Kaival Brands Innovations Group, INC. (KAVL) — SEC Filings

Overview

Kaival Brands Innovations Group, INC. (KAVL) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 8-K filed on Nov 5, 2025: Kaival Brands Innovations Group, Inc. filed an 8-K on November 5, 2025, reporting on matters submitted to a vote of security holders as of October 31, 2025. The filing details the company's corporate structure and operational information, including its principal executive office address in Grant-Val

Sentiment Summary

Across 38 filings, the sentiment breakdown is: 10 bearish, 28 neutral. The dominant filing sentiment for Kaival Brands Innovations Group, INC. is neutral.

Filing Type Overview

Kaival Brands Innovations Group, INC. (KAVL) has filed 1 4, 20 8-K, 2 DEF 14A, 6 10-Q, 2 10-K, 1 SC 13D/A, 5 S-1/A, 1 S-1 with the SEC between Jan 2024 to Apr 2026.

Filings by Year

2026 · 2025 · 2024

Recent Filings (38)

• 4 Filing — 4 · Apr 7, 2026
• 8-K Filing — 8-K · Nov 17, 2025
• Kaival Brands 8-K: Shareholder Vote Matters Reported — 8-K · Nov 5, 2025 Risk: low
  Kaival Brands Innovations Group, Inc. filed an 8-K on November 5, 2025, reporting on matters submitted to a vote of security holders as of October 31, 2025. The
• KAVL Sets Virtual Annual Meeting, Board Recommends Director & Auditor Votes — DEF 14A · Oct 7, 2025 Risk: low
  Kaival Brands Innovations Group, Inc. (KAVL) is holding its 2025 Annual Meeting of Stockholders virtually on October 31, 2025, at 2:00 p.m. Eastern Time. Stockh
• Kaival Brands Faces Delisting Notice — 8-K · Oct 3, 2025 Risk: high
  Kaival Brands Innovations Group, Inc. filed an 8-K on October 3, 2025, reporting a notice of delisting or failure to satisfy a continued listing rule or standar
• Kaival Brands Reports Material Agreement Changes — 8-K · Sep 17, 2025 Risk: medium
  Kaival Brands Innovations Group, Inc. filed an 8-K on September 17, 2025, reporting on events that occurred on September 11, 2025. The filing indicates both the
• KAVL Revenues Plunge 94% Amid Regulatory Headwinds, Mounting Losses — 10-Q · Sep 16, 2025 Risk: high
  Kaival Brands Innovations Group, Inc. (KAVL) reported a significant decline in financial performance for the nine months ended July 31, 2025, primarily due to r
• Kaival Brands Enters Material Definitive Agreement — 8-K · Aug 18, 2025 Risk: medium
  Kaival Brands Innovations Group, Inc. filed an 8-K on August 18, 2025, reporting an entry into a material definitive agreement as of August 15, 2025. The filing
• Kaival Brands Narrows Losses, Still Bleeds Cash — 10-Q · Jun 10, 2025 Risk: high
  Kaival Brands Innovations Group, Inc. (KAVL) reported a net loss of $1.5 million for the three months ended April 30, 2025, a significant improvement from the n
• Kaival Brands Faces Delisting Notice — 8-K · Apr 4, 2025 Risk: high
  Kaival Brands Innovations Group, Inc. filed an 8-K on April 4, 2025, reporting a notice of delisting or failure to satisfy a continued listing rule or standard.
• Kaival Brands Files Q1 FY25 10-Q — 10-Q · Mar 17, 2025 Risk: medium
  Kaival Brands Innovations Group, Inc. filed its quarterly report for the period ending January 31, 2025. The company's fiscal year ends on October 31st. The fil
• Kaival Brands Files 2024 10-K, Reports Financials — 10-K · Feb 10, 2025 Risk: medium
  Kaival Brands Innovations Group, Inc. filed its 2024 10-K report, detailing its fiscal year ending October 31, 2024. The company, formerly Quick Start Holdings,
• Kaival Holdings LLC Amends 13D Filing for Kaival Brands — SC 13D/A · Dec 12, 2024 Risk: medium
  On December 12, 2024, Kaival Holdings, LLC filed an amendment (No. 3) to its Schedule 13D regarding Kaival Brands Innovations Group, Inc. The filing indicates a
• Kaival Brands Names New CEO, CFO Amid Executive Shuffle — 8-K · Nov 5, 2024 Risk: medium
  Kaival Brands Innovations Group, Inc. announced on October 29, 2024, a series of executive and board changes. These include the appointment of James M. Thompson
• Kaival Brands Enters Material Definitive Agreement — 8-K · Sep 27, 2024 Risk: medium
  Kaival Brands Innovations Group, Inc. announced on September 23, 2024, that it has entered into a material definitive agreement. The filing does not disclose sp
• Kaival Brands Files 8-K — 8-K · Sep 23, 2024 Risk: low
  Kaival Brands Innovations Group, Inc. filed an 8-K on September 23, 2024, reporting on financial statements and exhibits. The filing does not contain specific f
• Kaival Brands Files Q3 2024 10-Q — 10-Q · Sep 20, 2024 Risk: medium
  Kaival Brands Innovations Group, Inc. filed its 10-Q for the period ending July 31, 2024. The company reported its financial results for the third quarter of fi
• Kaival Brands Reports Director/Officer Changes — 8-K · Sep 12, 2024 Risk: medium
  Kaival Brands Innovations Group, Inc. filed an 8-K on September 12, 2024, reporting on events as of September 7, 2024. The filing covers the departure of direct
