HRT Financial LP Files Initial Ownership Statement for Lion Group
Ticker: LGHL · Form: 3 · Filed: Apr 9, 2026 · CIK: 0001806524
Sentiment: neutral
Topics: insider-filing, ownership-change, sec-filing
TL;DR
HRT Financial LP just filed a Form 3 for Lion Group Holding Ltd - new ownership alert!
AI Summary
On April 9, 2026, HRT Financial LP filed a Form 3, an initial statement of beneficial ownership of securities, for Lion Group Holding Ltd. The filing indicates a change in ownership or control related to the securities of Lion Group Holding Ltd. The specific details of the ownership and the exact number of securities are not provided in this initial filing.
Why It Matters
This filing marks the initial disclosure of beneficial ownership for Lion Group Holding Ltd by HRT Financial LP, which could signal a new significant stakeholder or a change in the company's ownership structure.
Risk Assessment
Risk Level: medium — Form 3 filings indicate changes in beneficial ownership, which can impact stock price and corporate control, but the specific implications are not yet clear from this initial filing.
Key Players & Entities
- HRT Financial LP (company) — Reporting entity filing the Form 3
- Lion Group Holding Ltd (company) — Issuer of the securities
- 0001475597 (company) — CIK for HRT Financial LP
- 0001806524 (company) — CIK for Lion Group Holding Ltd
FAQ
What is the exact date of the reporting period for this Form 3 filing?
The period of report is 2026-04-02.
What type of filing is this?
This is a Form 3 - Initial statement of beneficial ownership of securities.
Who is the issuer in this filing?
The issuer is Lion Group Holding Ltd.
Who is the reporting entity making this filing?
The reporting entity is HRT FINANCIAL LP.
What is the CIK number for Lion Group Holding Ltd?
The CIK number for Lion Group Holding Ltd is 0001806524.
Filing Details
This Initial Statement of Beneficial Ownership (Form 3) was filed with the SEC on April 9, 2026 regarding Lion Group Holding Ltd (LGHL). Form 3 filings establish the initial ownership position of company insiders when they first assume their role.