Advisors Asset Management Updates Passive Stake in Voya Fund

TL;DR

**Advisors Asset Management updated its passive stake in Voya Global Advantage & Premium Opportunity Fund.**

AI Summary

Advisors Asset Management, Inc. filed an amended SC 13G/A on January 29, 2024, updating its ownership stake in Voya Global Advantage & Premium Opportunity Fund as of December 31, 2023. This filing indicates a passive ownership position, meaning Advisors Asset Management does not intend to influence or control the fund's management. For investors, this update provides transparency on a significant institutional holder's position, confirming their continued, but non-activist, interest in the fund.

Why It Matters

This filing confirms a major institutional investor's continued, passive interest in the Voya Global Advantage & Premium Opportunity Fund, offering transparency to current and prospective shareholders.

Risk Assessment

Risk Level: low — This is a routine amendment to a passive ownership filing, indicating no immediate change in control or strategy for the fund.

Analyst Insight

Investors should note that Advisors Asset Management maintains a passive stake, suggesting no immediate activist intentions. This filing primarily serves as a transparency update on institutional ownership.

Key Players & Entities

• Advisors Asset Management, Inc. (company) — the entity filing the SC 13G/A
• Voya Global Advantage & Premium Opportunity Fund (company) — the issuer whose securities are being reported
• December 31, 2023 (date) — the date of the event requiring the filing
• January 29, 2024 (date) — the filing date of the SC 13G/A
• 92912R104 (string) — the CUSIP number for the Common Stock

FAQ

Filing Documents

• iga-sc13ga_123123.htm (SC 13G/A) — 12KB
• 0001999371-24-001027.txt ( ) — 14KB

If this statement is filed pursuant to ss. 240.13d-1(b) or

ITEM 3. If this statement is filed pursuant to ss. 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [X] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [_] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [_] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [_] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [X] An investment adviser in accordance with ss. 240.13d-1(b)(ii)(E). (f) [_] An employee benefit plan or endowment fund in accordance with ss. 240.13d-1(b)(1)(ii)(F). (g) [_] A parent holding company or control person in accordance with ss. 240.13d-1(b)(1)(ii)(G). (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) [_] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). (j) [_] Group, in accordance with ss. 240.13d-1(b)(1)(ii)(J). 3 --------------------- ----------------------- CUSIP NO. 92912R104 13G PAGE 4 OF 5 PAGES --------------------- ----------------------- --------------------------------------------------------------------------------

Ownership

ITEM 4. Ownership: (a) Amount Beneficially Owned: 1,140,813 (b) Percent of Class: 7.436% (c) Number of Shares as to which such person has: (i) Sole power to vote or to direct the vote: 1,131,564 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 1,140,813 (iv) Shared power to dispose or to direct the disposition of: 0

Ownership of Five Percent or Less of a Class

ITEM 5. Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].

Ownership of More than Five Percent on Behalf of Another

ITEM 6. Ownership of More than Five Percent on Behalf of Another: Advisors Asset Management, Inc. is sponsor of several unit investment trusts which hold shares of common stock of the issuer. No unit investment trust sponsored by Advisors Asset Management, Inc. holds 5% or more of the issuer's common stock. Advisors Asset Management, Inc. disclaims beneficial ownership of such shares of the issuer identified in this filing.

Identification and Classification of the Subsidiary Which Acquired the

ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: See Item 6

Identification and Classification of Members of the Group

ITEM 8. Identification and Classification of Members of the Group: N/A

Notice of Dissolution of Group

ITEM 9. Notice of Dissolution of Group: N/A

Certification

ITEM 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 4 --------------------- ----------------------- CUSIP NO. 92912R104 13G PAGE 5 OF 5 PAGES --------------------- ----------------------- -------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Advisors Asset Management, Inc. By: /s/ Scott Colyer ------------------------------- ----------------------- Scott Colyer Chief Executive Officer ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001) 5

View Full Filing

View this SC 13G/A filing on SEC EDGAR