3M Securities Listed on NYSE, CBOE as of Jan 15, 2024

TL;DR

**3M's stock and some bonds are officially listed on NYSE and CBOE, business as usual.**

AI Summary

3M Company filed an 8-K on January 16, 2024, reporting that its common stock and certain notes (1.500% due 2026, 1.750% due 2030, and 1.500% due 2031) are now listed on the New York Stock Exchange (XNYS) and Chicago Stock Exchange (XCHI) as of January 15, 2024. This matters to investors because it confirms the continued liquidity and trading access for 3M's securities on major exchanges, which is a standard operational update but important for market participants.

Why It Matters

This filing confirms the official listing of 3M's common stock and specific debt notes on major exchanges, ensuring continued market access and liquidity for investors.

Risk Assessment

Risk Level: low — This filing is a routine update about securities listings and does not indicate any new financial or operational risks for 3M.

Analyst Insight

A smart investor would view this as a routine administrative update, confirming the continued normal trading of 3M's securities on major exchanges, and would not typically take immediate action based solely on this filing.

Key Players & Entities

• 3M Company (company) — Registrant
• New York Stock Exchange (company) — exchange where securities are listed
• Chicago Stock Exchange (company) — exchange where securities are listed
• January 15, 2024 (date) — date of earliest event reported
• January 16, 2024 (date) — filing date

FAQ

Key Financial Figures

• $253.1 million — Company will accelerate the payment of $253.1 million due for these cases to on or before Jan

Filing Documents

• mmm-20240115.htm (8-K) — 35KB
• pressrelease1-15x24.htm (EX-99.1) — 11KB
• 0000066740-24-000002.txt ( ) — 242KB
• mmm-20240115.xsd (EX-101.SCH) — 3KB
• mmm-20240115_def.xml (EX-101.DEF) — 18KB
• mmm-20240115_lab.xml (EX-101.LAB) — 36KB
• mmm-20240115_pre.xml (EX-101.PRE) — 19KB
• mmm-20240115_htm.xml (XML) — 7KB

01. Other Events

Item 8.01. Other Events. As previously reported, on August 29, 2023, 3 M Company ("3M" or the "Company") and 3M's wholly-owned subsidiary Aearo Technologies LLC (together with certain of its related entities, the "Aearo Entities") entered into a settlement arrangement in connection with the litigation and alleged claims involving the Combat Arms Earplugs (CAE) sold or manufactured by the Aearo Entities and/or 3M, including the Combat Arms Settlement Agreement for Wave Cases (Master Settlement Agreement III), dated August 29, 2023, between (1) 3M and Aearo Technologies, LLC and (2) the named Plaintiff's Leadership in re Combat Arms Earplug Products Liability Litigation, MDL No. 2885, U.S.D.C. for the Northern District of Florida, and (3) the named Plaintiffs' Leadership in the Minnesota coordinated state court action pending in the 4th Judicial District, County of Hennepin, Minnesota, File No. 27-CV-19-19916 (the "MSA III"). On January 15, 2024, 3M issued a press release (filed as Exhibit 99.1 hereto and incorporated herein by reference) announcing that the MSA III timing has been amended and that the Company will accelerate the payment of $253.1 million due for these cases to on or before January 31, 2024, in keeping with the Company's commitment to resolve these claims.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits: Exhibit Number Description 99.1 Press release, dated as of January 15, 2024, of 3M Company. 104 Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document). SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. 3M COMPANY By: /s/ Michael M. Dai Michael M. Dai Vice President, Associate General Counsel & Secretary Dated: January 16, 2024

View Full Filing

View this 8-K filing on SEC EDGAR