UBS AG Files 6-K with Legal Opinion
Ticker: IWFL · Form: 6-K · Filed: Aug 20, 2024 · CIK: 1114446
| Field | Detail |
|---|---|
| Company | Ubs Ag (IWFL) |
| Form Type | 6-K |
| Filed Date | Aug 20, 2024 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 1 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: legal-filing, registration-statement, regulatory
TL;DR
UBS AG filed a 6-K with a legal opinion from Ashurst LLP, now part of their F-3 registration.
AI Summary
On August 20, 2024, UBS AG filed a Form 6-K, which incorporates by reference an Opinion of Ashurst LLP, special counsel to UBS AG. This filing is intended to be incorporated into UBS AG's existing Form F-3 registration statement.
Why It Matters
This filing ensures that a crucial legal opinion from Ashurst LLP is officially part of UBS AG's public filings, potentially impacting investor confidence and regulatory compliance.
Risk Assessment
Risk Level: low — The filing is a routine legal document incorporation and does not appear to contain new material financial information or significant operational changes.
Key Numbers
- 001-15060 — Commission File Number (Identifies the specific SEC filing for UBS AG.)
- 333-263376 — Form F-3 File Number (Indicates the registration statement into which this 6-K is incorporated.)
Key Players & Entities
- UBS AG (company) — Registrant
- Ashurst LLP (company) — Special Counsel
- August 20, 2024 (date) — Filing Date
- 001-15060 (other) — Commission File Number
- 333-263376 (other) — Form F-3 File Number
FAQ
What is the primary purpose of this Form 6-K filing?
The primary purpose is to incorporate by reference an Opinion of Ashurst LLP, special counsel to UBS AG, into UBS AG's existing Form F-3 registration statement.
Who is Ashurst LLP in relation to UBS AG?
Ashurst LLP is identified as special counsel to UBS AG.
Into which existing registration statement is this 6-K filing intended to be incorporated?
This Form 6-K is intended to be incorporated by reference into UBS AG's registration statement on Form F-3, File No. 333-263376.
What is the filing date of this Form 6-K?
The filing date of this Form 6-K is August 20, 2024.
Does this filing contain annual report information?
No, this filing is a Form 6-K, which is a report of a foreign private issuer pursuant to Rule 13a-16 or 15d-16. UBS AG indicates it files annual reports under cover of Form 20-F.
Filing Stats: 291 words · 1 min read · ~1 pages · Grade level 12 · Accepted 2024-08-20 17:00:59
Filing Documents
- ubs_6k-15822.htm (6-K) — 18KB
- ex5-7.htm (EX-5.7) — 16KB
- 0001839882-24-026415.txt ( ) — 35KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date: August 20, 2024 UBS AG By: /s/ Timothy Geller Name: Timothy Geller Title: Executive Director By: /s/ Chris Cook Name: Chris Cook Title: Managing Director EXHIBIT INDEX Exhibit Description of Exhibit 5.7 Opinion of Ashurst LLP, as special products counsel to UBS AG 23.11 Consent of Ashurst LLP (included in Exhibit 5.7 herein)