• Kaival Brands Reports on Shareholder Vote — 8-K · Jun 26, 2024 Risk: low
  Kaival Brands Innovations Group, Inc. filed an 8-K on June 26, 2024, reporting on a submission of matters to a vote of security holders that occurred on June 25
• Kaival Brands Enters Material Definitive Agreement — 8-K · Jun 25, 2024 Risk: medium
  Kaival Brands Innovations Group, Inc. announced on June 21, 2024, that it entered into a material definitive agreement. The company also reported other events a
• Kaival Brands Files S-1/A Amendment — S-1/A · Jun 20, 2024 Risk: medium
  Kaival Brands Innovations Group, Inc. filed an S-1/A amendment on June 18, 2024, related to its registration statement (No. 333-279045). The filing, originating
• Kaival Brands Reports Q2 FY24 Financials — 10-Q · Jun 18, 2024 Risk: medium
  Kaival Brands Innovations Group, Inc. filed its 10-Q for the period ending April 30, 2024. The company reported its financial results for the second quarter of
• Kaival Brands Files S-1/A Amendment — S-1/A · Jun 13, 2024 Risk: medium
  Kaival Brands Innovations Group, Inc. filed an S-1/A amendment on June 13, 2024, for its registration statement. The company, formerly known as Quick Start Hold
• Kaival Brands Files S-1/A Amendment — S-1/A · May 29, 2024 Risk: medium
  Kaival Brands Innovations Group, Inc. filed an S-1/A amendment on May 29, 2024, for its registration statement. The company, formerly known as Quick Start Holdi
• Kaival Brands Files S-1/A Amendment — S-1/A · May 20, 2024 Risk: medium
  Kaival Brands Innovations Group, Inc. filed an S-1/A amendment on May 20, 2024, for its registration statement. The company, formerly known as Quick Start Holdi
• Kaival Brands Sets 2024 Annual Meeting for July 10 — DEF 14A · May 14, 2024 Risk: medium
  Kaival Brands Innovations Group, Inc. is holding its 2024 Annual Meeting of Stockholders on July 10, 2024, to elect directors and ratify the appointment of its
• Kaival Brands Faces Delisting Notice — 8-K · May 3, 2024 Risk: high
  Kaival Brands Innovations Group, Inc. filed an 8-K on May 3, 2024, reporting a notice of delisting or failure to satisfy a continued listing rule as of April 30
• Kaival Brands Innovations Group Files S-1 Registration Statement — S-1 · May 1, 2024 Risk: low
  Kaival Brands Innovations Group, Inc. (KAVL) filed a IPO Registration (S-1) with the SEC on May 1, 2024. Kaival Brands Innovations Group, Inc. filed an S-1 regi
• Kaival Brands Appoints New Directors, CEO Gets New Comp — 8-K · Apr 25, 2024 Risk: medium
  Kaival Brands Innovations Group, Inc. announced on April 23, 2024, the departure of director Michael R. Collins. Concurrently, the company appointed two new dir
• Kaival Brands Innovations Group, Inc. Files 10-Q for Period Ending January 31, 2024 — 10-Q · Mar 25, 2024 Risk: low
  Kaival Brands Innovations Group, Inc. (KAVL) filed a Quarterly Report (10-Q) with the SEC on March 25, 2024. Kaival Brands Innovations Group, Inc. filed a 10-Q
• Kaival Brands Faces Delisting Notice — 8-K · Mar 15, 2024 Risk: high
  Kaival Brands Innovations Group, Inc. filed an 8-K on March 15, 2024, reporting a notice of delisting or failure to meet continued listing standards as of March
• Kaival Brands Announces Director & Executive Changes — 8-K · Mar 13, 2024 Risk: medium
  Kaival Brands Innovations Group, Inc. announced on March 7, 2024, changes related to its board of directors and executive compensation. Specifically, the compan
• Kaival Brands Terminates Agreement, Reshuffles Leadership — 8-K · Feb 26, 2024 Risk: high
  Kaival Brands Innovations Group, Inc. filed an 8-K on February 26, 2024, reporting the termination of a material definitive agreement and changes in its board o
• Kaival Brands Innovations Group, Inc. Files 2023 Annual Report (10-K) — 10-K · Feb 14, 2024 Risk:
  Kaival Brands Innovations Group, Inc. (KAVL) filed a Annual Report (10-K) with the SEC on February 14, 2024. Kaival Brands Innovations Group, Inc. filed its 10-
• Kaival Brands (KAVL) to be Delisted from Nasdaq — 8-K · Feb 8, 2024 Risk: high
  Kaival Brands Innovations Group, Inc. (KAVL) announced on February 8, 2024, that it received a delisting notice from The Nasdaq Stock Market LLC on February 2,
• Kaival Brands Executes 1-for-100 Reverse Stock Split — 8-K · Jan 26, 2024
  Kaival Brands Innovations Group, Inc. filed an 8-K on January 26, 2024, reporting a reverse stock split of its common stock at a 1-for-100 ratio, effective Janu
• Kaival Brands (KAVL) to be Delisted from Nasdaq Jan 26 — 8-K · Jan 22, 2024
  Kaival Brands Innovations Group, Inc. (KAVL) announced on January 22, 2024, that its common stock will be delisted from The Nasdaq Stock Market, LLC, effective
• Kaival Brands Innovations Group, Inc. Files S-1/A Amendment — S-1/A · Jan 12, 2024 Risk: low
  Kaival Brands Innovations Group, Inc. (KAVL) filed a Amended IPO Registration (S-1/A) with the SEC on January 12, 2024. Kaival Brands Innovations Group, Inc. fi

