UBS AG Files 6-K with Legal Opinion
Ticker: IWFL · Form: 6-K · Filed: Aug 13, 2024 · CIK: 1114446
| Field | Detail |
|---|---|
| Company | Ubs Ag (IWFL) |
| Form Type | 6-K |
| Filed Date | Aug 13, 2024 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 1 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: legal-opinion, registration-statement, foreign-private-issuer
Related Tickers: UBS
TL;DR
UBS AG filed a 6-K with a legal opinion from Homburger AG, linked to their F-3 registration statement.
AI Summary
On August 13, 2024, UBS AG filed a Form 6-K, incorporating by reference an opinion from Homburger AG, special Swiss counsel. This filing is related to UBS AG's registration statement on Form F-3 (Registration Number 333-263376) filed on May 25, 2022.
Why It Matters
This filing provides an update on legal matters for UBS AG, which could be relevant for investors assessing the company's legal standing and compliance.
Risk Assessment
Risk Level: low — The filing is a routine legal opinion incorporated by reference, not indicating new financial distress or significant operational changes.
Key Players & Entities
- UBS AG (company) — Registrant
- Homburger AG (company) — Special Swiss counsel
- 333-263376 (dollar_amount) — Form F-3 Registration Number
FAQ
What type of document is this filing?
This filing is a Form 6-K, a report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934.
What is the filing date?
The filing date is August 13, 2024.
What is the primary content incorporated by reference?
The primary content incorporated by reference is the Opinion of Homburger AG, as special Swiss counsel to UBS AG.
What is the relationship of this filing to other UBS AG filings?
This Form 6-K is incorporated by reference into the registration statement of UBS AG on Form F-3 (Registration Number 333-263376) filed on May 25, 2022.
What are the principal executive offices of UBS AG?
The principal executive offices are located at Bahnhofstrasse 45, Zurich, Switzerland, and Aeschenvorstadt 1, Basel, Switzerland.
Filing Stats: 258 words · 1 min read · ~1 pages · Grade level 12.9 · Accepted 2024-08-13 13:35:05
Filing Documents
- ubs_6k-15376.htm (6-K) — 8KB
- ex5-3.htm (EX-5.3) — 37KB
- 0001839882-24-025800.txt ( ) — 46KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. UBS AG By: /s/ Timothy Geller Name: Timothy Geller Title: Executive Director By: /s/ Chris Cook Name: Chris Cook Title: Managing Director Date: 13 th August 2024