MUFG Files 6-K, Incorporates into F-3 Registration

TL;DR

MUFG filed a 6-K, linking it to their F-3. Standard reporting stuff.

AI Summary

Mitsubishi UFJ Financial Group, Inc. filed a Form 6-K on November 29, 2024, to be incorporated by reference into its Form F-3 registration statement (No. 333-273681). This filing is for the month of November 2024 and indicates the company is a foreign private issuer filing annual reports under Form 20-F.

Why It Matters

This filing ensures that Mitsubishi UFJ Financial Group's ongoing reporting obligations are met and that its registration statement remains current for potential future offerings.

Risk Assessment

Risk Level: low — This is a routine administrative filing and does not contain new financial information or material events.

Key Players & Entities

• MITSUBISHI UFJ FINANCIAL GROUP, INC. (company) — Registrant
• 333-273681 (dollar_amount) — Form F-3 Registration Statement Number
• 20241129 (date) — Filing Date

FAQ

Filing Documents

• d808886d6k.htm (6-K) — 1232KB
• 0001193125-24-267636.txt ( ) — 1233KB

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date: November 29, 2024 Mitsubishi UFJ Financial Group, Inc. By: /s/ Toshinao Endo Name: Toshinao Endo Title: Managing Director, Head of Documentation & Corporate Secretary Department, Corporate Administration Division English Translation of Excerpts from Semiannual Securities Report Filed in Japan This document is an English translation of selected information included in the semiannual securities report for the six months ended September 30, 2024 filed by Mitsubishi UFJ Financial Group, Inc. (MUFG or we) with the Kanto Local Financial Bureau, the Ministry of Finance of Japan, on November 29, 2024 (the Semiannual Securities Report). An English translation of certain information included in the Semiannual Securities Report was previously submitted in a report on Form 6-K dated November 14, 2024. Accordingly, this document should be read together with the previously submitted report. The Semiannual Securities Report has been prepared and filed in Japan in accordance with applicable Japanese disclosure requirements as well as generally accepted accounting principles in Japan (J-GAAP). There are significant differences between J-GAAP and generally accepted accounting principles in the United States. In addition, the Semiannual Securities Report is being filed in the context of other prior disclosures filed by MUFG in Japan and discusses selected recent developments taking into account those prior disclosures. Accordingly, you may need to review the following disclosure, together with other prior disclosures, to obtain all of the information that is important to you. For a more complete discussion of the background to information provided below, please see our annual report on Form 20-F for the fiscal year ended March 31, 2024 and other reports filed wi

financial statements as of the end of July

financial statements as of the end of July. As described in IV. Accounting policies (Additional Information), from the beginning of the current semi-annual reporting period, some of the consolidated subsidiaries whose semi-annual balance sheet date is the end of June were consolidated based on their respective preliminary financial The remaining subsidiaries were consolidated based on their financial statements as of their respective semi-annual balance sheet dates. Adjustments were made to the consolidated financial statements to reflect any significant transactions within the consolidated group that occurred between the semi-annual balance sheet dates of the relevant subsidiaries and the semi-annual consolidated balance sheet date. 7 IV. Accounting policies (1) Trading assets and Trading liabilities; Trading income and expenses Transactions involving short-term fluctuations or arbitrage opportunities in interest rates, currency exchange rates, market prices of financial instruments or other market indices (trading purposes) are presented in Trading assets and Trading liabilities on the consolidated balance sheet on a trade-date basis, and gains and losses from trading transactions (interest and dividends, gains or losses on sales and gains or losses on valuation) are presented in Trading income and Trading expenses on the consolidated statement of income. Trading assets and trading liabilities are stated at fair value as of the consolidated balance sheet date. With respect to derivative transactions for trading purposes, specific market risk and counterparty credit risk exposures are measured in groups of trading assets and trading liabilities, and fair value is determined for each such group of trading assets and trading liabilities on a net basis. (2) Securities (a) Debt securities being held to maturity are stated at amortized cost (using the straight-line method) computed using the moving-average

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View this 6-K filing on SEC EDGAR