MBIA Confirms NYSE Listing for Common Stock

TL;DR

**MBIA's common stock is officially listed on the NYSE, confirming its trading status.**

AI Summary

MBIA Inc. filed an 8-K on January 11, 2024, to disclose that its Common Stock, with a par value of $1 per share, is registered on the New York Stock Exchange under the trading symbol MBI. This filing, made under Regulation FD, confirms the company's compliance with SEC reporting requirements. For investors, this matters because it reaffirms the transparency and liquidity of MBIA's stock, ensuring that public information is readily available and the stock can be traded on a major exchange.

Why It Matters

This filing confirms MBIA's continued listing on the NYSE, which is crucial for stock liquidity and investor confidence. It ensures that the company adheres to the transparency standards required by a major exchange.

Risk Assessment

Risk Level: low — This 8-K is a routine disclosure confirming existing information, posing no new risks to investors.

Analyst Insight

This filing is a routine compliance update, confirming existing information. Investors should use this to verify the company's listing status but should not expect immediate price movements based solely on this disclosure.

Key Numbers

• $1 — Par value per share (The stated par value of MBIA's Common Stock.)

Key Players & Entities

• MBIA INC. (company) — the registrant filing the 8-K
• New York Stock Exchange (company) — the exchange where MBIA's common stock is registered
• $1 (dollar_amount) — par value per share of common stock
• January 11, 2024 (date) — date of earliest event reported and filing date
• MBI (company) — trading symbol for MBIA's common stock

Forward-Looking Statements

• MBIA will continue to maintain its listing on the New York Stock Exchange. (MBIA INC.) — high confidence, target: Ongoing

FAQ

Key Financial Figures

• $1 — ich Registered Common Stock, par value $1 per share MBI New York Stock Exchan
• $8.00 — t of the extraordinary cash dividend of $8.00 per share paid on December 22, 2023 to

Filing Documents

• d720650d8k.htm (8-K) — 25KB
• d720650dex991.htm (EX-99.1) — 9KB
• g720650g00s01.jpg (GRAPHIC) — 226KB
• g720650g00s02.jpg (GRAPHIC) — 174KB
• g720650g0112021258217.jpg (GRAPHIC) — 2KB
• 0001193125-24-006671.txt ( ) — 710KB
• mbi-20240111.xsd (EX-101.SCH) — 3KB
• mbi-20240111_lab.xml (EX-101.LAB) — 18KB
• mbi-20240111_pre.xml (EX-101.PRE) — 11KB
• d720650d8k_htm.xml (XML) — 3KB

01

Item 7.01. REGULATION FD DISCLOSURE. The following information, including Exhibit 99.1, is being furnished, not filed, pursuant to Item 7.01—Regulation FD Disclosure of Form 8-K. On January 11, 2024, MBIA Inc. (the "Company") posted IRS Form 8937 "Report of Organizational Actions Affecting Basis of Securities" on its website, www.mbia.com, under the section "Investor Relations – Financial Information" @ https://investor.mbia.com/files/doc_downloads/2024/01/Form-8937.pdf . The Company's IRS Form 8937 provides an explanation of the tax consequences to shareholders with respect to the Company's treatment of the extraordinary cash dividend of $8.00 per share paid on December 22, 2023 to shareholders of record as of December 18, 2023. The Company's IRS Form 8937 indicates that the extraordinary cash dividend is expected to be treated as a tax free return of capital up to an investor's adjusted cost basis in its shares, and if an investor's adjusted cost basis is reduced to zero, any remaining portion of the dividend will be taxed as capital gains. A copy of the Company's IRS Form 8937 is attached as Exhibit 99.1 to this Form 8-K and is incorporated by reference into this Item 7.01 as if fully set forth herein. The Company's IRS Form 8937 will be updated as necessary following the release of the Company's full year 2023 financial results, which is tentatively scheduled for February 28, 2024. Shareholders should consult their own tax professionals regarding their receipt of the extraordinary cash dividend.

01

Item 9.01. EXHIBITS 99.1 Form 8937 dated January 10, 2024. 104 Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. MBIA INC. By: /s/ William J. Rizzo William J. Rizzo Co-General Counsel Date: January 11, 2024

View Full Filing

View this 8-K filing on SEC EDGAR