Lion Group Holding LTD (LGHL) — SEC Filings

Overview

Lion Group Holding LTD (LGHL) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 6-K filed on Apr 14, 2026: Lion Group Holding Ltd. filed a Form 6-K on April 14, 2026, reporting as a foreign issuer. The filing includes a press release dated April 14, 2026, and other related documents. The company's mailing and business address is in Singapore.

Sentiment Summary

Across 44 filings, the sentiment breakdown is: 3 bearish, 40 neutral, 1 mixed. The dominant filing sentiment for Lion Group Holding LTD is neutral.

Filing Type Overview

Lion Group Holding LTD (LGHL) has filed 1 3, 1 4, 39 6-K, 2 20-F, 1 SC 13D with the SEC between Jan 2024 to Apr 2026.

Filings by Year

2026 · 2025 · 2024

Recent Filings (44)

• Lion Group Holding Ltd. Files 6-K Report — 6-K · Apr 14, 2026 Risk: low
  Lion Group Holding Ltd. filed a Form 6-K on April 14, 2026, reporting as a foreign issuer. The filing includes a press release dated April 14, 2026, and other r
• 4 Filing — 4 · Apr 9, 2026
• HRT Financial LP Files Initial Ownership Statement for Lion Group — 3 · Apr 9, 2026 Risk: medium
  On April 9, 2026, HRT Financial LP filed a Form 3, an initial statement of beneficial ownership of securities, for Lion Group Holding Ltd. The filing indicates
• 6-K Filing — 6-K · Dec 11, 2025
• 6-K Filing — 6-K · Dec 4, 2025
• 6-K Filing — 6-K · Oct 31, 2025
• Lion Group Holding Ltd. Files 6-K on Shareholder Matters — 6-K · Oct 1, 2025 Risk: low
  Lion Group Holding Ltd. filed a Form 6-K on October 1, 2025, reporting matters submitted to a vote of security holders. The filing indicates that on September 2
• Lion Group Holding Ltd. Adopts 2025 Share Incentive Plan — 6-K · Sep 26, 2025 Risk: low
  Lion Group Holding Ltd. announced the adoption of its 2025 Share Incentive Plan on September 26, 2025. This plan allows for the granting of share options, restr
• Lion Group Holding Ltd. Files 6-K with Press Release — 6-K · Sep 11, 2025 Risk: low
  Lion Group Holding Ltd. filed a Form 6-K on September 11, 2025, to report information as a foreign private issuer. Attached to the filing is a press release dat
• Lion Group Holding Ltd. Files 6-K with Press Release — 6-K · Sep 8, 2025 Risk: low
  Lion Group Holding Ltd. filed a Form 6-K on September 8, 2025, attaching a press release dated the same day as Exhibit 99.1. The company is incorporated in the
• Lion Group Holding Ltd. Files 6-K Report — 6-K · Aug 28, 2025 Risk: low
  Lion Group Holding Ltd. filed a Form 6-K on August 28, 2025, to report a press release dated August 28, 2025. The company is incorporated in the Cayman Islands
• Lion Group Holding Ltd. Files 6-K with Press Release — 6-K · Jul 23, 2025 Risk: low
  Lion Group Holding Ltd. filed a Form 6-K on July 23, 2025, attaching a press release dated the same day as Exhibit 99.1. The filing is a report of a foreign pri
• Lion Group Holdings Ltd. Announces Subsequent Offering — 6-K · Jul 22, 2025 Risk: medium
  Lion Group Holdings Ltd. announced a subsequent offering under a purchase agreement on July 21, 2025. The company, incorporated in the Cayman Islands and with p
• Lion Group Holding Ltd. Files 6-K with Press Release — 6-K · Jul 7, 2025 Risk: low
  Lion Group Holding Ltd. filed a Form 6-K on July 7, 2025, to report information to the SEC. Attached as Exhibit 99.1 is a press release dated July 7, 2025, whic
• Lion Group Holding Ltd. Files June 2025 Report — 6-K · Jun 30, 2025 Risk: low
  Lion Group Holding Ltd. filed a Form 6-K on June 30, 2025, reporting information for the month of June 2025. The filing includes a press release dated June 30,
• Lion Group Holding Ltd. Changes Business Address — 6-K · Jun 27, 2025 Risk: low
  On June 27, 2025, Lion Group Holding Ltd. announced a change to its principal executive office and mailing address. The new address is 10 Ubi Crescent, #06-51 (
• Lion Group Completes Initial HYPE Purchase — 6-K · Jun 26, 2025 Risk: medium
  Lion Group Holding Ltd. announced on June 26, 2025, the completion of its initial purchase of HYPE. The company is incorporated in the Cayman Islands and its pr
• Lion Group Holding Ltd. Files 6-K Report — 6-K · Jun 18, 2025 Risk: low
  Lion Group Holding Ltd. filed a Form 6-K on June 18, 2025, reporting as a foreign private issuer for the month of June 2025. The company, incorporated in the Ca
• Lion Group Holding Ltd. Files May 2025 6-K Report — 6-K · May 29, 2025 Risk: low
  Lion Group Holding Ltd. filed a Form 6-K on May 29, 2025, reporting information as a foreign private issuer. The company is incorporated in the Cayman Islands a
• Lion Group Holding Ltd. Files 2024 Annual Report — 20-F · Apr 30, 2025 Risk: medium
  Lion Group Holding Ltd. filed its annual report on Form 20-F for the fiscal year ended December 31, 2024. The company, incorporated in E9 and headquartered in S
• Lion Group Holding Ltd Faces Nasdaq Delisting Warning — 6-K · Apr 14, 2025 Risk: medium
  On April 18, 2024, Nasdaq notified Lion Group Holding Limited that its American Depositary Shares (ADS) had not met the minimum bid price requirement of $1.00 p
• Lion Group Holding Ltd. Holds Shareholder Meeting — 6-K · Mar 10, 2025 Risk: low
  Lion Group Holding Ltd. held its Extraordinary Meeting of Shareholders (EGM) on March 7, 2025. The purpose of the meeting was to submit matters to a vote of sec
• Lion Group Holding Ltd. Removes Director Hua Luo — 6-K · Mar 4, 2025 Risk: medium
