Kopin Corp Files 8-K: Routine Update, Nasdaq Listing Confirmed

TL;DR

**Kopin filed a routine 8-K, confirming its Nasdaq Capital Market listing.**

AI Summary

Kopin Corporation filed an 8-K on January 30, 2024, under the 'Other Events' category, indicating a disclosure of information not specifically covered by other 8-K items. This filing confirms Kopin's registration on the Nasdaq Capital Market under the trading symbol KOPN, with its common stock having a par value of $0.01. For investors, this filing primarily serves as a routine update, confirming the company's current listing status and basic corporate information, which is important for maintaining transparency and regulatory compliance.

Why It Matters

This filing is a standard regulatory update, confirming Kopin's listing on the Nasdaq Capital Market, which is crucial for investors to know where the company's shares are traded.

Risk Assessment

Risk Level: low — This 8-K is a routine informational filing and does not disclose any new material risks or changes to the company's operations or financial health.

Analyst Insight

This filing is a standard regulatory update and does not provide new information that would warrant immediate investment action. Investors should continue to monitor Kopin's operational and financial performance.

Key Numbers

• $0.01 — Par value per share (The par value of Kopin Corporation's Common Stock.)

Key Players & Entities

• Kopin Corporation (company) — the registrant filing the 8-K
• Nasdaq Capital Market (company) — the exchange where Kopin's common stock is registered
• $0.01 (dollar_amount) — par value of Kopin's common stock
• January 30, 2024 (date) — date of earliest event reported and filing date

FAQ

Key Financial Figures

• $0.01 K — ch registered Common Stock, par value $0.01 KOPN Nasdaq Capital Market Indicate

Filing Documents

• form8-k.htm (8-K) — 41KB
• 0001493152-24-004357.txt ( ) — 210KB
• kopn-20240130.xsd (EX-101.SCH) — 3KB
• kopn-20240130_lab.xml (EX-101.LAB) — 33KB
• kopn-20240130_pre.xml (EX-101.PRE) — 22KB
• form8-k_htm.xml (XML) — 3KB

From the Filing

UNITED SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 30, 2024 KOPIN CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-19882 04-2833935 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 125 North Drive , Westborough , MA 01581 (Address of principal executive offices) (Zip Code) (508) 870-5959 (Registrant's telephone number, including area code) N/A (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol Name of each exchange on which registered Common Stock, par value $0.01 KOPN Nasdaq Capital Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item 8.01. Other Events Litigation Update Kopin Corporation (the "Company") has been notified that the trial date in connection with the litigation between BlueRadios, Inc. and the Company previously set by the court for January 22-February 5, 2024 was rescheduled as a four-week trial to begin on March 20, 2024 due to COVID related issues. For further information related to this case, see "Item 3—Legal Proceedings" in our Annual Report on Form 10-K for the fiscal year ended December 31, 2022 and "Part II—Item I—Legal Proceedings" in our Quarterly Report on Form 10-Q for the quarter ended September 30, 2023. The updated description of Part II—Item I—Legal Proceedings is as follows: The Company may engage in legal proceedings arising in the ordinary course of business. Claims, suits, investigations and proceedings are inherently uncertain and it is not possible to predict the ultimate outcome of such matters and our business, financial condition, results of operations or cash flows could be affected in any particular period. BlueRadios, Inc. v. Kopin Corporation, Civil Action No. 16-02052-JLK (D. Col.): On August 12, 2016, BlueRadios, Inc. ("BlueRadios") filed a complaint in the U.S. District Court for the District of Colorado, alleging that the Company breached a contract between it and BlueRadios concerning an alleged joint venture between the Company and BlueRadios to design, develop and commercialize micro-display products with embedded wireless technology referred to as "Golden-i" breached the covenant of good faith and fair dealing associated with that contract, breached its fiduciary duty to BlueRadios, and misappropriated trade secrets owned by BlueRadios in violation of Colorado law (C.R.S. 7-74-104(4)) and the Defend Trade Secrets Act (18 U.S.C. 1836(b)(1)). BlueRadios further alleges that the Company was unjustly enriched by its alleged misconduct, BlueRadios is entitled to an accounting to determine the amount of profits obtained by the Company as a result of its alleged misconduct, and the inventorship on at least ten patents or patent applications owned by the Company need to be corrected to list BlueRadios' employees as inventors and thereby list BlueRadios as co-assignees of the patents. BlueRadios seeks monetary, declaratory, and injunctive relief, including for alleged non-payment of engineering retainer fees. On October 11, 2016, the Company filed its Answer and Affirmative Defenses. The parties completed expert depositions on November 15, 2019. On December 2, 2019, the Company filed a Motion for Partial Summary Judgment requesting the Court dismiss counts 2-7 in their entirety and counts 1 and 8 in part. BlueRadios also filed a Motion for Partial Summary Judgment alleging it is the co-owner of U.S. Patent No. 8,909,296. Responses to the Motions for Partial Summary Judgment were filed on January 15, 2020, and replies were filed on February 19, 2020. On September 25, 2020, th

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