiscal year ending December
Hawthorn Bancshares Files 2024 10-K — 10-K · Mar 17, 2025 Risk: low
Hawthorn Bancshares, Inc. filed its 2024 10-K on March 17, 2025, reporting on its fiscal year ending December 31, 2024. The company, formerly Exchange National
Hawthorn Bancshares Files 8-K on Financials — 8-K · Jan 22, 2025 Risk: low
Hawthorn Bancshares, Inc. filed an 8-K on January 22, 2025, reporting on its results of operations and financial condition. The filing also includes information
SC 13G Filing — SC 13G · Nov 25, 2024
Hawthorn Bancshares Files Q3 2024 10-Q — 10-Q · Nov 14, 2024 Risk: low
Hawthorn Bancshares, Inc. filed its 10-Q for the period ending September 30, 2024. The filing details financial performance and operational updates for the thir
Hawthorn Bancshares Files 8-K on Financials — 8-K · Oct 30, 2024 Risk: low
Hawthorn Bancshares, Inc. filed an 8-K on October 30, 2024, reporting on its results of operations and financial condition. The filing also includes information
Hawthorn Bancshares Names New CEO — 8-K · Sep 3, 2024 Risk: low
Hawthorn Bancshares, Inc. announced on September 3, 2024, the appointment of Michael L. Bartley as Chief Executive Officer, effective immediately. Bartley, who
Hawthorn Bancshares Files Q2 2024 10-Q — 10-Q · Aug 14, 2024 Risk: low
Hawthorn Bancshares, Inc. filed its 10-Q for the period ending June 30, 2024. The filing covers financial performance and operations for the second quarter of 2
Hawthorn Bancshares Files 8-K on Financials — 8-K · Jul 30, 2024 Risk: low
Hawthorn Bancshares, Inc. filed an 8-K on July 30, 2024, reporting on its results of operations and financial condition. The filing also includes information on
Hawthorn Bancshares Files 8-K — 8-K · Jun 7, 2024 Risk: low
Hawthorn Bancshares, Inc. filed an 8-K on June 7, 2024, reporting on events that occurred on June 4, 2024. The filing indicates a submission of matters to a vot
Hawthorn Bancshares, Inc. Files 10-Q for Q1 2024 — 10-Q · May 9, 2024 Risk: low
HAWTHORN BANCSHARES, INC. (HWBK) filed a Quarterly Report (10-Q) with the SEC on May 9, 2024. Hawthorn Bancshares, Inc. filed its 10-Q report for the period end
Hawthorn Bancshares Files 8-K on Financials and Events — 8-K · Apr 24, 2024 Risk: low
Hawthorn Bancshares, Inc. filed an 8-K on April 24, 2024, reporting on its results of operations and financial condition, as well as other events. The filing al
Hawthorn Bancshares, Inc. Announces Annual Shareholder Meeting on June 4, 2024 — DEF 14A · Apr 19, 2024 Risk: low
HAWTHORN BANCSHARES, INC. (HWBK) filed a Proxy Statement (DEF 14A) with the SEC on April 19, 2024. Hawthorn Bancshares, Inc. will hold its annual shareholder me
Hawthorn Bancshares, Inc. Files 2023 Annual Report on Form 10-K — 10-K · Mar 18, 2024 Risk: low
HAWTHORN BANCSHARES, INC. (HWBK) filed a Annual Report (10-K) with the SEC on March 18, 2024. Hawthorn Bancshares, Inc. filed its annual report on Form 10-K for
FJ Capital Management Discloses Passive Stake in Hawthorn Bancshares — SC 13G · Feb 13, 2024 Risk: low
FJ Capital Management LLC, through its affiliated funds including Financial Opportunity Fund LLC, has disclosed a significant passive ownership stake in Hawthor
Hawthorn Bancshares Files 8-K on Operations & Financial Condition — 8-K · Jan 30, 2024
Hawthorn Bancshares, Inc. (HWBK) filed an 8-K on January 30, 2024, to report on its results of operations and financial condition, along with other events. This

Risk Profile

Risk Assessment: Of HWBK's 21 recent filings, 0 were flagged as high-risk, 2 as medium-risk, and 19 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.

