Clear Harbor Asset Mgmt. Amends Intellicheck Stake (SC 13G/A)

TL;DR

**Clear Harbor Asset Management still holds Intellicheck shares, signaling continued institutional interest.**

AI Summary

Clear Harbor Asset Management, LLC filed an amended SC 13G/A on January 30, 2024, disclosing its ownership in Intellicheck, Inc. as of December 31, 2023. This filing, Amendment No. 7, indicates that Clear Harbor Asset Management continues to hold a significant stake in Intellicheck, Inc. (ticker not provided in filing, but company name is Intellicheck, Inc. with CIK 0001040896). This matters to investors because it shows a prominent institutional investor maintains its position, potentially signaling confidence in the company's long-term prospects, or at least no significant divestment.

Why It Matters

This filing confirms that a major institutional investor, Clear Harbor Asset Management, LLC, still holds a notable position in Intellicheck, Inc., which can influence investor sentiment and perception of the stock's stability.

Risk Assessment

Risk Level: low — This is an amendment to a passive ownership filing, indicating no significant change in the reporting person's intent or a major shift in their stake.

Analyst Insight

Investors should note that Clear Harbor Asset Management, LLC continues to hold a position in Intellicheck, Inc. This indicates ongoing institutional interest, but without specific share count changes, it's difficult to infer a strong bullish or bearish signal. Further investigation into the specific ownership percentage in the full filing would provide more actionable insight.

Key Players & Entities

• Clear Harbor Asset Management, LLC (company) — the reporting person filing the SC 13G/A
• Intellicheck, Inc. (company) — the issuer of the securities being reported
• December 31, 2023 (date) — the date of the event requiring the filing
• January 30, 2024 (date) — the filing date of the SC 13G/A

FAQ

Key Financial Figures

• $0.001 — Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securiti

Filing Documents

• clearharbor-idn123123a7.htm (SC 13G/A) — 53KB
• 0001172661-24-000382.txt ( ) — 55KB

(a)Name of Issuer

Item 1. (a)Name of Issuer Intellicheck, Inc.

(b)Address of Issuer’s Principal

Item 1. (b)Address of Issuer’s Principal Executive Offices 200 Broadhollow Road, Suite 207, Melville, NY 11747

(a, b, c)Names of Person Filing, Address

Item 2. (a, b, c)Names of Person Filing, Address of Principal Business Office, Citizenship: Clear Harbor Asset Management, LLC, 263 Tresser Blvd., Suite 1502, Stamford, CT 06901, the State of New York

(d)Title of Class of Securities

Item 2. (d)Title of Class of Securities Common Stock, $0.001 par value (the “Common Stock”)

(e) CUSIP No

Item 2. (e) CUSIP No.: 45817G201 CUSIP No. 45817G201 SCHEDULE 13G/A Page 4 of 6 Pages

If

Item 3.If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); (d) Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) x An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); (k) A group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J), please specify the type of institution: CUSIP No. 45817G201 SCHEDULE 13G/A Page 5 of 6 Pages Item 4.Ownership Information with respect to the Reporting Person’s ownership of the Common Stock as of December 31, 2023, is incorporated by reference to items (5) - (9) and (11) of the cover page for the Reporting Person. The amount beneficially owned by the Reporting Person is determined based on 19,354,335 shares of the Common Stock outstanding as of November 14, 2023, as the Issuer reported in its Form 10-Q filed with the SEC on November 14, 2023. (a) Amount beneficially owned: 1,414,019 (b) Percent of class: 7.31% (c) Number of shares as to which the person has: 1,414,019 (i) Sole power to vote or to direct the vote 1,414,019 (ii) Shared

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View this SC 13G/A filing on SEC EDGAR