UBS AG Files 6-K Report Incorporating Legal Opinion
Ticker: IWFL · Form: 6-K · Filed: Jan 22, 2025 · CIK: 1114446
| Field | Detail |
|---|---|
| Company | Ubs Ag (IWFL) |
| Form Type | 6-K |
| Filed Date | Jan 22, 2025 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 1 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: legal-opinion, registration-statement, foreign-private-issuer
TL;DR
UBS AG filed a 6-K with an attached legal opinion from Ashurst LLP, now part of their F-3 registration.
AI Summary
On January 22, 2025, UBS AG filed a Form 6-K report with the SEC. This report incorporates by reference an Opinion of Ashurst LLP, special counsel to UBS AG, into UBS AG's Form F-3 registration statement (File No. 333-263376). The filing is related to UBS AG's ongoing reporting obligations as a foreign private issuer.
Why It Matters
This filing integrates a legal opinion from Ashurst LLP into UBS AG's existing SEC registration, providing further legal context for its securities.
Risk Assessment
Risk Level: low — This is a routine filing for a foreign private issuer, incorporating a legal opinion without new financial disclosures or significant corporate events.
Key Players & Entities
- UBS AG (company) — Registrant
- Ashurst LLP (company) — Special Counsel
- 333-263376 (dollar_amount) — Form F-3 File Number
FAQ
What is the purpose of this Form 6-K filing by UBS AG?
The Form 6-K filing serves to incorporate by reference an Opinion of Ashurst LLP, special counsel to UBS AG, into UBS AG's registration statement on Form F-3 (File No. 333-263376).
Who is Ashurst LLP in the context of this filing?
Ashurst LLP is identified as special counsel to UBS AG.
What is the Commission File Number for UBS AG?
The Commission File Number for UBS AG is 001-15060.
What is the filing date of this Form 6-K report?
The filing date of this Form 6-K report is January 22, 2025.
Does UBS AG file annual reports under Form 20-F or Form 40-F?
UBS AG indicates that it files annual reports under cover of Form 20-F.
Filing Stats: 290 words · 1 min read · ~1 pages · Grade level 12.6 · Accepted 2025-01-22 09:30:11
Filing Documents
- ubs_6k-01441.htm (6-K) — 10KB
- ex5-9.htm (EX-5.9) — 11KB
- 0001839882-25-003005.txt ( ) — 21KB
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date: January 22, 2025 UBS AG By: /s/ Erica Yeu Name: Erica Yeu Title: Managing Director By: /s/ Chris Cook Name: Chris Cook Title: Managing Director EXHIBIT INDEX Exhibit Description of Exhibit 5.9 Opinion of Ashurst LLP, as special products counsel to UBS AG 23.12 Consent of Ashurst LLP (included in Exhibit 5.9 herein)