UBS AG Files Form 6-K with SEC
Ticker: IWFL · Form: 6-K · Filed: May 15, 2024 · CIK: 1114446
| Field | Detail |
|---|---|
| Company | Ubs Ag (IWFL) |
| Form Type | 6-K |
| Filed Date | May 15, 2024 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 1 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: sec-filing, 6-k, reporting
TL;DR
UBS AG filed a 6-K on 5/15/24, incorporating into its F-3 registration. Standard reporting.
AI Summary
On May 15, 2024, UBS AG filed a Form 6-K, reporting information as a foreign private issuer. This filing is incorporated by reference into UBS AG's Form F-3 registration statement (File No. 333-263376). The report was signed by Timothy Geller, Executive Director, on behalf of UBS AG.
Why It Matters
This filing serves to update the SEC and investors on important information related to UBS AG, ensuring transparency and compliance with reporting requirements.
Risk Assessment
Risk Level: low — This is a routine SEC filing (Form 6-K) that does not contain new material financial information or strategic changes.
Key Numbers
- 001-15060 — SEC File Number (Identifies the specific SEC filing for UBS AG)
Key Players & Entities
- UBS AG (company) — Registrant
- Timothy Geller (person) — Executive Director signing the report
- 333-263376 (dollar_amount) — Form F-3 registration file number
FAQ
What is the purpose of a Form 6-K filing?
A Form 6-K is a report of foreign private issuers pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934, used to furnish information to the SEC.
When was this Form 6-K filed?
This Form 6-K was filed on May 15, 2024.
What is the SEC file number for UBS AG?
The SEC file number for UBS AG is 001-15060.
Who signed this report on behalf of UBS AG?
The report was signed by Timothy Geller, Executive Director.
Into which registration statement is this 6-K filing incorporated?
This report is incorporated by reference into the registration statement of UBS AG on Form F-3, File No. 333-263376.
Filing Stats: 258 words · 1 min read · ~1 pages · Grade level 11.4 · Accepted 2024-05-15 17:25:46
Filing Documents
- ubs_6k-09342.htm (6-K) — 11KB
- ex5-6.htm (EX-5.6) — 9KB
- ex8-4.htm (EX-8.4) — 5KB
- 0001839882-24-015521.txt ( ) — 26KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date: May 15, 2024 UBS AG By: /s/ Timothy Geller Name: Timothy Geller Title: Executive Director By: /s/ Chris Cook Name: Chris Cook Title: Managing Director EXHIBIT INDEX Exhibit Description of Exhibit 5.6 Opinion of Ashurst LLP, as to the validity of the Medium Term Notes, Series B under New York law 8.4 Opinion of Ashurst LLP, as to United States federal tax matters relating to certain of the debt securities 23.9 Consent of Ashurst LLP (included in Exhibit 5.6 herein) 23.10 Consent of Ashurst LLP (included in Exhibit 8.4 herein)