LightPath Technologies Files 8-K on Shareholder Vote Matters

TL;DR

LPTH filed an 8-K for shareholder vote matters. Keep an eye on the outcome.

AI Summary

LightPath Technologies, Inc. filed an 8-K on November 22, 2024, reporting on a submission of matters to a vote of security holders. The filing date is November 22, 2024, with the earliest event reported on November 20, 2024. The company is incorporated in Delaware and headquartered in Orlando, Florida.

Why It Matters

This filing indicates that LightPath Technologies is engaging in a process that requires shareholder approval, which could impact corporate governance or strategic decisions.

Risk Assessment

Risk Level: low — The filing is procedural and relates to a vote of security holders, not an immediate financial event or significant operational change.

Key Players & Entities

• LIGHTPATH TECHNOLOGIES INC (company) — Registrant
• Delaware (jurisdiction) — State of incorporation
• Orlando, Florida (location) — Principal executive office

FAQ

Key Financial Figures

• $0.01 — tered Class A Common Stock, par value $0.01 LPTH The Nasdaq Stock Market, LLC

Filing Documents

• lpth_8k.htm (8-K) — 32KB
• 0001654954-24-014832.txt ( ) — 153KB
• lpth-20241120.xsd (EX-101.SCH) — 6KB
• lpth-20241120_lab.xml (EX-101.LAB) — 14KB
• lpth-20241120_cal.xml (EX-101.CAL) — 1KB
• lpth-20241120_pre.xml (EX-101.PRE) — 9KB
• lpth-20241120_def.xml (EX-101.DEF) — 2KB
• lpth_8k_htm.xml (XML) — 4KB

07. Submission of Matters to a Vote of Security Holders

Item 5.07. Submission of Matters to a Vote of Security Holders. On November 20, 2024, LightPath Technologies, Inc. (the "Company") held its Annual Meeting of Stockholders (the "Meeting"). A total of 39,612,737 shares of Class A common stock were issued and outstanding as of the record date of the Meeting, October 3, 2024, and a total of 27,710,149 shares of Class A common stock were present or represented by proxy and voted at the Meeting, constituting a quorum. The following proposals, as described in greater detail in our Definitive Proxy Statement and the Proxy Supplement filed with the Securities and Exchange Commission on October 7, 2024 and November 15, 2024, respectively (collectively, the "Proxy Statement"), were voted on at the Meeting: Proposal 1 – To elect Class II directors to the Company's Board of Directors. Our stockholders duly reelected Mr. Scott Faris and elected Mr. Eric Creviston by at least a plurality of the votes cast, to serve as Class II directors until his or her respective successor is elected and qualified or until his or her earlier resignation or removal. The results of the voting were as follows: For Withheld Broker Non-Votes M. Scott Faris 19,567,685 1,332,471 6,809,993 S. Eric Creviston 19,988,121 912,035 6,809,993 Proposal 2 – To hold a stockholder advisory vote on the compensation of our named executive officers disclosed in the Proxy Statement under the section titled "Executive Compensation," including the compensation tables and other narrative executive compensation disclosures therein, required by Item 402 of Securities and Exchange Commission Regulation S-K. Our stockholders approved, on a non-binding, advisory basis, the executive compensation of the Company's named executive officers. The results of the voting were as follows: For Against Abstain Broker Non-Votes 19,221,324 1,545,049 133,783 6,809,993 2 LIGHTPATH TECHNOLOGIES, INC. Dated: November 22, 2024 By: /s/ Albert Miranda A

View Full Filing

View this 8-K filing on SEC EDGAR