Risk Profile

Risk Assessment: Of KAVL's 33 recent filings, 8 were flagged as high-risk, 18 as medium-risk, and 7 as low-risk. The overall risk profile suggests moderate risk with a balanced mix of positive and cautionary disclosures.

Financial Highlights

Key financial metrics from Kaival Brands Innovations Group, INC.'s most recent 10-Q filing (Sep 16, 2025):

• Revenue: $392,073
• Net Income: -$6,618,088
• EPS: -$0.61
• Debt-to-Equity: 0.14
• Cash Position: $1,268,926
• Operating Margin: -1790.1%
• Total Assets: $11,503,114
• Total Debt: $1,418,088

Key Executives

• Mark Thoenes
• Eric Morris
• James M. Thompson
• Michael R. Mann
• David M. Guzzetta
• Nirajkumar Patel
• Michael R. Collins
• David M. Newman
• Kevin J. Kelleher
• James F. Knight
• Stephen Sheriff

Industry Context

Kaival Brands Innovations Group, Inc. operates within the consumer goods sector, specifically focusing on branded products. The company's strategy appears to involve brand development and distribution. The competitive landscape for consumer brands is often characterized by intense marketing efforts, evolving consumer preferences, and the need for efficient supply chain management to maintain profitability.

Top Tags

delisting (6) · sec-filing (6) · 10-Q (5) · financials (5) · corporate-governance (4) · compliance (4) · Kaival Brands (4) · listing-standards (3) · material-agreement (3) · registration (3)

Key Numbers

• Annual Meeting Date: October 31, 2025 — Date of the 2025 Annual Meeting of Stockholders
• Annual Meeting Time: 2:00 p.m. Eastern Time — Scheduled start time for the virtual Annual Meeting
• Record Date: October 7, 2025 — Stockholders of record on this date are entitled to vote
• Number of Directors: 4 — Number of directors to be elected at the Annual Meeting
• Shares Outstanding: 11,593,402 — Total common stock shares outstanding as of the Record Date
• Proxy Voting Deadline: October 30, 2025 — Recommended date to vote by to ensure timely receipt
• Total revenues, net: $392,073 — For the nine months ended July 31, 2025, a 93.6% decrease from $6,151,701 in the prior year.
• Net loss: $6,618,088 — For the nine months ended July 31, 2025, an increase from $5,212,725 in the prior year.
• Cash balance: $1,268,926 — As of July 31, 2025, a significant decrease from $3,902,300 at October 31, 2024.
• Net cash used in operating activities: $2,020,758 — For the nine months ended July 31, 2025, indicating substantial cash burn.
• Loss on ROU asset: $707,626 — Operating expense for the nine months ended July 31, 2025, contributing to increased losses.
• Common shares outstanding: 11,542,302 — As of September 16, 2025, an increase from 8,517,302 shares at October 31, 2024.
• Net loss per common share - basic and diluted: $0.61 — For the nine months ended July 31, 2025, compared to $1.62 in the prior year, despite higher net loss due to increased share count.
• Net Loss (3 months): $1.5M — Reduced from $3.2M in prior year, still a significant loss.
• Net Loss (6 months): $3.0M — Reduced from $6.2M in prior year, indicating ongoing unprofitability.

Forward-Looking Statements

• {"claim":"KAVL's stock price will experience significant downward pressure and increased volatility.","entity":"KAVL","targetDate":"Q1 2024","confidence":"high"}
• {"claim":"Liquidity for KAVL shares will decrease substantially.","entity":"KAVL","targetDate":"Q1 2024","confidence":"high"}

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