  Lion Group Holding Ltd. announced on March 4, 2025, the removal of Mr. Hua Luo from his roles as a director and Responsible Officer. The company is incorporated
• Lion Group Holding Ltd. Sets Shareholder Meetings for March 7 — 6-K · Feb 18, 2025 Risk: low
  Lion Group Holding Ltd. (Nasdaq: LGHL) announced on February 18, 2025, that it will hold its Extraordinary Shareholders' Meeting and its Annual Shareholders' Me
• Lion Group Holdings Ltd. Dismisses Auditor — 6-K · Jan 31, 2025 Risk: medium
  Lion Group Holdings Ltd. announced on January 27, 2025, that its audit committee resolved to dismiss its independent registered public accounting firm. The comp
• Lion Group Holding Ltd. Files 6-K Report — 6-K · Jan 28, 2025 Risk: low
  Lion Group Holding Ltd. filed a Form 6-K on January 28, 2025, reporting information for the month of January 2025. The filing indicates the company is a foreign
• Lion Group Holding Ltd. Files 6-K Amendment — 6-K · Jan 14, 2025 Risk: medium
  Lion Group Holding Ltd. filed a Form 6-K on January 14, 2025, reporting information as a foreign private issuer. The filing indicates an amendment to a debentur
• Lion Group Holding Ltd. COO & Director Resigns — 6-K · Dec 31, 2024 Risk: medium
  Lion Group Holding Ltd. announced on December 23, 2024, that Mr. Luo Hua resigned from his positions as Chief Operating Officer and director. The company is inc
• Lion Group Holding Ltd. Reports Interim Financial Results — 6-K · Dec 20, 2024 Risk: low
  Lion Group Holding Ltd. filed a Form 6-K on December 20, 2024, to report its interim financial results for the six months ended June 30, 2024. The filing includ
• Lion Group Holding Ltd. Sets Annual Shareholder Meeting for Dec 23 — 6-K · Nov 25, 2024 Risk: low
  Lion Group Holding Ltd. (Nasdaq: LGHL) announced on November 25, 2024, that its Annual Shareholders' Meeting will be held on December 23, 2024, at 10:00 a.m. Th
• Lion Group Enters Share Purchase Agreement — 6-K · Nov 8, 2024 Risk: medium
  Lion Group Holding Ltd. announced on November 8, 2024, that it entered into a Share Purchase Agreement with Amazon Capital Holding Limited. The details of the a
• Lion Group Holding Ltd. Clarifies OTC Stock Options Trading Services — 6-K · Nov 1, 2024 Risk: low
  Lion Group Holding Ltd. is filing a Form 6-K on November 1, 2024, to clarify disclosures regarding its OTC Stock Options Trading Services. This filing amends in
• Lion Group Holding Ltd. Faces Nasdaq Minimum Bid Price Deficiency — 6-K · Oct 22, 2024 Risk: medium
  On April 18, 2024, Nasdaq notified Lion Group Holding Limited that its American Depositary Shares (ADSs) had not met the minimum bid price requirement of $1.00
• Lion Group Subsidiary Signs Term Sheet for Digital Asset Platform Acquisition — 6-K · Sep 3, 2024 Risk: medium
  On September 2, 2024, Lion Group Holding Ltd.'s wholly-owned subsidiary, Lion Brokers Limited, entered into a non-binding term sheet. This agreement is with an
• Lion Group Holdings Ltd. Signs Non-Binding Term Sheet for Acquisition — 6-K · Aug 19, 2024 Risk: medium
  On August 19, 2024, Lion Group Holdings Ltd. entered into a non-binding term sheet with Hong Kong Agunua Technology Co., Limited. This agreement outlines the po
• Lion Group Holding Ltd. Sells Equity Securities — 6-K · Aug 13, 2024 Risk: medium
  On August 9, 2024, Lion Group Holding Ltd. entered into a Securities Purchase Agreement with ATW Opportunity Fund, LLC. This agreement involves the unregistered
• Lion Group Holding Ltd. Removes Director and Chairman Jian Wang — 6-K · Aug 9, 2024 Risk: medium
  Lion Group Holding Ltd. announced on August 9, 2024, the removal of Mr. Jian Wang from his positions as director and Chairman. The company is incorporated in th
• Wang Acquires 10% Stake in Lion Group Holding Ltd — SC 13D · Jun 28, 2024 Risk: medium
  Chunning Wang has filed a Schedule 13D for Lion Group Holding Ltd, reporting beneficial ownership of 10,000,000 Class A ordinary shares as of December 14, 2023.
• Lion Group Holding Ltd. Adopts 2024 Share Incentive Plan — 6-K · May 24, 2024 Risk: low
  Lion Group Holding Ltd. announced the adoption of its 2024 Share Incentive Plan on May 24, 2024. This plan was approved and authorized by the company's board of
• Lion Group Holding Ltd. Files 2023 Annual Report on Form 20-F — 20-F · Apr 30, 2024 Risk: low
  Lion Group Holding Ltd (LGHL) filed a Foreign Annual Report (20-F) with the SEC on April 30, 2024. Lion Group Holding Ltd. filed its annual report on Form 20-F
• Lion Group Gets Nasdaq Delisting Warning — 6-K · Apr 19, 2024 Risk: medium
  Lion Group Holding Ltd. received a notice on April 18, 2024, from Nasdaq regarding its non-compliance with listing rules. The company is required to maintain a
• Lion Group Holding Ltd. Appoints New Independent Director — 6-K · Apr 15, 2024 Risk: low
  On April 15, 2024, Lion Group Holding Ltd. appointed Mr. Anthony Lau Hoi Ho as an independent director to its Board. This appointment is effective immediately.
• Lion Group Holding Ltd. Director Resigns — 6-K · Apr 12, 2024 Risk: low
  On April 9, 2024, Lion Group Holding Ltd. announced the resignation of Mr. Rahul Mewawalla from his position as an independent director (Class II) on the compan
• Lion Group Secures $1M Debenture, Issues Warrants for 8,850 ADSs — 6-K · Jan 23, 2024
  On January 23, 2024, Lion Group Holding Ltd. secured an additional $1,000,000 from an accredited investor who exercised a purchase option for a debenture. In ex

