Lumentum Files 8-K/A for Financial Statements & Exhibits

Ticker: LITE · Form: 8-K/A · Filed: Jan 18, 2024 · CIK: 1633978

Complexity: simple

Sentiment: neutral

Topics: amendment, compliance, financial-statements

TL;DR

**Lumentum filed an 8-K/A, mostly for compliance, no new big news.**

AI Summary

Lumentum Holdings Inc. filed an amended 8-K/A on January 18, 2024, updating its previous 8-K from November 2, 2023. This amendment primarily relates to the inclusion of financial statements and exhibits, which are standard requirements for certain corporate events. For investors, this filing indicates that Lumentum is maintaining compliance with SEC regulations, which is a positive sign of good corporate governance, though it doesn't reveal new operational or financial performance details.

Why It Matters

This filing ensures Lumentum Holdings Inc. remains compliant with SEC reporting requirements, providing transparency to investors, though it doesn't contain new material financial or operational news.

Risk Assessment

Risk Level: low — This is an amendment to a previous filing, primarily for compliance, and does not introduce new risks or significant changes to the company's outlook.

Analyst Insight

Investors should view this as a routine compliance filing, confirming Lumentum's adherence to SEC regulations, but it doesn't provide new information to warrant a change in investment strategy.

Key Numbers

Key Players & Entities

FAQ

What is the purpose of this 8-K/A filing by Lumentum Holdings Inc.?

This 8-K/A filing by Lumentum Holdings Inc. is an amendment to a previous 8-K, specifically to include 'Financial Statements and Exhibits' as indicated in the 'ITEM INFORMATION' section of the filing.

When was the earliest event reported in the original 8-K that this amendment refers to?

The earliest event reported in the original 8-K, to which this 8-K/A refers, occurred on November 2, 2023, as stated under 'Date of report (Date of earliest event reported): November 2, 2023'.

What is Lumentum Holdings Inc.'s trading symbol and on which exchange is its common stock registered?

Lumentum Holdings Inc.'s trading symbol is LITE, and its Common Stock, with a par value of $0.001 per share, is registered on the Nasdaq Global Select Market.

What is the state of incorporation for Lumentum Holdings Inc.?

Lumentum Holdings Inc. is incorporated in Delaware, as specified under '(State or Other Jurisdiction of Incorporation) Delaware'.

What is the business address of Lumentum Holdings Inc. as listed in the filing?

The business address of Lumentum Holdings Inc. is 1001 Ridder Park Drive, San Jose, California 95131, with a business phone number of (408) 546-5483.

Filing Stats: 927 words · 4 min read · ~3 pages · Grade level 14.3 · Accepted 2024-01-17 17:50:42

Key Financial Figures

Filing Documents

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits (a) Financial Statements of Businesses Acquired Filed herewith as the following exhibits: 99.1 Audited consolidated financial statements of Cloud Light as of and for the year ended March 31, 2023 and the notes thereto and the Report of the Independent Auditors thereon and incorporated herein by reference 99.2 Unaudited condensed consolidated financial statements of Cloud Light as of and for the three months ended June 30, 2023 and the notes thereto (b) Pro Forma Financial Information Attached hereto and included herein as the following exhibit: 99.3 (i) The related unaudited pro forma condensed combined financial information as of and for the twelve month period ended July 1, 2023, which give effect to the Merger as if it had occurred on July 3, 2022 for income statement and on July 1, 2023 for balance sheet and (ii) the related notes to such unaudited pro forma condensed combined financial information (d) Exhibits Exhibit No. Description 23.1 Consent of I ndependent Auditors of Cloud Light (KPMG) 99.1 Audited consolidated financial statements of Cloud Light as of and for the year ended March 31, 2023 and the notes thereto and the Report of the Independent Auditors 99.2 Unaudited condensed consolidated financial statements of Cloud Light as of and for the three months ended June 30, 2023 and the notes thereto 99.3 Unaudited pro forma condensed combined financial information of Lumentum and Cloud Light 104 Cover Page Interactive Data File (formatted as Inline XBRL) Signature Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. LUMENTUM HOLDINGS INC. By: /s/ Wajid Ali Name: Wajid Ali Title: Executive Vice President, Chief Financial Officer January 17, 2024

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