Lumentum Holdings Inc. Files 8-K on Director/Officer Changes
Ticker: LITE · Form: 8-K · Filed: Nov 22, 2024 · CIK: 1633978
Sentiment: neutral
Topics: corporate-governance, officer-appointment, director-election
TL;DR
Lumentum filed an 8-K detailing leadership changes and upcoming shareholder votes.
AI Summary
Lumentum Holdings Inc. filed an 8-K on November 22, 2024, reporting events as of November 20, 2024. The filing covers the departure of directors, election of new directors, appointment of officers, and compensatory arrangements. It also includes the submission of matters to a vote of security holders and financial statements with exhibits.
Why It Matters
This filing provides crucial updates on the company's leadership and governance structure, which can impact strategic direction and investor confidence.
Risk Assessment
Risk Level: low — The filing is routine corporate disclosure and does not indicate immediate financial distress or significant operational shifts.
Key Players & Entities
- Lumentum Holdings Inc. (company) — Registrant
- November 20, 2024 (date) — Earliest event date
- November 22, 2024 (date) — Filing date
FAQ
What specific items were reported under the 'Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers' section?
The filing indicates that this section covers the departure of directors, election of directors, appointment of officers, and details compensatory arrangements for certain officers.
What is the significance of the 'Submission of Matters to a Vote of Security Holders' item?
This item signifies that the company has submitted certain matters for a vote by its shareholders, which could pertain to corporate governance, executive compensation, or other significant proposals.
What type of financial information is included in the 'Financial Statements and Exhibits' section?
This section indicates that financial statements and related exhibits are being filed as part of this report, though the specific statements are not detailed in the provided header.
What is Lumentum Holdings Inc.'s principal executive office address?
Lumentum Holdings Inc.'s principal executive office is located at 1001 Ridder Park Drive, San Jose, California 95131.
What is the SIC code for Lumentum Holdings Inc.?
The Standard Industrial Classification (SIC) code for Lumentum Holdings Inc. is 3669, which corresponds to COMMUNICATIONS EQUIPMENT, NEC.
Filing Stats: 716 words · 3 min read · ~2 pages · Grade level 10.9 · Accepted 2024-11-21 18:21:26
Key Financial Figures
- $0.001 — registered Common Stock, par value of $0.001 per share LITE Nasdaq Global Select Mar
Filing Documents
- lite-20241120.htm (8-K) — 53KB
- amendedlumentum2015eip2024.htm (EX-10.1) — 107KB
- 0001628280-24-048886.txt ( ) — 320KB
- lite-20241120.xsd (EX-101.SCH) — 2KB
- lite-20241120_def.xml (EX-101.DEF) — 3KB
- lite-20241120_lab.xml (EX-101.LAB) — 23KB
- lite-20241120_pre.xml (EX-101.PRE) — 14KB
- lite-20241120_htm.xml (XML) — 3KB
07. Submission of Matters to a Vote of Security Holders
Item 5.07. Submission of Matters to a Vote of Security Holders On November 20, 2024, the Company held its 2024 Annual Meeting of Stockholders. The proposals considered at the meeting are described in detail in the 2024 Proxy Statement. The proposals voted upon at the meeting and the vote with respect to each such matter are set forth below: (i) Election of Directors: Name For: Against: Abstentions: Broker Non-Votes: Harold L. Covert 54,578,181 128,187 73,237 5,497,400 Pamela F. Fletcher 52,945,402 1,774,066 60,137 5,497,400 Isaac H. Harris 54,353,685 366,470 59,450 5,497,400 Penelope A. Herscher 51,824,925 2,895,272 60,038 5,497,400 Julia S. Johnson 52,735,827 1,974,198 69,580 5,497,400 Brian J. Lillie 54,283,689 438,521 57,395 5,497,400 Alan S. Lowe 54,574,304 140,224 65,077 5,497,400 Ian S. Small 54,192,641 530,038 56,926 5,497,400 (ii) To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers: For: Against: Abstentions: Broker Non-Votes: 51,939,097 2,623,124 217,384 5,497,400 (iii) To approve the Amended and Restated 2015 Equity Incentive Plan: For: Against: Abstentions: Broker Non-Votes: 33,301,725 21,252,781 225,099 5,497,400 (iv) To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the period ending June 28, 2025: For: Against: Abstentions: 59,808,899 224,959 243,147
01. Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 10.1 2015 Equity Incentive Plan, as amended 104 Cover Page Interactive Data File (formatted as Inline XBRL) Signature Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. LUMENTUM HOLDINGS INC. By: /s/ Jae Kim Name: Jae Kim Title: Senior Vice President, General Counsel and Secretary November 21, 2024