Heng Fai Ambrose Chan Amends HWH International Filing

TL;DR

Chan Heng Fai Ambrose updated his HWH International Inc. filing on 11/22/24. #SECfiling

AI Summary

Heng Fai Ambrose Chan filed an amendment (No. 6) to Schedule 13D on November 22, 2024, for HWH International Inc. The filing indicates a change in the date as of which the statement is made to November 22, 2024. Chan Heng Fai Ambrose is listed as the filer, with a business address in Hong Kong.

Why It Matters

This filing updates ownership information for HWH International Inc., which could signal changes in control or strategic direction for the company.

Risk Assessment

Risk Level: low — This is a routine amendment to a Schedule 13D filing, primarily updating dates and filer information without immediate indication of significant new events.

Key Players & Entities

• Heng Fai Ambrose Chan (person) — Filer and Chairman of HWH International Inc.
• HWH International Inc. (company) — Subject Company
• Alset Capital Acquisition Corp. (company) — Former Company Name
• November 22, 2024 (date) — Date of Filing and Date as of Change

FAQ

Key Financial Figures

• $0.0001 — Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securiti
• $4,095,000.00 — ted in the original principal amount of $4,095,000.00 (the “Promissory Note”). Th

Filing Documents

• formsc13da.htm (SC 13D/A) — 170KB
• 0001493152-24-047442.txt ( ) — 171KB

From the Filing

SC 13D/A 1 formsc13da.htm UNITED SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6) HWH International Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 44852G101 (CUSIP Number) Heng Fai Ambrose Chan Chairman HWH International Inc. 4800 Montgomery Lane, Suite 210 Bethesda, MD 20814 Telephone: 301-971-3955 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 20, 2024 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See section 240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or other subject to the liabilities of that section of Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 44852G101 1 Names of Reporting Person. Heng Fai Ambrose Chan 2 Check the Appropriate Box if a Member of a Group (a) (b) 3 SEC Use Only 4 Source of Funds (See Instructions) OO 5 Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) 6 Citizenship or Place of Organization Republic of Singapore Number of Shares Beneficially Owned by Each Reporting Person With 7 Sole Voting Power 13,000 (1) 8 Shared Voting Power (see Item 5 below) 19,514,567 (1) 9 Sole Dispositive Power 0 10 Shared Dispositive Power (see Item 5 below) 19,514,567 (1) 11 Aggregate Amount Beneficially Owned by Each Reporting Person 19,514,567 (1) 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares 13 Percent of Class Represented by Amount in Row (11) 86.8% (2) 14 Type of Reporting Person IN (1) Includes (i) 2,330,155 shares and warrants convertible into 236,875 shares of the Issuer’s common stock, $0.0001 par value held by Alset Acquisition Sponsor, LLC; (ii) 13,000 shares of common stock owned directly by Mr. Chan; (iii) 9,958,347 shares of common stock held by Alset International Limited; and (iv) 6,976,190 shares of common stock held by Alset Inc., over which Mr. Chan may be deemed to possess indirect beneficial ownership as the Chief Executive Officer and Chairman of Alset Inc. and Alset International Limited. (2) Based on 22,257,838 shares of the Issuer’s common stock outstanding as of November 20, 2024. CUSIP No. 44852G101 1 Names of Reporting Person. Alset Inc. 2 Check the Appropriate Box if a Member of a Group (a) (b) 3 SEC Use Only 4 Source of Funds (See Instructions) OO 5 Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) 6 Citizenship or Place of Organization Texas Number of Shares Beneficially Owned by Each Reporting Person With 7 Sole Voting Power 0 8 Shared Voting Power (see Item 5 below) 19,501,567 (1) 9 Sole Dispositive Power 0 10 Shared Dispositive Power (see Item 5 below) 19,501,567 (1) 11 Aggregate Amount Beneficially Owned by Each Reporting Person 19,501,567 (1) 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares 13 Percent of Class Represented by Amount in Row (11) 86.7% (1)(2) 14 Type of Reporting Person CO (1) Includes (i) 2,330,155 shares and warrants convertible into 236,875 shares of the Issuer’s common stock, $0.0001 par value held by Alset Acquisition Sponsor, LLC, a majority owned subsidiary of Alset Inc.; (ii) 9,958,347 shares held by Alset International Limited, a majority owned subsidiary of Alset Inc; and (iii) 6,976,190 shares held by Alset Inc. directly. (2) Based on 22,257,838 shares of the Issuer’s common stock outstanding as of November 20, 2024. CUSIP No. 44852G101 1 Names of Reporting Person. Alset International Limited 2 Check the Appropriate Box if a Member of a Group (a) (b) 3 SEC Use Only 4 Source of Funds (See Instructions) OO 5 Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) 6 Citizenship or Place of Organization Singapore Number of Shares Beneficially Owned by Each

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