Hawthorn Bancshares Files 8-K
Ticker: HWBK · Form: 8-K · Filed: Jun 7, 2024 · CIK: 893847
| Field | Detail |
|---|---|
| Company | Hawthorn Bancshares, INC. (HWBK) |
| Form Type | 8-K |
| Filed Date | Jun 7, 2024 |
| Risk Level | low |
| Pages | 3 |
| Reading Time | 4 min |
| Key Dollar Amounts | $1.00 |
| Sentiment | neutral |
Sentiment: neutral
Topics: 8-K, corporate-disclosure, voting
TL;DR
Hawthorn Bancshares filed an 8-K on June 4th, expect updates on shareholder votes and financials.
AI Summary
Hawthorn Bancshares, Inc. filed an 8-K on June 7, 2024, reporting on events that occurred on June 4, 2024. The filing indicates a submission of matters to a vote of security holders, a Regulation FD disclosure, and financial statements and exhibits. The company, formerly Exchange National Bancshares Inc., is incorporated in Missouri and headquartered in Jefferson City.
Why It Matters
This 8-K filing signals important corporate actions and disclosures from Hawthorn Bancshares, Inc. to its shareholders and the market.
Risk Assessment
Risk Level: low — This filing is a routine corporate disclosure and does not appear to contain significant negative or positive news.
Key Numbers
- 0000893847 — Accession Number (Unique identifier for the filing)
- 000-23636 — SEC File Number (Hawthorn Bancshares' SEC file number)
- 43-1626350 — IRS Employer Identification No. (Company's IRS identification number)
Key Players & Entities
- HAWTHORN BANCSHARES, INC. (company) — Registrant
- Exchange National Bancshares Inc (company) — Former company name
- Missouri (location) — State of incorporation
- Jefferson City (location) — Principal executive offices city
- June 4, 2024 (date) — Date of earliest event reported
- June 7, 2024 (date) — Filing date
FAQ
What specific matters were submitted to a vote of security holders?
The filing indicates a submission of matters to a vote of security holders, but the specific details of these matters are not provided in the excerpt.
What is the nature of the Regulation FD disclosure?
The filing mentions a Regulation FD Disclosure, but the content of this disclosure is not detailed in the provided text.
What financial statements and exhibits are included with this filing?
The filing states that Financial Statements and Exhibits are included, but their specific contents are not detailed in the excerpt.
When did Hawthorn Bancshares, Inc. change its name from Exchange National Bancshares Inc?
The date of the name change from Exchange National Bancshares Inc. to Hawthorn Bancshares, Inc. was March 23, 1994.
What is the principal business address of Hawthorn Bancshares, Inc.?
The principal executive offices are located at 132 East High Street, Jefferson City, Missouri 65102.
Filing Stats: 986 words · 4 min read · ~3 pages · Grade level 9.9 · Accepted 2024-06-07 15:53:36
Key Financial Figures
- $1.00 — ange on which registered Common Stock, $1.00 par value HWBK The Nasdaq Stock Market
Filing Documents
- hwbk-20240604.htm (8-K) — 49KB
- exhibit991am6-24.htm (EX-99.1) — 7KB
- 0000893847-24-000013.txt ( ) — 185KB
- hwbk-20240604.xsd (EX-101.SCH) — 2KB
- hwbk-20240604_lab.xml (EX-101.LAB) — 22KB
- hwbk-20240604_pre.xml (EX-101.PRE) — 13KB
- hwbk-20240604_htm.xml (XML) — 3KB
07 Submission of Matters to a Vote of Security Holders
Item 5.07 Submission of Matters to a Vote of Security Holders. Hawthorn Bancshares, Inc. held its Annual Meeting of shareholders on Tuesday, June 4, 2024, at which meeting the Company's shareholders voted upon the following matters: * The election of four Class II directors to hold office for a term expiring at the Company's 2027 annual meeting of shareholders and until their respective successors are duly elected and qualified or until their respective earlier resignation or removal; * The ratification and approval of the selection of FORVIS, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2024; and * The non-binding advisory vote on executive compensation. Election of Directors At the 2024 Annual Meeting, Frank E. Burkhead, Brent M. Giles, Jonathan L. States and Gus S. Wetzel, III were elected as Class II directors. The following is a summary of the votes cast at the annual meeting with respect to the election of directors: Frank E. Burkhead For 2,958,000 Against 181,653 Abstain 94,545 There were 1,458,937 broker non-votes with respect to this matter. Brent M. Giles For 3,091,233 Against 47,033 Abstain 95,931 There were 1,458,937 broker non-votes with respect to this matter. Jonathan L. States For 3,105,475 Against 34,032 Abstain 94,691 There were 1,458,937 broker non-votes with respect to this matter. Gus S. Wetzel, III For 3,009,448 Against 118,859 Abstain 105,891 There were 1,458,937 broker non-votes with respect to this matter. In addition to the four Class II directors elected at the 2024 Annual Meeting, the persons continuing in their term of office as members of the Company's board of directors are: Class III Directors (terms to expire in 2025) Gregg A. Bexten Shawna M. Hettinger Kevin L. Riley David T. Turner 2 Class I Directors (terms to expire in 2026) Kathleen L. Bruegenhemke Douglas T. Eden Philip D. Freeman Jonathan D. Holtaway Ratification and Ap
01 Regulation FD
Item 7.01 Regulation FD. On June 7, 2024, the Company issued a press release announcing the results of 2024 Annual Meeting. The full text of the press release is furnished as Exhibit 99.1 to hereto. The information in Item 7.01 of this report (including Exhibit 99.1) is being furnished pursuant to Item 7.01 and shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act.
01 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits. Exhibit No Description 99.1 Press release, dated June 7 , 2024, issued by Hawthorn Bancshares, Inc . 104 Cover Page Interactive Data File – the cover page XBRL tags are embedded within the Inline XBRL document 3
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: June 7, 2024 Hawthorn Bancshares, Inc. By: /s/ Brent M. Giles Name: Brent M. Giles Title: C hief Executive Officer 4