Risk Profile

Risk Assessment: Of LGHL's 39 recent filings, 0 were flagged as high-risk, 17 as medium-risk, and 22 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.

Key Executives

• Hua Luo
• Mr. Luo Hua
• Jian Wang
• Chunning Wang
• Anthony Lau Hoi Ho
• Rahul Mewawalla

Industry Context

Lion Group Holding Ltd. operates within the financial services sector, specifically as a securities broker and dealer, as indicated by its SIC code.

Top Tags

foreign-private-issuer (10) · press-release (7) · 6-K (6) · sec-filing (5) · disclosure (4) · acquisition (4) · regulatory-filing (3) · shareholder-meeting (3) · corporate-governance (3) · governance (3)

Key Numbers

• Commission File Number: 001-39301 — Identifies the specific SEC filing for Lion Group Holding Ltd.
• Filing Type: 6-K — Report of Foreign Private Issuer
• Fiscal Year End: 2024 — The period covered by the annual report.
• Filing Date: 20250430 — The date the annual report was submitted to the SEC.
• Minimum Bid Price: $1.00 — The threshold the company's ADS must maintain on Nasdaq.
• Grace Period: 180 days — The timeframe Lion Group Holding Ltd has to comply with Nasdaq's minimum bid price rule.
• SEC File Number: 001-39301 — Identifies the company's filing history with the SEC
• Equity Interest: 100% — The term sheet outlines the acquisition of the full equity interest in the target digital asset platform company.
• Shares Owned: 10,000,000 — Represents a significant stake in the company.
• Ownership Percentage: 10.0% — Indicates beneficial ownership exceeding the 5% threshold for 13D filing.
• Ordinary Shares Outstanding: 203,093,850 — As of December 31, 2023
• Minimum Market Value: $35 million — Nasdaq's requirement for listed securities to avoid delisting.
• Compliance Period: 180 days — The timeframe Lion Group has to meet Nasdaq's listing standards.

Frequently Asked Questions