Marygold Companies, Inc. (MGLD) — SEC Filings
Marygold Companies, Inc. (MGLD) — 20 SEC filings. Latest: 8-K (Nov 10, 2025). Includes 9 8-K, 6 10-Q, 2 DEF 14A.
View Marygold Companies, Inc. on SEC EDGAR
Overview
Marygold Companies, Inc. (MGLD) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 10-Q filed on Nov 7, 2025: Marygold Companies, Inc. (MGLD) reported a significant reduction in net loss for the quarter ended September 30, 2025, narrowing to $356 thousand from $1.586 million in the prior-year period, primarily driven by a $521 thousand gain on the sale of its Brigadier Security Systems subsidiary. Total rev
Sentiment Summary
Across 20 filings, the sentiment breakdown is: 18 neutral, 2 mixed. The dominant filing sentiment for Marygold Companies, Inc. is neutral.
Filing Type Overview
Marygold Companies, Inc. (MGLD) has filed 9 8-K, 6 10-Q, 2 DEF 14A, 2 10-K, 1 10-K/A with the SEC between Jan 2024 to Nov 2025.
Filings by Year
Recent SEC Filings (20)
Risk Profile
Risk Assessment: Of MGLD's 16 recent filings, 1 were flagged as high-risk, 8 as medium-risk, and 7 as low-risk. The overall risk profile suggests moderate risk with a balanced mix of positive and cautionary disclosures.
Financial Highlights
| Metric | Value |
|---|---|
| Revenue | $6.963 million |
| Net Income | $356 thousand |
| EPS | $0.01 |
| Cash Position | $4.860 million |
| Total Assets | $28.437 million |
Key Executives
- Nicholas Gerber
- David Neibert
- Scott Schoenberger
- James Alexander
- Matt Gonzalez
- Erin Grogan
- Joya Delgado Harris
- Derek Mullins
Industry Context
Marygold operates in the competitive financial services sector, which is undergoing significant transformation driven by fintech innovation. The company is focusing on ETF management and expanding into the U.K. Fintech market with Marygold & Co (UK), indicating a strategy to leverage digital platforms and specialized investment products.
Top Tags
10-Q (5) · material-agreement (4) · 8-K (3) · 8-k (3) · finance-services (3) · Financial Services (2) · SEC Filing (2) · disclosure (2) · finance (2) · corporate-governance (2)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Net loss | $356 thousand | Reduced from $1.586 million in Q1 2024 |
| Total revenue | $6.963 million | Decreased from $7.910 million in Q1 2024 |
| Gain on sale of Brigadier | $521 thousand | One-time gain contributing to reduced net loss |
| Fund management revenue | $4.329 million | Decreased from $4.591 million in Q1 2024 |
| Total operating expenses | $6.628 million | Decreased from $7.952 million in Q1 2024 |
| Cash and cash equivalents | $4.860 million | As of September 30, 2025, down from $5.005 million at June 30, 2025 |
| Revenue decrease | 11.97% | Year-over-year decline in total revenue |
| Operating expense decrease | 16.65% | Year-over-year decline in total operating expenses |
| Annual Meeting Date | November 7, 2025 | Date of the 2025 Annual Meeting of Stockholders |
| Record Date | September 8, 2025 | Date for determining stockholders entitled to vote |
| Number of Directors | 8 | Number of directors to be elected to the Board |
| Votes per Series B Preferred Share | 20 | Voting power of each Series B Convertible, Voting, Preferred Stock share |
| Total Votes Entitled | 43,083,727 | Aggregate voting power at the Annual Meeting |
| Common Stock Shares | 42,817,687 | Number of common stock shares outstanding on the Record Date |
| Series B Preferred Stock Shares | 13,302 | Number of Series B Preferred Stock shares outstanding on the Record Date |
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Frequently Asked Questions
What are the latest SEC filings for Marygold Companies, Inc. (MGLD)?
Marygold Companies, Inc. has 20 recent SEC filings from Jan 2024 to Nov 2025, including 9 8-K, 6 10-Q, 2 DEF 14A. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of MGLD filings?
Across 20 filings, the sentiment breakdown is: 18 neutral, 2 mixed. The dominant sentiment is neutral.
Where can I find Marygold Companies, Inc. SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Marygold Companies, Inc. (MGLD) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Marygold Companies, Inc.?
Key financial highlights from Marygold Companies, Inc.'s most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for MGLD?
The investment thesis for MGLD includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Marygold Companies, Inc.?
Key executives identified across Marygold Companies, Inc.'s filings include Nicholas Gerber, David Neibert, Scott Schoenberger, James Alexander, Matt Gonzalez and 3 others.
What are the main risk factors for Marygold Companies, Inc. stock?
Of MGLD's 16 assessed filings, 1 were flagged high-risk, 8 medium-risk, and 7 low-risk.
What are recent predictions and forward guidance from Marygold Companies, Inc.?
Forward guidance and predictions for Marygold Companies, Inc. are extracted from SEC filings as they are enriched.