Marygold Companies, Inc. 10-K Filing

Ticker: MGLD · Form: 10-K · Filed: Sep 18, 2024 · CIK: 1005101

Marygold Companies, Inc. 10-K Filing Summary
FieldDetail
CompanyMarygold Companies, Inc. (MGLD)
Form Type10-K
Filed DateSep 18, 2024
Pages15
Reading Time18 min
Key Dollar Amounts$0.001, $1, $2.9 billion
Sentimentneutral

Sentiment: neutral

FAQ

What type of filing is this?

This is a 10-K filing submitted by Marygold Companies, Inc. (ticker: MGLD) to the SEC on Sep 18, 2024.

What are the key financial figures in this filing?

Key dollar amounts include: $0.001 (ch registered Common stock, par value $0.001 per share. MGLD NYSE American LLC); $1 (1,275 based upon the per share price of $1.06, as reported by our trading exchange); $2.9 billion (USCF Advisers have a combined total of $2.9 billion in assets under management ("AUM") as o).

How long is this filing?

Marygold Companies, Inc.'s 10-K filing is 15 pages with approximately 4,452 words. Estimated reading time is 18 minutes.

Where can I view the full 10-K filing?

The complete filing is available on SEC EDGAR. You can also read the AI-decoded analysis with risk assessment and key highlights on ReadTheFiling.

Filing Stats: 4,452 words · 18 min read · ~15 pages · Grade level 15.6 · Accepted 2024-09-18 17:12:50

Key Financial Figures

  • $0.001 — ch registered Common stock, par value $0.001 per share. MGLD NYSE American LLC
  • $1 — 1,275 based upon the per share price of $1.06, as reported by our trading exchange
  • $2.9 billion — USCF Advisers have a combined total of $2.9 billion in assets under management ("AUM") as o

Filing Documents

Business

ITEM 1. Business 4

Risk Factors

ITEM 1A. Risk Factors 11

Unresolved Staff Comments

ITEM 1B. Unresolved Staff Comments 18

Cybersecurity

ITEM 1C. Cybersecurity 18

Properties

ITEM 2. Properties 18

Legal Proceedings

ITEM 3. Legal Proceedings 18

Mine Safety Disclosures

ITEM 4. Mine Safety Disclosures 18 PART II

Market for Registrant's Common Equity, Related Stockholder Matters, and Issuer Purchases of Equity Securities

ITEM 5. Market for Registrant's Common Equity, Related Stockholder Matters, and Issuer Purchases of Equity Securities 19

[Reserved.]

ITEM 6. [Reserved.] 20

Management's Discussion and Analysis of Financial Condition and Results of Operations

ITEM 7. Management's Discussion and Analysis of Financial Condition and Results of Operations 20

Quantitative and Qualitative Disclosures About Market Risk

ITEM 7A. Quantitative and Qualitative Disclosures About Market Risk 25

Financial Statements and Supplementary Data

ITEM 8. Financial Statements and Supplementary Data 26

Changes in and Disagreements with Accountants on Accounting and Financial Disclosure

ITEM 9. Changes in and Disagreements with Accountants on Accounting and Financial Disclosure 27

Controls and Procedures

ITEM 9A. Controls and Procedures 27

Other Information

ITEM 9B. Other Information 27

Disclosure Regarding Foreign Jurisdictions that Prevent Inspections

ITEM 9C. Disclosure Regarding Foreign Jurisdictions that Prevent Inspections 27 PART III

Directors, Executive Officers, and Corporate Governance

ITEM 10. Directors, Executive Officers, and Corporate Governance 28

Executive Compensation

ITEM 11. Executive Compensation 28

Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters

ITEM 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters 28

Certain Relationships and Related Transactions, and Director Independence

ITEM 13. Certain Relationships and Related Transactions, and Director Independence 28

Principal Accountant Fees and Services

ITEM 14. Principal Accountant Fees and Services 28 PART IV ITEM 15. Exhibits and Financial Statement Schedules 29

Form 10-K Summary

ITEM 16. Form 10-K Summary 29 2 Table of Contents SPECIAL NOTE REGARDING FORWARD-LOOKING STATEMENTS This Annual Report on Form 10-K ("Form 10-K") contains forward-looking statements within the meaning of the federal securities laws, which statements involve substantial risks and uncertainties. Forward-looking statements generally relate to future events or our future financial or operating performance. In some cases, you can identify forward-looking statements because they contain words such as "may," "will," "should," "would," "shall," "might," "expects," "plans," "anticipates," "could," "intends," "target," "projects," "contemplates," "believes," "estimates," "predicts," "potential," or "continue" or the negative of these words or other similar terms or expressions that concern our expectations, strategies, plans, or intentions. Forward-looking statements contained in this Annual Report on Form 10-K include, but are not limited to, statements about: the outcome of certain class action litigation; our future financial performance, including our revenue, cost of revenue, gross profit, gross margin, operating expenses, ability to generate positive cash flow, and ability to achieve and maintain profitability; the sufficiency of our cash flows is primarily dependent on our investment fund management business and its ability to maintain and expand fund assets under management ("AUM") such that we can meet our working capital, capital expenditure, and liquidity needs; we continue to make investments in the development and marketing of our Fintech app and there are uncertainties about the acceptance thereof and whether it will generate sufficient revenue streams to meet or exceed development expenditures incurred to date; our operating subsidiaries' ability to attract and retain customers to use our products or services, to optimize the pricing for our products, to expand our sales to our customers, and to convince our existing customers to continue us

forward-looking statements

forward-looking statements. The

forward-looking statements made in this Form 10-K relate only to events as of the date on which the statements are made

forward-looking statements made in this Form 10-K relate only to events as of the date on which the statements are made. We undertake no obligation to update any forward-looking statements made in this Form 10-K to reflect events or circumstances after the date of this Form 10-K or to reflect new information or the occurrence of unanticipated events, except as required by law. We and our subsidiaries may not actually achieve the plans, intentions, or expectations disclosed in our forward-looking potential impact of any future acquisitions, mergers, dispositions, joint ventures, or investments we may make. 3 Table of Contents PART I ITEM 1. BUSINESS The Marygold Companies, Inc., a Nevada corporation (together with its subsidiaries, "we," "us," "our," "Company," or "The Marygold Companies), is a holding company which operates through its wholly owned subsidiaries engaged in certain diverse business activities listed below: Fund Management - USCF Investments, Inc., a Delaware corporation ("USCF Investments"), with corporate headquarters in Walnut Creek, California and its wholly-owned subsidiaries: United USCF Advisers, LLC, a Delaware limited liability company ("USCF Advisers"). The principal place of business for each of USCF LLC and USCF Advisers is in Walnut Creek, California. Food Products – Gourmet Foods, Ltd., a registered New Zealand company located in Tauranga, New Zealand and its wholly-owned subsidiary, Printstock Products Limited, a registered New Zealand company, with is principal manufacturing facility in Napier, New Zealand. Security Systems – Brigadier Security Systems (2000) Ltd., a Canadian registered corporation, with locations in Regina and Saskatoon, Saskatchewan, Canada. Beauty Products - Kahnalytics, Inc., a

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