UBS AG Files 6-K Incorporating Legal Opinion
Ticker: IWFL · Form: 6-K · Filed: Sep 23, 2024 · CIK: 1114446
| Field | Detail |
|---|---|
| Company | Ubs Ag (IWFL) |
| Form Type | 6-K |
| Filed Date | Sep 23, 2024 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 1 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: legal-filing, regulatory, registration-statement
Related Tickers: UBS
TL;DR
UBS AG filed a 6-K, referencing a legal opinion from Fried, Frank, Harris, Shriver & Jacobson LLP previously filed in 2022.
AI Summary
On September 23, 2024, UBS AG filed a Form 6-K, incorporating by reference an Opinion of Fried, Frank, Harris, Shriver & Jacobson LLP. This opinion was originally filed as an exhibit to UBS AG's Form F-3 registration statement (File No. 333-263376) on March 8, 2022, and has been amended from time to time.
Why It Matters
This filing indicates ongoing legal and regulatory compliance for UBS AG, potentially impacting investor confidence and the company's operational framework.
Risk Assessment
Risk Level: low — The filing is a routine procedural document referencing previously filed information, with no new material financial or operational disclosures.
Key Players & Entities
- UBS AG (company) — Registrant
- Fried, Frank, Harris, Shriver & Jacobson LLP (company) — Special Counsel
FAQ
What is the purpose of this Form 6-K filing?
This Form 6-K is a report of foreign private issuer pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934, incorporating by reference a legal opinion.
When was the incorporated legal opinion originally filed?
The Opinion of Fried, Frank, Harris, Shriver & Jacobson LLP was filed as an exhibit to the Registration Statement of UBS AG on Form F-3 on March 8, 2022.
What is the file number for the UBS AG Form F-3 registration statement?
The file number for the UBS AG Form F-3 registration statement is 333-263376.
What is UBS AG's principal executive office address?
UBS AG's principal executive offices are located at Bahnhofstrasse 45, Zurich, Switzerland, and Aeschenvorstadt 1, Basel, Switzerland.
Does UBS AG file annual reports under Form 20-F or Form 40-F?
UBS AG indicates it files annual reports under cover of Form 20-F.
Filing Stats: 323 words · 1 min read · ~1 pages · Grade level 14.9 · Accepted 2024-09-23 17:26:39
Filing Documents
- ubs_6k-18333.htm (6-K) — 13KB
- ex5-8.htm (EX-5.8) — 11KB
- 0001839882-24-030270.txt ( ) — 25KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. UBS AG By: /s/ Erica Yeu Name: Erica Yeu Title: Managing Director By: /s/ Chris Cook Name: Chris Cook Title: Managing Director Date: September 23, 2024 5