UBS Files Form 6-K with SEC

TL;DR

UBS Group AG & UBS AG filed a 6-K on Nov 5, 2025. Standard disclosure.

AI Summary

On November 5, 2025, UBS Group AG and UBS AG filed a Form 6-K. The filing provides information regarding the companies' principal executive offices located in Zurich, Switzerland, and their respective SEC file numbers (1-36764 for UBS Group AG and 1-15060 for UBS AG).

Why It Matters

This filing is a routine report for foreign private issuers, indicating ongoing compliance and disclosure requirements with the SEC.

Risk Assessment

Risk Level: low — This filing is a routine disclosure form (6-K) and does not contain specific financial or operational news that would typically impact risk.

Key Players & Entities

• UBS Group AG (company) — Registrant
• UBS AG (company) — Registrant
• November 5, 2025 (date) — Filing Date
• 1-36764 (other) — SEC File Number for UBS Group AG
• 1-15060 (other) — SEC File Number for UBS AG

FAQ

Key Financial Figures

• $2,500 — UBS AG (4) N/A February 15, 2028 $2,500 3.50% UST due 10/15/28 3.610% 20
• $1,079.51 — due 10/15/28 3.610% 20 bps FIT1 $1,079.51 2 5.000% Senior Notes due 2027 22
• $1,192.45 — K67 UBS AG (4) N/A July 9, 2027 $1,192.45 3.50% UST due 10/31/27 3.596% 10
• $1,020.91 — due 10/31/27 3.596% 10 bps FIT1 $1,020.91 3 9.016% Fixed Rate/Floating Rate
• $2,000 — November 15, 2032 November 15, 2033 $2,000 4.25% UST due 08/15/35 4.002% 40
• $1,276.11 — due 08/15/35 4.002% 40 bps FIT1 $1,276.11 4 6.537% Fixed Rate/Floating Rate
• $3,000 — ) August 12, 2032 August 12, 2033 $3,000 4.25% UST due 08/15/35 4.002% 40
• $1,123.64 — due 08/15/35 4.002% 40 bps FIT1 $1,123.64 5 7.750% Fixed Rate Reset Senior
• $1,750 — ) August 11, 2027 August 11, 2028 $1,750 3.75% UST due 08/15/27 3.621% 50
• $1,038.96 — due 08/15/27 3.621% 50 bps FIT4 $1,038.96 7 4.282% Senior Notes due 2028 14
• $2,250 — ) January 9, 2027 January 9, 2028 $2,250 4.00% UST due 01/15/27 3.682% 30
• $1,003.36 — due 01/15/27 3.682% 30 bps FIT4 $1,003.36 UBS Group AG and UBS AG, News Release
• $1,000 — "Total Consideration") payable per each $1,000 or 1,000 principal amount of such serie
• $4,000,000,000 — otes purchased in the Offers not exceed $4,000,000,000 (the "Maximum Purchase Consideration"),

Filing Documents

• d941574d6k.htm (6-K) — 67KB
• g941574g1105233344256.jpg (GRAPHIC) — 3KB
• 0001193125-25-266746.txt ( ) — 73KB

forward-looking statements, whether as a result of new information, future events, or otherwise

forward-looking statements, whether as a result of new information, future events, or otherwise. UBS Group AG and UBS AG Investor contact Switzerland: +41-44-234 41 00 Americas: +1 212 882 57 34 Media contact Switzerland: +41-44-234 85 00 UK: +44-207-567 47 14 Americas: +1-212-882 58 58 APAC: +852-297-1 82 00 www.ubs.com/media UBS Group AG and UBS AG, News Release, 5 November 2025 Page 4 of 4

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrants have duly caused this report to be signed on their behalf by the undersigned, thereunto duly authorized. UBS Group AG By: /s/ David Kelly Name: David Kelly Title: Managing Director By: /s/ Ella Copetti-Campi Name: Ella Copetti-Campi Title: Executive Director UBS AG By: /s/ David Kelly Name: David Kelly Title: Managing Director By: /s/ Ella Copetti-Campi Name: Ella Copetti-Campi Title: Executive Director Date: November 5, 2025

View Full Filing

View this 6-K filing on SEC EDGAR