Marygold Sets Nov. 7 Annual Meeting to Elect Directors, Ratify Auditor

TL;DR

**MGLD's upcoming annual meeting is a routine governance check, but keep an eye on director elections for any leadership shifts that could signal future strategic moves.**

AI Summary

Marygold Companies, Inc. (MGLD) is holding its 2025 Annual Meeting of Stockholders on November 7, 2025, to elect eight directors and ratify the appointment of BPM, LLP as its independent registered public accounting firm for the fiscal year ending June 30, 2026. The company has fixed September 8, 2025, as the record date for voting eligibility, with 43,083,727 total votes entitled to be cast, comprising 42,817,687 shares of common stock and 13,302 shares of Series B Preferred Stock, where each Series B share carries 20 votes. The election of directors (Proposal 1) requires an affirmative vote of a majority of the voting power present, with abstentions and broker non-votes having no effect. The ratification of BPM, LLP (Proposal 2) also requires a majority affirmative vote, but abstentions will be counted as 'Against' this proposal, while broker non-votes will have no effect. The company is utilizing notice-and-access delivery for proxy materials to reduce costs and environmental impact, with materials available online at https://www.iproxydirect.com/MGLD.

Why It Matters

This DEF 14A filing outlines Marygold Companies' upcoming annual meeting, a critical event for corporate governance and investor oversight. The election of eight directors, including Nicholas Gerber and David Neibert, will shape the company's strategic direction and leadership for the next year, directly impacting future operational decisions and shareholder value. Ratifying BPM, LLP as the auditor ensures continued financial transparency and regulatory compliance, which is crucial for investor confidence in a competitive market. For employees and customers, stable governance and reliable financial reporting signal a well-managed company, fostering trust and potentially influencing long-term business relationships.

Risk Assessment

Risk Level: low — The filing primarily details routine corporate governance matters, such as director elections and auditor ratification, which are standard for public companies. There are no indications of significant financial distress, operational changes, or regulatory challenges. The total voting power of 43,083,727 shares suggests a stable shareholder base for these proposals.

Analyst Insight

Investors should review the backgrounds of the eight director nominees to understand potential impacts on future company strategy and governance. While the auditor ratification is typically routine, shareholders should ensure they understand the implications of abstentions counting 'Against' Proposal 2 and vote accordingly to align with their preferences.

Key Numbers

• November 7, 2025 — Annual Meeting Date (Date of the 2025 Annual Meeting of Stockholders)
• September 8, 2025 — Record Date (Date for determining stockholders entitled to vote)
• 8 — Number of Directors (Number of directors to be elected to the Board)
• 20 — Votes per Series B Preferred Share (Voting power of each Series B Convertible, Voting, Preferred Stock share)
• 43,083,727 — Total Votes Entitled (Aggregate voting power at the Annual Meeting)
• 42,817,687 — Common Stock Shares (Number of common stock shares outstanding on the Record Date)
• 13,302 — Series B Preferred Stock Shares (Number of Series B Preferred Stock shares outstanding on the Record Date)
• 21,541,864 — Quorum Threshold (Minimum votes required for a quorum (majority of total voting power))
• June 30, 2026 — Fiscal Year End (Fiscal year for which BPM, LLP is appointed as auditor)
• September 23, 2025 — Proxy Material Mailing Date (Approximate date of mailing Notice of Internet Availability of Proxy Materials)

Key Players & Entities

• Marygold Companies, Inc. (company) — Registrant for DEF 14A filing
• BPM, LLP (company) — Independent registered public accounting firm
• Nicholas Gerber (person) — Director nominee and authorized proxy voter
• David Neibert (person) — Secretary and director nominee
• Scott Schoenberger (person) — Director nominee and authorized proxy voter
• James Alexander (person) — Director nominee
• Matt Gonzalez (person) — Director nominee
• Erin Grogan (person) — Director nominee
• Joya Delgado Harris (person) — Director nominee
• Derek Mullins (person) — Director nominee

FAQ

Industry Context

Marygold Companies, Inc. operates within the broader financial services and investment sector. This sector is characterized by evolving regulatory landscapes, technological advancements impacting service delivery, and a competitive environment driven by innovation and client acquisition. Companies in this space often focus on specialized niches or broader wealth management services, with performance tied to market conditions and investor confidence.

