Kaival Brands Files S-1/A Amendment

TL;DR

Kaival Brands filed an S-1/A amendment on 5/20/24. Keep an eye on this.

AI Summary

Kaival Brands Innovations Group, Inc. filed an S-1/A amendment on May 20, 2024, for its registration statement. The company, formerly known as Quick Start Holdings, Inc., is based in Grant-Valkaria, Florida, and operates in the non-store retailers sector. This filing is an amendment to a previous registration statement filed under the Securities Act of 1933.

Why It Matters

This S-1/A filing indicates ongoing regulatory activity for Kaival Brands Innovations Group, Inc., which could impact investor understanding of the company's securities and financial status.

Risk Assessment

Risk Level: medium — S-1/A filings are typically related to securities offerings or significant corporate changes, which inherently carry investment risk.

Key Numbers

• 5960 — SIC Code (Standard Industrial Classification for Non-Store Retailers)
• 83-3492907 — IRS Number (Employer Identification Number)

Key Players & Entities

• Kaival Brands Innovations Group, Inc. (company) — Registrant
• 0001731122-24-000842 (filing_id) — Accession Number
• 20240520 (date) — Filing Date
• 333-279045 (registration_number) — SEC Registration Number
• Quick Start Holdings, Inc. (company) — Former Company Name
• Nirajkumar Patel (person) — Chief Executive Officer

FAQ

Filing Documents

• e5685_s1a2.htm (S-1/A) — 91KB
• e5685_ex1-1.htm (EX-1.1) — 81KB
• e5685_ex4-5.htm (EX-4.5) — 98KB
• e5685_ex4-6.htm (EX-4.6) — 96KB
• e5685_ex5-1.htm (EX-5.1) — 9KB
• e5685_ex10-29.htm (EX-10.29) — 335KB
• e5685_ex10-30.htm (EX-10.30) — 115KB
• image_005.jpg (GRAPHIC) — 5KB
• 0001731122-24-000842.txt ( ) — 833KB

Exhibits and Financial Statement Schedules

Item 16. Exhibits and Financial Statement Schedules. Exhibit No. Exhibit 1.1* Form of Placement Agency Agreement 3.1 Restated Certificate of Incorporation, which was filed as Exhibit 3.1 to our Registration Statement on Form 10-12G filed with the Securities and Exchange Commission on March 25, 2019, and is incorporated herein by reference thereto. 3.2 Bylaws, which were filed as Exhibit 3.2 to our Registration Statement on Form 10-12G filed with the Securities and Exchange Commission on February 19, 2019, and are incorporated herein by reference thereto. 3.3 Certificate of Ownership and Merger, as filed with the Secretary of State of the State of Delaware on June 20, 2019, which was filed as Exhibit 3.1 to our Current Report on Form 8-K filed with the Securities and Exchange Commission on July 15, 2019, and is incorporated herein by reference thereto. 3.4 Certificate of Correction, as filed with the Secretary of State of the State of Delaware on July 15, 2019, which was filed as Exhibit 3.2 to our Current Report on Form 8-K filed with the Securities and Exchange Commission on July 15, 2019, and is incorporated herein by reference thereto. 3.5 Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Kaival Brands Innovations Group, Inc., effective July 20, 2021, which was filed as Exhibit 3.1 to our Current Report on Form 8-K filed with the Securities and Exchange Commission on July 20, 2021, and is incorporated herein by reference thereto. 3.6 Certificate of Designation of Preferences, Rights and Limitations of the Series B Convertible Preferred Stock, dated May 30, 2023, which was filed as Exhibit 3.1 to our Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on June 14, 2023, and is incorporated herein by reference thereto. 3.7 Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Kaival Brands Innovations Group, Inc., effective January 22, 2024, which

Undertakings

Item 17. Undertakings The undersigned registrant hereby undertakes: (1) To file, during any period in which offers or sales are being made, a post-effective amendment to this registration statement: (i) To include any prospectus required by Section 10(a)(3) of the Securities Act of 1933; (ii) To reflect in the prospectus any facts or events arising after the effective date of the registration statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the registration offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the SEC pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than a 20% change in the maximum aggregate offering price set forth in the “Calculation of Filing Fee Tables” or “Calculation of Registration Fee” table, as applicable, in the effective registration statement; (iii) To include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement; provided, however , that paragraphs (i), (ii) and (iii) do not apply if the information required to be included in a post-effective amendment by those paragraphs is contained in reports filed with or furnished to the SEC by the registrant pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 that are incorporated by reference in the registration statement. (2) That, for the purpose of determining any liability under the Securities Act of 1933, each such post-effective amendment shall be deemed to be a

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Act 1933, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized. KAIVAL BRANDS INNOVATIONS GROUP, INC. By: /s/ Nirajkumar Patel Nirajkumar Patel Chief Executive Officer (principal executive officer) By: /s/ Eric Morris Eric Morris Interim Chief Financial Officer (principal financial and accounting officer) POWER OF ATTORNEY We, the undersigned officers and directors of Kaival Brands Innovations Group, Inc., hereby severally constitute and appoint Nirajkumar Patel, our true and lawful attorney with full power to sign for us and in our names in the capacities indicated below, the Registration Statement on Form S-1 filed herewith and any and all pre-effective and post-effective amendments to said Registration Statement and any subsequent registration statement filed pursuant to Rule 462(b) under the Securities Act of 1933, as amended, and to file the same with all exhibits thereto, and the other documents in connection therewith, with the Securities and Exchange Commission, and generally to do all such things in our name and behalf in our capacities as officers and directors to enable Kaival Brands Innovations Group, Inc. to comply with the provisions of the Securities Act of 1933, as amended, and all requirements of the Securities and Exchange Commission, hereby ratifying and confirming our signatures as they may be signed by our said attorney to said Registration Statement and any and all amendments thereto. Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated. Signature Title Date /s/ Nirajkumar Patel Chief Executive Officer and Director May 20, 2024 Nirajkumar Patel (Principal Executive Officer) /s/ Eric Morris Interim Chief Financial Officer May 20, 2024 Eric Morr

View Full Filing

View this S-1/A filing on SEC EDGAR