SC 13G: HomeStreet, Inc.

Ticker: MCHB · Form: SC 13G · Filed: Mar 19, 2024 · CIK: 1518715

Sentiment: neutral

Topics: sc-13g

AI Summary

SC 13G filing by HomeStreet, Inc..

Risk Assessment

Risk Level: low

Filing Stats: 1,812 words · 7 min read · ~6 pages · Grade level 9.5 · Accepted 2024-03-19 19:10:49

Key Financial Figures

Filing Documents

(a)

Item 1(a). Name of Issuer: The name of the issuer is Home Street INC. (the “Issuer”).

(b)

Item 1(b). Address of Issuer’s Principal Executive Offices: The Issuer’s principal executive offices are located at 601 Union Street, Suite 2000, Seattle, Washington 98101.

(a)

Item 2(a). Name of Person Filing: This Schedule 13G is filed on behalf of each of the following persons: · Philadelphia Financial Management of San Francisco, LLC · Boathouse Row I, L.P. · Boathouse Row II, L.P. · Boathouse Row Offshore, Ltd. · Jordan Hymowitz · Hymowitz 1999 Trust Each of the foregoing is referred to as a “Reporting Person” and collectively as the “Reporting Persons.” This Schedule 13G relates to the shares of common stock of the Issuer (the “Shares”) held for the accounts of Philadelphia Financial Management of San Francisco, LLC (“PFM”), Boathouse Row I, L.P. (“BRI”), Boathouse Row II, L.P. (“BRII”), Boathouse Row Offshore, Ltd. (“BRO”). Philadelphia Financial Management of San Francisco, LLC (“PFM”) is the investment adviser of BRO and the general partner of BRI and BRII and therefore retains voting control and dispositive power of the shares owned by each. Jordan Hymowitz is the Managing Member and sole

(b)

Item 2(b). Address of Principal Business Office or, if none, Residence: The principal business office of each Reporting Person is: c/o Philadelphia Financial Management of San Francisco, LLC 450 Sansome Street, Suite 1500 San Francisco, CA 94111

(c)

Item 2(c). Citizenship: Philadelphia Financial Management of San Francisco, LLC – California, United States Boathouse Row I, L.P. – Delaware, United States Boathouse Row II, L.P. – Delaware, United States Boathouse Row Offshore, Ltd. – Cayman Islands Jordan Hymowitz – California, United States Hymowitz 1999 Trust- California, United States

(d)

Item 2(d). Title of Class of Securities: Class A Common Stock (“Common Shares” or “Shares”)

(e)

Item 2(e). CUSIP Number: 43785V102 8 Item 3. If this Statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) ¨ Broker or dealer registered under Section 15 of the Act; (b) ¨ Bank as defined in Section 3(a)(6) of the Act; (c) ¨ Insurance company as defined in Section 3(a)(19) of the Act; (d) ¨ Investment company registered under Section 8 of the Investment Company Act of 1940; (e) x An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) ¨ An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) x A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) ¨ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) ¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; (j) ¨ A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J); (k) ¨ Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Item 4. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned 1,021,238 (b) Percent of Class: 5.3% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: (ii) shared power to vote or to direct the vote: 1,021,238 (iii) sole power to dispose or to direct the disposition of: (iv) shared power to dispose or to direct the disposition of: 1,021,238 Item 5. If this statement is being filed to report the fact that as of the date hereof the reporting person has ce

View Full Filing

View this SC 13G filing on SEC EDGAR

View on Read The Filing