Regulatory Implications

As a publicly traded company, Marygold Companies, Inc. is subject to SEC regulations, including proxy solicitation rules and financial reporting requirements. The use of notice-and-access delivery for proxy materials is a compliance measure aimed at efficiency and cost reduction, while adherence to voting standards for director elections and auditor ratification is critical for corporate governance.

What Investors Should Do

1. Review Proxy Materials
2. Vote Your Shares
3. Attend the Meeting (Optional)

Key Dates

• 2025-11-07: 2025 Annual Meeting of Stockholders — Date for electing directors and ratifying auditor appointment.
• 2025-09-08: Record Date — Determines which stockholders are entitled to vote at the Annual Meeting.
• 2025-09-23: Proxy Material Mailing Date — Date when the Notice of Internet Availability of Proxy Materials is expected to be mailed to stockholders.
• 2025-11-06: Registration Deadline for Annual Meeting Attendance — Deadline for stockholders to register to attend the Annual Meeting in person.
• 2026-06-30: Fiscal Year End — The fiscal year for which BPM, LLP is appointed as the independent registered public accounting firm.

Glossary

DEF 14A

A filing with the U.S. Securities and Exchange Commission (SEC) that provides detailed information for a company's annual meeting of stockholders, including proposals to be voted on, director nominees, and auditor appointments. (This document is the proxy statement for Marygold Companies, Inc.'s 2025 Annual Meeting.)

Record Date

A specific date set by a company to determine which shareholders are eligible to receive notice of and vote at a shareholder meeting. (September 8, 2025, is the Record Date for Marygold Companies, Inc.'s 2025 Annual Meeting, meaning only shareholders as of this date can vote.)

Notice-and-access delivery

A method of delivering proxy materials where instead of mailing physical copies, companies send a notice to stockholders with instructions on how to access the materials online. (Marygold Companies, Inc. is using this method to reduce costs and environmental impact for its 2025 Annual Meeting.)

Broker non-vote

Occurs when a broker holding shares in 'street name' does not receive voting instructions from the beneficial owner for a non-routine matter and therefore cannot vote those shares. (Broker non-votes will not affect the outcome of the director election (Proposal 1) but will have no effect on the ratification of the auditor (Proposal 2).)

Series B Preferred Stock

A class of preferred stock that carries a higher voting power than common stock. (Each share of Series B Preferred Stock at Marygold Companies, Inc. has 20 votes, significantly impacting the total voting power.)

Quorum

The minimum number of shares or members required to be present at a meeting for business to be legally transacted. (A quorum for Marygold's meeting requires the presence of holders of a majority of the voting power of all outstanding shares entitled to vote.)

Year-Over-Year Comparison

This filing pertains to the 2025 Annual Meeting, with proxy materials being made available on or about September 23, 2025. The previous year's filing would have covered the 2024 Annual Meeting. Key metrics such as revenue, net income, and margins for the fiscal year ended June 30, 2025, would be detailed in the accompanying Annual Report on Form 10-K, which is referenced but not fully detailed within this proxy statement. Any changes in director nominees, auditor appointments, or significant risk factors would be the primary points of comparison.

Key Financial Figures

• $0.001 — were 42,817,687 shares of common stock, $0.001 par value per share ("common stock"), a

Filing Documents

• formdef14a.htm (DEF 14A) — 365KB
• formdef14a_001.jpg (GRAPHIC) — 4KB
• formdef14a_002.jpg (GRAPHIC) — 1KB
• formdef14a_003.jpg (GRAPHIC) — 1KB
• formdef14a_004.jpg (GRAPHIC) — 1KB
• formdef14a_005.jpg (GRAPHIC) — 1KB
• 0001493152-25-014569.txt ( ) — 729KB
• mgld-20250630.xsd (EX-101.SCH) — 3KB
• mgld-20250630_def.xml (EX-101.DEF) — 5KB
• mgld-20250630_lab.xml (EX-101.LAB) — 51KB
• mgld-20250630_pre.xml (EX-101.PRE) — 37KB
• formdef14a_htm.xml (XML) — 24KB

