UBS AG Amends Offering Price in SEC Filing
Ticker: IWFL · Form: 6-K · Filed: Jun 11, 2024 · CIK: 1114446
| Field | Detail |
|---|---|
| Company | Ubs Ag (IWFL) |
| Form Type | 6-K |
| Filed Date | Jun 11, 2024 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 1 min |
| Key Dollar Amounts | $65,340,414, $64,807,729 |
| Sentiment | neutral |
Sentiment: neutral
Topics: shelf-registration, amendment, sec-filing
TL;DR
UBS AG is tweaking the max price on its shelf registration - filing 333-278934.
AI Summary
On June 11, 2024, UBS AG filed a Form 6-K to amend its registration statement on Form F-3 (Registration Number 333-278934). Specifically, UBS AG is amending the maximum aggregate offering price previously set forth in Exhibit 107 of the amended and restated shelf registration statement.
Why It Matters
This filing indicates a potential adjustment to the amount of capital UBS AG intends to raise through its shelf registration, which could impact its future financing activities and market perception.
Risk Assessment
Risk Level: low — This is a routine administrative filing related to an existing shelf registration, not a new offering or significant operational change.
Key Players & Entities
- UBS AG (company) — Registrant
- 333-278934 (registration_number) — Form F-3 Registration Statement
- June 11, 2024 (date) — Filing Date
FAQ
What is the purpose of this Form 6-K filing by UBS AG?
The purpose of this Form 6-K is to amend the maximum aggregate offering price previously set forth in Exhibit 107 of UBS AG's amended and restated shelf registration statement on Form F-3 (Registration Number 333-278934).
What is the filing date of this Form 6-K?
The filing date of this Form 6-K is June 11, 2024.
Which registration statement is being amended by this filing?
This filing amends the registration statement of UBS AG on Form F-3, with Registration Number 333-278934.
What specific part of the registration statement is being amended?
The filing specifically amends the maximum aggregate offering price set forth in Exhibit 107 of the amended and restated shelf registration statement.
What is the principal executive office address of UBS AG as listed in the filing?
The principal executive offices of UBS AG are located at Bahnhofstrasse 45, Zurich, Switzerland, and Aeschenvorstadt 1, Basel, Switzerland.
Filing Stats: 296 words · 1 min read · ~1 pages · Grade level 15.2 · Accepted 2024-06-11 17:11:25
Key Financial Figures
- $65,340,414 — red Call ETNs due February 2, 2033 from $65,340,414 to $64,807,729. SIGNATURES Pursuant
- $64,807,729 — ue February 2, 2033 from $65,340,414 to $64,807,729. SIGNATURES Pursuant to the require
Filing Documents
- d783889d6k.htm (6-K) — 11KB
- d783889dex51.htm (EX-5.1) — 11KB
- d783889dex52.htm (EX-5.2) — 55KB
- g783889g0611214312532.jpg (GRAPHIC) — 1KB
- g783889g07u20.jpg (GRAPHIC) — 1KB
- 0001193125-24-159231.txt ( ) — 82KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date: June 11, 2024 UBS AG By: /s/ Chris Cook Name: Chris Cook Title: Managing Director By: /s/ Erica Yeu Name: Erica Yeu Title: Managing Director EXHIBIT INDEX Exhibit Description of Exhibit 5.1 Opinion of Sullivan & Cromwell LLP, dated June 11, 2024 5.2 Opinion of Homburger AG, dated June 11, 2024