SC 13G/A: ELI LILLY & Co

AI Summary

SC 13G/A filing by ELI LILLY & Co.

Risk Assessment

Risk Level: low

FAQ

Filing Documents

• d884825dsc13ga.htm (SC 13G/A) — 94KB
• 0001193125-24-258945.txt ( ) — 96KB

(a) - NAME OF ISSUER

ITEM 1(a) - NAME OF ISSUER: Eli Lilly and Company

(b) - ADDRESS OF

ITEM 1(b) - ADDRESS OF ISSUERS PRINCIPAL EXECUTIVE OFFICES: Lilly Corporate Center Indianapolis, Indiana 46285

(a) - NAME OF

ITEM 2(a) - NAME OF PERSON FILING: The PNC Financial Services Group, Inc.; PNC Bank, National Association; PNC Delaware Trust Company; PNC Ohio Trust Company; and PNC Investments LLC

(b) - ADDRESS OF PRINCIPAL BUSINESS OFFICE

ITEM 2(b) - ADDRESS OF PRINCIPAL BUSINESS OFFICE: The PNC Financial Services Group, Inc. - 300 Fifth Avenue, Pittsburgh, PA 15222-2401 PNC Bank, National Association - 300 Fifth Avenue, Pittsburgh, PA 15222-2401 PNC Delaware Trust Company - 222 Delaware Avenue, Wilmington, DE 19801 PNC Ohio Trust Company - 1900 East 9 th , Cleveland, OH 44114 PNC Investments LLC - 300 Fifth Avenue, Pittsburgh, PA 15222-2401

(c) - CITIZENSHIP

ITEM 2(c) - CITIZENSHIP: The PNC Financial Services Group, Inc. - Pennsylvania PNC Bank, National Association - United States PNC Delaware Trust Company - Delaware PNC Ohio Trust Company - Ohio PNC Investments LLC - Delaware

(d) -

ITEM 2(d) - TITLE OF CLASS OF SECURITIES: Common ITEM 2(e) - CUSIP NUMBER: 532457108

- IF

ITEM 3 - IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); (d) Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3); (j) A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); (k) Group, in accordance with 240.13d-1(b)(1)(ii)(K). CUSIP No. 532457108 Page 8 of 9 Pages

- OWNERSHIP

ITEM 4 - OWNERSHIP: The following information is as of September 30, 2024: (a) Amount Beneficially Owned: 51,212,572 (b) Percent of Class: 5.39 (c) Number of shares to which such person has: (i) sole power to vote or to direct the vote 1,187,038 (ii) shared power to vote or to direct the vote 50,004,210 (iii) sole power to dispose or to direct the disposition of 933,596 (iv) shared power to dispose or to direct the disposition of 50,236,030 Of the total shares of common stock reported herein, 50,000,000 shares (5.26% of the class) are held in the Eli Lilly and Company Compensation Trust account for which PNC Bank, National Association (PNC Bank) serves as directed trustee. PNC Bank serves as directed trustee and is deemed to share both voting power and investment discretion with respect to those 50,000,000 shares. Of the total shares of common stock reported herein, 1,170,922 shares are held in accounts at PNC Bank in a fiduciary capacity for clients outside of the above-referenced trust. Of the total shares of common stock reported herein, 25,571 shares are held in accounts at PNC Delaware Trust Company in a fiduciary capacity for clients outside of the above-referenced trust. Of the total shares of common stock reported herein, 1,150 shares are held in accounts at PNC Ohio Trust Company in a fiduciary capacity for clients outside of the above-referenced trust. Of the total shares of common stock reported herein, 14,929 shares are held in accounts at PNC Investments LLC in a fiduciary capacity for clients outside of the above-referenced trust. The inclusion of the reporting persons and such securities in this report shall not be deemed an admission of beneficial ownership by the reporting persons for the purposes of Section 13(d) or 13(g) of the Act, or for any other purposes.

- OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS

ITEM 5 - OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable.

- OWNERSHIP OF MORE THAN

ITEM 6 - OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: PNC Bank, as directed trustee, shares the power to direct the receipt of dividends from, or the proceeds from the sale of, the common stock held by the Eli Lilly and Company Compensation Trust account noted in Item 4 above. The beneficiaries of the trust have the right to receive dividends from the common stock in their respective accounts. ITEM7- IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Included are the following subsidiaries of The PNC Financial Services Group, Inc. - HC: PNC Bank, National Association - BK PNC Delaware Trust Company - BK PNC Ohio Trust Company - BK PNC Investments LLC - BD CUSIP No. 532457108 Page 9 of 9 Pages

- IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP

ITEM 8 - IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable.

- NOTICE OF DISSOLUTION

ITEM 9 - NOTICE OF DISSOLUTION OF GROUP: Not Applicable. ITEM 10 - CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. November 14, 2024 November 14, 2024 Date Date By: /s/ Gregory H. Kozich By: /s/ Joshua Ott Signature - The PNC Financial Services Group, Inc. Signature PNC Delaware Trust Company Gregory H. Kozich, Senior Vice President & Controller Joshua Ott, Fiduciary Market Director Name & Title Name & Title November 14, 2024 November 14, 2024 Date Date By: /s/ Gregory H. Kozich By: /s/ John Shockley Signature PNC Bank, National Association Signature PNC Ohio Trust Company Gregory H. Kozich, Executive Vice President & Controller John Shockley, President Name & Title Name & Title November 14, 2024 Date By: /s/ Richard R. Guerrini Signature PNC Investments LLC Richard R. Guerrini, President & CEO Name & Title AN AGREEMENT TO FILE A JOINT STATEMENT WAS PREVIOUSLY FILED

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