From the Filing

UNITED SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Securities Exchange Act of 1934 Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Definitive Additional Materials Soliciting Material Under Rule 240.14a-12 THE MARYGOLD COMPANIES, INC. (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): No fee required. Fee paid previously with Preliminary materials. Fee computed on table in exhibit required by Item 25(b) of Exchange Act Rules 14a-6(i)(1) and 0-11. THE MARYGOLD COMPANIES, INC. 120 Calle Iglesia, Unit B San Clemente, CA 92672 NOTICE OF 2025 ANNUAL MEETING OF STOCKHOLDERS TO BE HELD ON NOVEMBER 7, 2025 TO THE STOCKHOLDERS OF THE MARYGOLD COMPANIES, INC. The 2025 annual meeting of stockholders of The Marygold Companies, Inc. ("we," "our," "us," "Company" or "Marygold") will be held on Friday, November 7, 2025, at 12:00 p.m., Pacific Time Zone , at 1850 Mt. Diablo Blvd., Suite 640, Walnut Creek, California 94596 ("Annual Meeting"), for the purpose of considering and taking appropriate action with respect to the following: 1. To elect eight (8) directors to our Board of Directors ("Board"), as follows: Nicholas Gerber, David Neibert, Scott Schoenberger, James Alexander, Matt Gonzalez, Erin Grogan, Joya Delgado Harris, and Derek Mullins, in each case, to serve a one-year term. 2. To ratify the appointment of BPM, LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2026. 3. To transact such other business which may properly be brought before the Annual Meeting or any adjournment or postponement thereof. The Board has fixed the close of business on September 8, 2025 ("Record Date"), as the record date for determining stockholders entitled to notice and to vote at the Annual Meeting, and any postponements or adjournments thereof. We will furnish proxy materials to our stockholders via the internet in order to expedite stockholders' receipt of proxy materials while lowering the cost of delivery and reducing the environmental impact of our annual meeting of stockholders. Accordingly, we are sending to our stockholders of record and beneficial owners a Notice of Internet Availability of Proxy Materials, which provides instructions on how to access the attached proxy statement and the annual report of The Marygold Companies, Inc. to stockholders for the fiscal year ended June 30, 2025, via the internet and how to vote online. The Notice of Internet Availability of Proxy Materials also contains instructions on how to obtain the proxy materials in printed form. If you received your proxy materials in printed form by mail, you may also vote your shares by marking your votes on the enclosed proxy card, signing and dating it, and mailing it in the enclosed envelope. If you are a holder of record on the Record Date and plan to attend the Annual Meeting in person, please bring photo identification. If your shares are held in the name of a broker, bank or other nominee, please also bring a letter from the broker or other nominee confirming your ownership as of the Record Date. If you wish to vote your shares at the Annual Meeting, the broker, bank or other nominee must provide you with a proxy or power of attorney. In order to attend the meeting, you must register at https://www.iproxydirect.com/MGLD by 11:59 p.m. Pacific Time on November 6, 2025. When you submit your proxy, you authorize Nicholas D. Gerber and Scott Schoenberger and each or any of them to vote your shares at the Annual Meeting and at any adjournments or postponements of the meeting in accordance with your instructions. STOCKHOLDERS ARE CORDIALLY INVITED TO ATTEND THE ANNUAL MEETING IN PERSON. HOWEVER, IF YOU PLAN TO ATTEND IN PERSON, YOU ARE ENCOURAGED TO VOTE YOUR SHARES PRIOR TO THE DATE OF THE ANNUAL MEETING. Date: September 23, 2025 By order of the Board of Directors, By: David Neibert Secretary Your vote is important. Regardless of whether you plan to attend the Annual Meeting of Stockholders, please follow the instructions you received to vote your shares as soon as possible to ensure that your shares are represented at the Annual Meeting. Stockholders of record, or beneficial stockholders named as proxies by their stockholders of record, who attend the meeting may vote their shares personally. Important Notice of Internet Availability of Proxy Materials for the 2025 Annual Meeting of Stockholders to be held on November 7, 2025 . The attached Proxy Statement, related proxy material, and our Annual Report on Form 10-K for 2025 are available at https://www.iproxydirect.com/MGLD .

View Full Filing

View this DEF 14A filing on SEC EDGAR