Financial Highlights

Key financial metrics from Hawthorn Bancshares, INC.'s most recent 10-Q filing (Nov 7, 2025):

Revenue: $72,372,000
Net Income: $17,616,000
EPS: $2.54
Debt-to-Equity: 1.07
Cash Position: $99,875,000
Operating Margin: N/A
Total Assets: $1,932,105,000
Total Debt: $226,573,000

Key Executives

Michael L. Bartley
David M. Turner
Martin S. Friedman

Industry Context

Hawthorn Bancshares operates within the highly competitive U.S. banking industry, characterized by a mix of large national banks, regional institutions, and community banks. The industry is currently navigating a landscape shaped by evolving interest rate environments, increasing digital adoption by customers, and ongoing regulatory scrutiny. Community banks like HWBK often differentiate themselves through personalized service and deep local market knowledge, while facing pressure to invest in technology to remain competitive.

Top Tags

financial-reporting (8) · banking (6) · 8-k (5) · 10-Q (4) · financials (4) · Hawthorn Bancshares (3) · Regional Banking (2) · operations (2) · 10-K (2) · results-of-operations (2)

Key Numbers

Net Income: $17.616M — Increased 29% for the nine months ended September 30, 2025, from $13.659 million in 2024.
Net Interest Income: $48.301M — Increased 11.7% for the nine months ended September 30, 2025, from $43.246 million in 2024.
Total Assets: $1.932B — Increased 5.8% from $1.825 billion at December 31, 2024, to September 30, 2025.
Net Loans: $1.492B — Increased by $47.842 million from $1.444 billion at December 31, 2024, to September 30, 2025.
FHLB Advances and Other Borrowings: $177.086M — Increased 117% from $81.525 million at December 31, 2024, to September 30, 2025.
Shelf Registration: $150M — Maximum capital to be raised through a universal shelf registration statement filed on June 24, 2025.
Basic Earnings Per Share (Q3 2025): $0.89 — Increased from $0.66 in Q3 2024.
Basic Earnings Per Share (YTD 2025): $2.54 — Increased from $1.95 for the nine months ended September 30, 2024.
Allowance for Credit Losses: $21.904M — Slight decrease from $22.044 million at December 31, 2024.
Common Stock Shares Outstanding: 6,897,646 — As of November 6, 2025.
Commission File Number: 0-23636 — Identifies the company's SEC filing history
IRS Employer Identification No.: 43-1626350 — Tax identification for the company
Net Income (Q2 2025): $3.9M — Decreased from $4.5M in Q2 2024, indicating a 13.3% decline.
Total Revenue (Q2 2025): $22.5M — Slightly down from $23.1M in Q2 2024, reflecting revenue pressure.
Net Income (YTD June 2025): $7.8M — Lower than $9.1M for the same period in 2024, a 14.3% decrease.

Frequently Asked Questions

What are the latest SEC filings for Hawthorn Bancshares, INC. (HWBK)?

Hawthorn Bancshares, INC. has 24 recent SEC filings from Jan 2024 to Apr 2026, including 11 8-K, 6 10-Q, 2 DEF 14A. Each filing includes an AI-generated plain-English summary.

What is the overall sentiment of HWBK filings?

Across 24 filings, the sentiment breakdown is: 1 bullish, 1 bearish, 21 neutral, 1 mixed. The dominant sentiment is neutral.

Where can I find Hawthorn Bancshares, INC. SEC filings explained simply?

ReadTheFiling provides AI-powered plain-English summaries of all Hawthorn Bancshares, INC. (HWBK) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.

What are the key financial highlights for Hawthorn Bancshares, INC.?

Key financial highlights from Hawthorn Bancshares, INC.'s most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.

What is the investment thesis for HWBK?

The investment thesis for HWBK includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.

Who are the key executives at Hawthorn Bancshares, INC.?

Key executives identified across Hawthorn Bancshares, INC.'s filings include Michael L. Bartley, David M. Turner, Martin S. Friedman.

What are the main risk factors for Hawthorn Bancshares, INC. stock?

Of HWBK's 21 assessed filings, 0 were flagged high-risk, 2 medium-risk, and 19 low-risk.

What are recent predictions and forward guidance from Hawthorn Bancshares, INC.?

Forward guidance and predictions for Hawthorn Bancshares, INC. are extracted from SEC filings as they are enriched.