SC 13G/A: MITEK SYSTEMS INC

AI Summary

SC 13G/A filing by MITEK SYSTEMS INC.

Risk Assessment

Risk Level: low

FAQ

Key Financial Figures

• $0.001 — ame of Issuer) Common Stock, par value $0.001 per share (Title of Class Securities)

Filing Documents

• form_sc13gamiteksystemsinc.htm (SC 13G/A) — 48KB
• 0001011438-24-000569.txt ( ) — 49KB

From the Filing

SC 13G/A 1 form_sc13gamiteksystemsinc.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* MITEK SYSTEMS, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class Securities) 606710200 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosure provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 606710200 SCHEDULE 13G 1 NAME OF REPORTING PERSONS. Blue Grotto Capital, LLC 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [X] 3 SEC Use Only 4 Citizenship or Place of Organization Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 Sole Voting Power 2,070,000 6 Shared Voting Power 0 7 Sole Dispositive Power 2,070,000 8 Shared Dispositive Power 0 9 Aggregate Amount Beneficially Owned by Each Reporting Person 2,070,000 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 11 Percent of Class Represented by Amount in Row (9) 4.5% (1) 12 Type of Reporting Person (See Instructions) IA, OO (1) Calculation of the foregoing percentage is based on 46,167,636 shares of common stock of Mitek Systems, Inc. (the "Issuer") outstanding as of July 25, 2024, as disclosed in the Issuer's proxy statement on Schedule 14A filed with the Securities and Exchange Commission ("SEC") on August 14, 2024. CUSIP No. 606710200 SCHEDULE 13G 1 NAME OF REPORTING PERSONS. Benjamin M. Gordon 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [X] 3 SEC Use Only 4 Citizenship or Place of Organization United States NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 Sole Voting Power 2,070,000 6 Shared Voting Power 0 7 Sole Dispositive Power 2,070,000 8 Shared Dispositive Power 0 9 Aggregate Amount Beneficially Owned by Each Reporting Person 2,070,000 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 11 Percent of Class Represented by Amount in Row (9) 4.5% (1) 12 Type of Reporting Person (See Instructions) HC, IN (1) Calculation of the foregoing percentage is based on 46,167,636 shares of common stock of the Issuer outstanding as of July 25, 2024, as disclosed in the Issuer's proxy statement on Schedule 14A filed with the SEC on August 14, 2024. Schedule 13G Item 1. (a) Name of Issuer Mitek Systems, Inc. (the "Issuer") (b) Address of Issuer's Principal Executive Offices 770 First Avenue, Suite 425, San Diego, CA 92101 Item 2. (a) Name of Person Filing This Schedule 13G is being filed jointly on behalf of: (i) Blue Grotto Capital, LLC, a Delaware limited liability company (the "Investment Manager"), and (ii) Benjamin M. Gordon, a United States citizen and the Managing Member of the Investment Manager (the "Managing Member" and, collectively with the Investment Manager, the "Reporting Persons"). (b) Address of Principal Business office or, if None, Residence The business address of each of the Reporting Persons is 2000 Riveredge Parkway, Suite 500, Atlanta, GA 30328. (c) Citizenship: The Investment Manager is a Delaware limited liability company and the Managing Member is a United States citizen. (d) Title of Class Securities: Common Stock, par value $0.001 per share ("Common Stock") (e) CUSIP Number: 606710200 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78c). (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) Investment company registered under section 8 of the Investment Company Act (15 U.S.C. 80a-8). (e) An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). (f) An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). (g) A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G). (h) A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).

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